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waka: A replacement for HTTP Roy T. Fielding, Ph. D. Chief Scientist, Day Software waka: A replacement for HTTP Roy T. Fielding, Ph. D. Chief Scientist, Day Software Director, The Apache Software Foundation Co-founder, Apache HTTP Server Project Elected member, W 3 C Technical Architecture Group http: //www. apache. org/~fielding/ waka: A replacement for HTTP November 2002

How should we design a new application protocol? § Define the architectural style § How should we design a new application protocol? § Define the architectural style § Even a generic protocol must choose one model for evaluation of efficiency, or choose to be inefficient for all applications § Document desired architectural properties § Identify the architectural elements § Components, connectors, data § Interfaces, transports, media types § Specify protocol § Semantics = component interaction § Syntax = efficiency/extensibility waka: A replacement for HTTP November 2002 2

But what about Web Services? § § § ONC / DCE RPC COM / But what about Web Services? § § § ONC / DCE RPC COM / DCOM CORBA J 2 EE Web Services. NET § They have all tried to solve the same problem … waka: A replacement for HTTP November 2002 3

EAI - the hard way app 5 app 1 app 2 app 3 app EAI - the hard way app 5 app 1 app 2 app 3 app 4 4 applications = 6 integrations 5 applications = 10 integrations 6 applications = 15 integrations waka: A replacement for HTTP November 2002 4

EAI - the Web way waka: A replacement for HTTP November 2002 5 EAI - the Web way waka: A replacement for HTTP November 2002 5

High-level Web Requirements § Low entry-barrier § Hypermedia User Interface § Simple protocols for High-level Web Requirements § Low entry-barrier § Hypermedia User Interface § Simple protocols for authoring and data transfer § Extensibility § Multiple organizational boundaries § Anarchic scalability § Heterogeneous platforms § Gradual and fragmented change (deployment) § Distributed Hypermedia System § Efficient for large data transfers § Sensitive to user-perceived latency § Capable of disconnected operation waka: A replacement for HTTP November 2002 6

REST Architectural Style § My dissertation work at UC Irvine § available on Web REST Architectural Style § My dissertation work at UC Irvine § available on Web [Fielding 2000] § independent discussion on RESTWiki [Baker et al. ] § An architectural style can be used to define the principles behind the Web architecture such that they are visible to future architects § A style is a named set of constraints on architectural elements § REST was used to guide definition and implementation of modern Web architecture § modifications to HTTP and URI § implementations in Apache, libwww-perl, … waka: A replacement for HTTP November 2002 7

REST Style Derivation Graph Uniform Interface Layered System Client Server Virtual Machine Replicated Repository REST Style Derivