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WORLDWIDE SYSTEM FOR CONFORMITY TESTING AND CERTIFICATION OF ELECTROTECHNICAL EQUIPMENT AND COMPONENTS (IECEE) IECEE WORLDWIDE SYSTEM FOR CONFORMITY TESTING AND CERTIFICATION OF ELECTROTECHNICAL EQUIPMENT AND COMPONENTS (IECEE) IECEE CB Scheme – The best Tool to access the Global Market by Pierre de RUVO Executive Secretary IECEE © IEC

IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 2

IECEE. Taking Conformity Assessment Further COUNCIL ADVISORY BODIES CENTRAL OFFICE Geneva Switzerland National Committees IECEE. Taking Conformity Assessment Further COUNCIL ADVISORY BODIES CENTRAL OFFICE Geneva Switzerland National Committees COUNCIL BOARD Sales Policy Cmte. Marketing Cmte. EXECUTIVE COMMITTEE STANDARDIZATION MANAGEMENT BOARD CONFORMITY ASSESSMENT BOARD IECEE SECTOR BOARDS ADVISORY COMMITTEES TECH. CMTES IECQ IECEx 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 3

IECEE. Taking Conformity Assessment Further CONFORMITY ASSESSMENT BOARD IECEE System for conformity testing and IECEE. Taking Conformity Assessment Further CONFORMITY ASSESSMENT BOARD IECEE System for conformity testing and certification of Electrotechnical equipment and components IECEx Scheme for explosive environments IECQ Quality assessment system for electronic components CB Scheme Mutual recognition of test results CB FCS (full certification, including assessing QMS & Factory Audit/Inspection) 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 4

IECEE. Taking Conformity Assessment Further BOARD of APPEAL Chairman’s Advisory Group Policy & Strategy IECEE. Taking Conformity Assessment Further BOARD of APPEAL Chairman’s Advisory Group Policy & Strategy Forum CMC Committee of Testing Laboratories CTL Factory Inspection Committee FIC ACAG Assessment & Certification Advisory Group 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 5

IECEE. Taking Conformity Assessment Further OFFICERS Gösta FREDRIKSSON Chairman Jun XIE Vice-Chairman Pierre de IECEE. Taking Conformity Assessment Further OFFICERS Gösta FREDRIKSSON Chairman Jun XIE Vice-Chairman Pierre de RUVO Executive Secretary Fritz BEGLINGER Treasurer 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 6

IECEE. Taking Conformity Assessment Further BOARD OF APPEALS Chairman: Don MADER (UL) Members Bo IECEE. Taking Conformity Assessment Further BOARD OF APPEALS Chairman: Don MADER (UL) Members Bo YUMIN (CNCA) Yoji ONO (JQA) Joe GRYN (CSA) Trond SOLLIE (NEMKO) Deputies Ted Gaertner (KEMA) Jukka VUORINEN (SGS FIMKO) Paul TAN (TUV SUD PSB) Gerhard DREGER (VDE) 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 7

IECEE. Taking Conformity Assessment Further ACAG – Assessment & Certification Advisory Group TERMS OF IECEE. Taking Conformity Assessment Further ACAG – Assessment & Certification Advisory Group TERMS OF REFERENCE 4 To monitor the Peer Assessment and Re-assessment 4 To determine common understanding and approach on ISO/IEC Guide 65 and ISO/IEC 17025 4 To evaluate the Assessment Reports of candidate NCBs and CBTLs and make recommendations to the IECEE-CMC 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 8

IECEE. Taking Conformity Assessment Further «Bilateral recognition» Peer assessment Multilateral H H A A IECEE. Taking Conformity Assessment Further «Bilateral recognition» Peer assessment Multilateral H H A A G F B C E D B G F CB Scheme C E D n(n-1)/2 relations n relations 57 NCBs n = 57 57 audits 1 agreement 1596 audits 798 agreements 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 9

IECEE. Taking Conformity Assessment Further ASSESSMENT TEAM Testing Laboratory CBTL ASSESSMENT REPORT(s) ON-SITE ASSESSMENT IECEE. Taking Conformity Assessment Further ASSESSMENT TEAM Testing Laboratory CBTL ASSESSMENT REPORT(s) ON-SITE ASSESSMENT ISO/IEC 17025 ODs DECISION ACAG RECOMMENDATION 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland CMC 10

IECEE. Taking Conformity Assessment Further CTL - Committee of Testing Laboratories Joe GRYN John IECEE. Taking Conformity Assessment Further CTL - Committee of Testing Laboratories Joe GRYN John M. Thompson CTL Chairman CTL Secretary The CTL is the Technical branch of the IECEE and plays an essential role to build confidence. The CTL is composed of experts from 229 Testing Laboratories and 62 Certification Bodies 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 11

IECEE. Taking Conformity Assessment Further CTL - Committee of Testing Laboratories The main tasks IECEE. Taking Conformity Assessment Further CTL - Committee of Testing Laboratories The main tasks of the CTL are to: • detail the way in which the tests related to the IECEE have to be carried out so as to achieve the necessary reproducibility of test results, • harmonize the design and use of the test equipment referred to in standards and to make recommendations to the relevant technical committee or subcommittee of the IEC for improvements of those standards, • provide testing laboratories with a forum in which practical testing problems can be demonstrated and discussed 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 12

IECEE. Taking Conformity Assessment Further CTL - Committee of Testing Laboratories The task of IECEE. Taking Conformity Assessment Further CTL - Committee of Testing Laboratories The task of the CTL is to: • Organize Proficiency Testing Programmes under the auspices of the IECEE CMC • Organize Workshops to analyze the results of PT programmes and subsequent test methodology to achieve consistent test results • Carry out other technical work as directed by the CMC. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 13

IECEE. Taking Conformity Assessment Further CTL – Expert Task Forces CTL-ETF 10 EMC CTL-ETF IECEE. Taking Conformity Assessment Further CTL – Expert Task Forces CTL-ETF 10 EMC CTL-ETF 9 HOUS-TOOL CTL-ETF 8 CTL-ETF 2 PLASTICS OFF-TRON CTL-ETF 7 POW-PROT CTL-ETF 3 MED-MEAS CTL-ETF 6 CTL-ETF 11 LASERS CTL-ETF 4 CABL CONT-INST CTL-ETF 5 PHOTOVOLTAICS CAP LITE-SAFE 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland CTL-ETF 12 Hazardous Substances 14

IECEE. Taking Conformity Assessment Further FIC - Factory Inspection Committee Dr. Wolfgang Kreinberg Dieter IECEE. Taking Conformity Assessment Further FIC - Factory Inspection Committee Dr. Wolfgang Kreinberg Dieter Fitz FIC Chairman FIC Secretary The FIC is the Factory Inspection Committee tasked to develop Procedures and Audit/Inspection Forms to be used as either a stand alone service or as part of the CB Full Certification Scheme. The FIC is composed by experts in Factory Audits, Inspections, Follow up services 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 15

IECEE. Taking Conformity Assessment Further FACTORY AUDIT/INSPECTION To provide services related to Factory Audit/Inspection IECEE. Taking Conformity Assessment Further FACTORY AUDIT/INSPECTION To provide services related to Factory Audit/Inspection as a stand alone element of the Conformity Assessment Programme. This Service can be used either as an element of the Supplier Declaration of Conformity SDo. C or to upgrade a Certification System 1 into a Certification System 5 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 16

IECEE. Taking Conformity Assessment Further FACTORY AUDIT/INSPECTION System 5 Testing, Initial and Fu. S, IECEE. Taking Conformity Assessment Further FACTORY AUDIT/INSPECTION System 5 Testing, Initial and Fu. S, certification mark + Upgrades into CB-FCS + Factory Audit/Inspection FACTORY AUDIT/INSPECTION + System 1 Type Test Certificate 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 17

IECEE. Taking Conformity Assessment Further LEVELS OF MEMBERSHIP 2008 -06 -23 Technical collaboration EU/Brazil IECEE. Taking Conformity Assessment Further LEVELS OF MEMBERSHIP 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 18

IECEE. Taking Conformity Assessment Further Argentina IECEE participating countries India Saudia Arabia Australia Indonesia IECEE. Taking Conformity Assessment Further Argentina IECEE participating countries India Saudia Arabia Australia Indonesia Serbia Austria Ireland Singapore Belarus Israel Slovakia Belgium Italy Slovenia Brazil Japan South Africa Bulgaria Kenya Spain Canada Korea Rep. of Sweden China Malaysia Switzerland Croatia Mexico Thailand Czech Rep. Netherlands Turkey Denmark New Zealand Ukraine Finland Norway United Arab Emirates France Poland United Kingdom Germany Portugal Romania United States Greece 2008 -06 -23 Hungary Russia Uruguay Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 19

IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 20

IECEE. Taking Conformity Assessment Further Countries NCBs CBTLs ACTLs 2001 2002 2003 2004 2005 IECEE. Taking Conformity Assessment Further Countries NCBs CBTLs ACTLs 2001 2002 2003 2004 2005 2006 2007 41 42 43 43 44 46 50 53 56 58 58 58 59 62 129 141 150 170 195 216 234 0 0 0 10 2008 50 66 247 18 (so far. . ) 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 21

IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 22

IECEE. Taking Conformity Assessment Further CB CERTIFICATES STATISTICS With 50. 392 Certificate, 2007 has IECEE. Taking Conformity Assessment Further CB CERTIFICATES STATISTICS With 50. 392 Certificate, 2007 has resulted in another great year with a consolidation of Issued CB Test Certificates. It has to be noted that a significant number of CB Test Certificates are directly recognized by Buyers, Retailers and Regulatory Authorities to provide direct access to the global markets. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 23

IECEE. Taking Conformity Assessment Further IECEE CB SCHEME - ISSUED 2008 -06 -23 Technical IECEE. Taking Conformity Assessment Further IECEE CB SCHEME - ISSUED 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 24

IECEE. Taking Conformity Assessment Further Top 10 Countries – Factory Location 2008 -06 -23 IECEE. Taking Conformity Assessment Further Top 10 Countries – Factory Location 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 25

IECEE. Taking Conformity Assessment Further ISO Sytem 1 ? ISO Sytem 5 Which Scheme IECEE. Taking Conformity Assessment Further ISO Sytem 1 ? ISO Sytem 5 Which Scheme suits my needs? The Manufacturer decides the most appropriate «vehicle» to be used for marketing his products in the market place 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 26

IECEE. Taking Conformity Assessment Further The CB Scheme => ISO System 1 The CB IECEE. Taking Conformity Assessment Further The CB Scheme => ISO System 1 The CB Scheme is the only Global recognized scheme for the safety of electrical equipment used in homes, offices, workshops and similar locations. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 27

IECEE. Taking Conformity Assessment Further The ideal target One test One certification One mark IECEE. Taking Conformity Assessment Further The ideal target One test One certification One mark 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 28

IECEE. Taking Conformity Assessment Further Today’s IECEE achieved target One test One international certificate IECEE. Taking Conformity Assessment Further Today’s IECEE achieved target One test One international certificate One or more marks as needed 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 29

IECEE. Taking Conformity Assessment Further CB Scheme This system includes testing; samples of the IECEE. Taking Conformity Assessment Further CB Scheme This system includes testing; samples of the product are assessed for conformity. The sampling is representative of the entire product’s family. A certificate of conformity is granted (CB Test Certificate) to each product represented by the sample. This certification system includes the following: a) sample(s) requested by the Certification Body - NCB; b) determination of characteristics through testing the samples by the Testing Laboratory - CBTL ; c) evaluation of the Test Report; d) Decision by the Certification Body - NCB; e) CB Test Certificate. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 30

IECEE. Taking Conformity Assessment Further Scope 19 product categories ranging from Batteries, Cables and IECEE. Taking Conformity Assessment Further Scope 19 product categories ranging from Batteries, Cables and Cords, Capacitors as components, Switches for appliances and automatic controls for electrical household appliances, Electromagnetic Compatibility, Household and similar equipment, Installation accessories and connection devices, Lighting, Measuring instruments, Electrical equipment for medical use, Miscellaneous, IT and office equipment, Low voltage, high power switching equipment, Installation protective equipment, Photovoltaics, Safety transformers and similar equipment, Portable tools, Electric Toys and Electronics, entertainment … representing more than 1000 standards 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 31

IECEE. Taking Conformity Assessment Further Highlights § Products are tested to IEC standards with IECEE. Taking Conformity Assessment Further Highlights § Products are tested to IEC standards with provision for supplementary testing for national differences. § Reciprocal recognition of test results among all participating Certification Bodies simplifies the granting of certification or approval at national levels. § CB Test Certificates and associated Test Reports facilitate obtaining secondary certifications. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 32

IECEE. Taking Conformity Assessment Further CB Scheme Performance requirements Regulatory requirements EN Group Differences IECEE. Taking Conformity Assessment Further CB Scheme Performance requirements Regulatory requirements EN Group Differences National Differences SNC Compulsory EMC requirements Ergonomic, Hygienic requirements 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 33

IECEE. Taking Conformity Assessment Further CONSUMER BEHAVIOR 2008 -06 -23 Technical collaboration EU/Brazil - IECEE. Taking Conformity Assessment Further CONSUMER BEHAVIOR 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 34

IECEE. Taking Conformity Assessment Further Advantages of CB Scheme § § More rapid testing IECEE. Taking Conformity Assessment Further Advantages of CB Scheme § § More rapid testing and certification § § § Direct acceptance by the Retailers and Buyers More universal product recognition Acceleration of Product Acceptance Direct acceptance by the Regulators & Authorities in many countries Expanded markets Faster product movement from plants to markets 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 35

IECEE. Taking Conformity Assessment Further BATT – Batteries: IEC 60086, IEC 60099, IEC 61982… IECEE. Taking Conformity Assessment Further BATT – Batteries: IEC 60086, IEC 60099, IEC 61982… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 36

IECEE. Taking Conformity Assessment Further CABL – Cables and Cords: IEC 60227, IEC 60245, IECEE. Taking Conformity Assessment Further CABL – Cables and Cords: IEC 60227, IEC 60245, IEC 60502… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 37

IECEE. Taking Conformity Assessment Further CAP – Capacitors as Components: IEC 60252, IEC 60384, IECEE. Taking Conformity Assessment Further CAP – Capacitors as Components: IEC 60252, IEC 60384, IEC 61048… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 38

IECEE. Taking Conformity Assessment Further CONT - Switches for appliances and automatic controls for IECEE. Taking Conformity Assessment Further CONT - Switches for appliances and automatic controls for electrical household appliances: IEC 60730, IEC 61058, IEC 61810… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 39

IECEE. Taking Conformity Assessment Further EMC – Electromagnetic Compatibility: CISPR 11, IEC 61000, IEC IECEE. Taking Conformity Assessment Further EMC – Electromagnetic Compatibility: CISPR 11, IEC 61000, IEC 62236… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 40

IECEE. Taking Conformity Assessment Further HOUS – Household and similar equipment: IEC 60335, IEC IECEE. Taking Conformity Assessment Further HOUS – Household and similar equipment: IEC 60335, IEC 60704, IEC 61770… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 41

IECEE. Taking Conformity Assessment Further INST – Installation accessories and connection devices: IEC 60609, IECEE. Taking Conformity Assessment Further INST – Installation accessories and connection devices: IEC 60609, IEC 60320, IEC 60998… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 42

IECEE. Taking Conformity Assessment Further LITE – Luminaires: IEC 60598, IEC 60928, IEC 61347… IECEE. Taking Conformity Assessment Further LITE – Luminaires: IEC 60598, IEC 60928, IEC 61347… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 43

IECEE. Taking Conformity Assessment Further MEAS – Measuring Instruments: IEC 61010, IEC 60414, IEC IECEE. Taking Conformity Assessment Further MEAS – Measuring Instruments: IEC 61010, IEC 60414, IEC 61557… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 44

IECEE. Taking Conformity Assessment Further MED – Electrical equipment for medical use: IEC 60601, IECEE. Taking Conformity Assessment Further MED – Electrical equipment for medical use: IEC 60601, IEC 61223… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 45

IECEE. Taking Conformity Assessment Further MISC – Miscellaneous: IEC 60077, IEC 60747, IEC 60938… IECEE. Taking Conformity Assessment Further MISC – Miscellaneous: IEC 60077, IEC 60747, IEC 60938… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 46

IECEE. Taking Conformity Assessment Further OFF – IT and Office Equipment: IEC 60950, IEC IECEE. Taking Conformity Assessment Further OFF – IT and Office Equipment: IEC 60950, IEC 60825, IEC 62040… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 47

IECEE. Taking Conformity Assessment Further POW – Low voltage, high power switching equipment: IEC IECEE. Taking Conformity Assessment Further POW – Low voltage, high power switching equipment: IEC 60947, IEC 62019, IEC 62271… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 48

IECEE. Taking Conformity Assessment Further PROT – Installation protective equipment: IEC 60127, IEC 60269, IECEE. Taking Conformity Assessment Further PROT – Installation protective equipment: IEC 60127, IEC 60269, IEC 61643… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 49

IECEE. Taking Conformity Assessment Further PV – Photovoltaics: IEC 60904, IEC 61215, PVRS 6… IECEE. Taking Conformity Assessment Further PV – Photovoltaics: IEC 60904, IEC 61215, PVRS 6… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 50

IECEE. Taking Conformity Assessment Further SAFE – Safety transformers and similar equipment: IEC 60044, IECEE. Taking Conformity Assessment Further SAFE – Safety transformers and similar equipment: IEC 60044, IEC 60742, IEC 61558… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 51

IECEE. Taking Conformity Assessment Further TOOL – Portable Tools: IEC 60745, IEC 61029, IEC IECEE. Taking Conformity Assessment Further TOOL – Portable Tools: IEC 60745, IEC 61029, IEC 61939… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 52

IECEE. Taking Conformity Assessment Further TOYS – Electronic Toys: IEC 62115… 2008 -06 -23 IECEE. Taking Conformity Assessment Further TOYS – Electronic Toys: IEC 62115… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 53

IECEE. Taking Conformity Assessment Further TRON – Electronics Entertainment: IEC 60065, IEC 61965, IEC IECEE. Taking Conformity Assessment Further TRON – Electronics Entertainment: IEC 60065, IEC 61965, IEC 62103… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 54

IECEE. Taking Conformity Assessment Further Market changes…increasing flow of goods § § § GLOBAL IECEE. Taking Conformity Assessment Further Market changes…increasing flow of goods § § § GLOBAL MARKETS INCREASING HARMONIZATION OF PRODUCT SPECIFICATIONS WORLDWIDE ACCEPTANCE OF TEST RESULTS 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 55

IECEE. Taking Conformity Assessment Further Time to Market is essential § § In Manufacturing IECEE. Taking Conformity Assessment Further Time to Market is essential § § In Manufacturing and Trade every day counts Buyers, Users and Governments need assurance of compliance 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 56

IECEE. Taking Conformity Assessment Further IECEE CB Test Certificate 2008 -06 -23 Technical collaboration IECEE. Taking Conformity Assessment Further IECEE CB Test Certificate 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 57

IECEE. Taking Conformity Assessment Further IECEE EMC CB Test Certificate 2008 -06 -23 Technical IECEE. Taking Conformity Assessment Further IECEE EMC CB Test Certificate 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 58

IECEE. Taking Conformity Assessment Further Upstream level Example: NCB x Issuing a CB Test IECEE. Taking Conformity Assessment Further Upstream level Example: NCB x Issuing a CB Test Certificate Application A P P L I C A N T ON MFR REQUEST + IECEE TEST REPORT + The Certification Mark of the Issuing NCB 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 59

IECEE. Taking Conformity Assessment Further Process A P P L I C A N IECEE. Taking Conformity Assessment Further Process A P P L I C A N T Country A CBTL TESTING IEC Std+N. D. NCB APPLICATION TEST Recognizing Countries B N. D. . REPORT 15 working days 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 60

IECEE. Taking Conformity Assessment Further SEEKING WHAT ? a European Certification Mark ? CBTL IECEE. Taking Conformity Assessment Further SEEKING WHAT ? a European Certification Mark ? CBTL A P P L I C A N T IECEE TEST REPORT French Market 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 61

IECEE. Taking Conformity Assessment Further SEEKING WHAT ? Direct access to a market ? IECEE. Taking Conformity Assessment Further SEEKING WHAT ? Direct access to a market ? A P P L I C A N T IECEE TEST REPORT RETAILERS BUYERS VENDORS MARKET 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 62

IECEE. Taking Conformity Assessment Further SEEKING WHAT? Access into Regulatory Market? A P P IECEE. Taking Conformity Assessment Further SEEKING WHAT? Access into Regulatory Market? A P P L I C A N T Test Report IECEE TEST REPORT National Regulator e. g. Cambodia MARKET 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 63

IECEE. Taking Conformity Assessment Further IECEE CB-Scheme process Applicant Application to the NCB A IECEE. Taking Conformity Assessment Further IECEE CB-Scheme process Applicant Application to the NCB A processes application and CBTL to carry out the testing NCB A Issues CB Test Certificate with Testing Report Applicant receives CB Test Certificate and associated Test Report CB Test Certificate + Test Report Applicant sends documents to NCB B/C/D/n. . . CBTL A completes Testing to the IEC Standard + National Difference CBTL A Issues Test Report NCB A reviews and validates the Test Report NCB B/C/D/n. . processes the received documents and grants its certification marks) Applicant is granted with NCB B/C/D/n. . certification mark within 15 working days 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 64

IECEE. Taking Conformity Assessment Further CB-Scheme Direct acceptance by the market place Applicant request IECEE. Taking Conformity Assessment Further CB-Scheme Direct acceptance by the market place Applicant request certificate for their product Application to the NCB processes application and assigns a CBTL to carry out the testing CBTL completes Testing to the IEC Standard + National Difference Applicant receives CB Test Certificate and associated Test Report CB Test Certificate + Test Report Applicant addresses CB Test Certificate +Test Reportto Retailers, Buyers, vendors and National Regulatory Authority CBTL Issues Test Report NCB receives and validates the Test Report NCB Issues CB Test Certificate Retailers, Buyers, vendors and National Regulatory Authority purchase/accept the CBTC/ CBTR to allow access to their respective market Product can be sold in the relevant market 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 65

IECEE. Taking Conformity Assessment Further IECEE CB Scheme benefits § Leads to safer products IECEE. Taking Conformity Assessment Further IECEE CB Scheme benefits § Leads to safer products on domestic market § Needs to become even more efficient to provide fast time-to-market to suppliers and will make the world’s products available to your domestic professional buyer and consumer 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 66

IECEE. Taking Conformity Assessment Further The CB Scheme=> ISO System 5 The CB FULL IECEE. Taking Conformity Assessment Further The CB Scheme=> ISO System 5 The CB FULL CERTIFICATION SCHEME “CBFCS” is the Global recognized scheme for the safety of electrical equipment used in homes, offices, workshops and similar locations. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 67

IECEE. Taking Conformity Assessment Further The IECEE-CB-FCS Scheme § § § § Most comprehensive IECEE. Taking Conformity Assessment Further The IECEE-CB-FCS Scheme § § § § Most comprehensive global product certification scheme Extension of the CB scheme A full certification scheme ISO/IEC System 5 Assessment of QA system, surveillance and type testing Accommodates national differences Mutual agreement on on-going surveillance 17 participants Multilateral agreement 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 68

IECEE. Taking Conformity Assessment Further The IECEE-FCS Scheme This system includes testing and assessment IECEE. Taking Conformity Assessment Further The IECEE-FCS Scheme This system includes testing and assessment of the quality management system involved. Surveillance of the quality system is conducted and samples of the product may be taken from either the market or the site of production, or both, and are assessed for ongoing conformity. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 69

IECEE. Taking Conformity Assessment Further ACCURATE CUSTOMER SERVICE Performance requirements Regulatory requirements EN Group IECEE. Taking Conformity Assessment Further ACCURATE CUSTOMER SERVICE Performance requirements Regulatory requirements EN Group Differences National Differences SNC Compulsory EMC requirements Ergonomic, Hygienic requirements 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 70

IECEE. Taking Conformity Assessment Further Elements a) sample(s) requested by the certification body; b) IECEE. Taking Conformity Assessment Further Elements a) sample(s) requested by the certification body; b) determination of characteristics by testing; c) initial assessment of the production process & the quality system; d) evaluation of the Conformity Assessment Report (CAR) & and Initial Factory Audit/Inspection reports; e) Decision by the NCB; f) Conformity Assessment Certificate (CAC); g) surveillance of the production process & the quality system; h) surveillance by testing or inspection of samples from the factory or the open market, or both. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 71

IECEE. Taking Conformity Assessment Further Operation of the FCS § The FCS scheme is IECEE. Taking Conformity Assessment Further Operation of the FCS § The FCS scheme is based on mutual recognition of the Conformity Assessment Certificates (CACs) issued by its members as the basis for the certification of electrical products at the national and international level. § The FCS goes far beyond type testing and includes § § 2008 -06 -23 Testing for national differences A Follow-up Program, which can ensure consistency of design and construction Limitations on additional testing and requests for samples Recognition of the Manufacturer's Quality System, including the surveillance methods at the factories producing the certified products. Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 72

IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 73

IECEE. Taking Conformity Assessment Further Upstream level OK A P P L I C IECEE. Taking Conformity Assessment Further Upstream level OK A P P L I C A N T FACTORY ISO 9001 Application OK CBTL IECEE PV CONFORMITY ASSESSMENT CERTIFICATE C. A. C. + IECEE PV CONFORMITY ASSESSMENT REPORT C. A. R. e. g. IEC 61215 + IECEE PV FACTORY AUDIT REPORT FAR ISO 9001 + 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 74

IECEE. Taking Conformity Assessment Further Market access route. . via Recognizing NCBs C. A. IECEE. Taking Conformity Assessment Further Market access route. . via Recognizing NCBs C. A. R. CONFORMITY ASSESSMENT REPORT A P P L I C A N T FACTORY AUDIT REPORT CBTL Kansai FACTORY AUDIT ISO 9001 C. A. R. CONFORMITY ASSESSMENT REPORT Recognizing Countries B FACTORY AUDIT REPORT 15 working days 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 75

IECEE. Taking Conformity Assessment Further Market access route …. . through the IECEE… C. IECEE. Taking Conformity Assessment Further Market access route …. . through the IECEE… C. A. R. CONFORMIT Y ASSESSMEN T REPORT A P P L I C A N T FACTORY AUDIT REPORT FACTORY AUDIT ISO 9001 C. A. R. CONFORMIT Y ASSESSMEN T REPORT FACTORY AUDIT REPORT Markets 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 76

IECEE. Taking Conformity Assessment Further C. A. R. CONFORMIT Y ASSESSMEN T REPORT A IECEE. Taking Conformity Assessment Further C. A. R. CONFORMIT Y ASSESSMEN T REPORT A P P L I C A N T FACTORY AUDIT REPORT Direct access to a market FACTORY AUDIT ISO 9001 RETAILERS C. A. R. CONFORMIT Y ASSESSMEN T REPORT FACTORY AUDIT REPORT BUYERS VENDORS MARKET 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 77

IECEE. Taking Conformity Assessment Further C. A. R. CONFORMIT Y ASSESSMEN T REPORT A IECEE. Taking Conformity Assessment Further C. A. R. CONFORMIT Y ASSESSMEN T REPORT A P P L I C A N T FACTORY AUDIT REPORT Regulatory Market? CBTL FACTORY AUDIT ISO 9001 C. A. R. CONFORMIT Y ASSESSMEN T REPORT FACTORY AUDIT REPORT National Regulator MARKET 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 78

IECEE. Taking Conformity Assessment Further MANUFACTURER TESTING LABORATORIES NCB National Certification Body SMT Supervised IECEE. Taking Conformity Assessment Further MANUFACTURER TESTING LABORATORIES NCB National Certification Body SMT Supervised Manufacturer Testing TMP Testing at Manufacturer Premises WMT Witness Manufacturer Testing 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 79

IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 80

IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 81

IECEE. Taking Conformity Assessment Further BENEFITS for Countries Protecting the Domestic Market from non IECEE. Taking Conformity Assessment Further BENEFITS for Countries Protecting the Domestic Market from non -conforming products by importing safe electrical products, equipment and components 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 82

IECEE. Taking Conformity Assessment Further BENEFITS for Countries Joining the worldwide Conformity Assessment community IECEE. Taking Conformity Assessment Further BENEFITS for Countries Joining the worldwide Conformity Assessment community and playing a Key role in the IECEE Management Committee 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 83

IECEE. Taking Conformity Assessment Further BENEFITS for Countries Building the structure to set a IECEE. Taking Conformity Assessment Further BENEFITS for Countries Building the structure to set a national level reputable and recognized Certification Bodies and Testing Laboratories fulfilling the highest standards worldwide such as ISO/IEC Guide 65, ISO/IEC 17025 and IECEE Rules 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 84

IECEE. Taking Conformity Assessment Further BENEFITS for Countries Accessing the restricted area of the IECEE. Taking Conformity Assessment Further BENEFITS for Countries Accessing the restricted area of the IECIECEE Web Site and take advantage of the Publications, Test Report Forms, Procedures and Operational Documents that are used in the field of Conformity Assessment activities 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 85

IECEE. Taking Conformity Assessment Further BENEFITS for Countries Attending the World Committee of Testing IECEE. Taking Conformity Assessment Further BENEFITS for Countries Attending the World Committee of Testing Laboratories, Forums and Workshops thus sharing and exchanging with the best experts in Certification and Testing activities 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 86

IECEE. Taking Conformity Assessment Further BENEFITS for local Industry Opening up the worldwide Global IECEE. Taking Conformity Assessment Further BENEFITS for local Industry Opening up the worldwide Global Market 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 87

IECEE. Taking Conformity Assessment Further BENEFITS for local Industry Optimization of certification costs 2008 IECEE. Taking Conformity Assessment Further BENEFITS for local Industry Optimization of certification costs 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 88

IECEE. Taking Conformity Assessment Further BENEFITS for local Industry Expanded development of technologies within IECEE. Taking Conformity Assessment Further BENEFITS for local Industry Expanded development of technologies within the Country 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 89

IECEE. Taking Conformity Assessment Further NORTH AMERICA EUROPE MIDDLE EAST AFRICA LATIN AMERICA ASIA IECEE. Taking Conformity Assessment Further NORTH AMERICA EUROPE MIDDLE EAST AFRICA LATIN AMERICA ASIA BRUNEI USA 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland OCEANIA 90

IECEE. Taking Conformity Assessment Further The right Passport to access worldwide market Because Globalization IECEE. Taking Conformity Assessment Further The right Passport to access worldwide market Because Globalization and competition are leading to rapid changes, technical barriers to trade remain a serious problem and the industry is anxious about time to market, the shortening life cycle of products and the need to reduce costs… 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 91

IECEE. Taking Conformity Assessment Further The right Passport to access worldwide market The CB IECEE. Taking Conformity Assessment Further The right Passport to access worldwide market The CB Scheme offers de facto the true “passport” to market electrical goods worldwide 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 92

IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach IECEE. Taking Conformity Assessment Further 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 93

IECEE. Taking Conformity Assessment Further The right Passport to access worldwide market The CB IECEE. Taking Conformity Assessment Further The right Passport to access worldwide market The CB Scheme answers de facto the market needs to have a Test Certificate tailored to be recognized worldwide. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 94

IECEE. Taking Conformity Assessment Further The right Passport to access worldwide market The CB IECEE. Taking Conformity Assessment Further The right Passport to access worldwide market The CB Scheme, in its fullest extent, proves de facto that certification and testing costs can be reduced through the use of. . . 1 stop testing. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 95

IECEE. Taking Conformity Assessment Further Welcome to joining…the IECEE The IECEE opens the door IECEE. Taking Conformity Assessment Further Welcome to joining…the IECEE The IECEE opens the door to welcome Brazilians Testing Laboratories and Certification Bodies … to effectively operate in the Most Efficient Transportable Model of Conformity Assessment Worldwide. 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 96

WORLDWIDE SYSTEM FOR CONFORMITY TESTING AND CERTIFICATION OF ELECTROTECHNICAL EQUIPMENT AND COMPONENTS (IECEE) Thank WORLDWIDE SYSTEM FOR CONFORMITY TESTING AND CERTIFICATION OF ELECTROTECHNICAL EQUIPMENT AND COMPONENTS (IECEE) Thank you! …any questions © IEC ?

IECEE. Taking Conformity Assessment Further § IECEE Website: www. iecee. org § IECEE Executive IECEE. Taking Conformity Assessment Further § IECEE Website: www. iecee. org § IECEE Executive Secretary: Mr Pierre de RUVO E-mail: [email protected] ch Direct Line: +41 22 919 02 07 2008 -06 -23 Technical collaboration EU/Brazil - New Approach Directives – Geneva, Switzerland 98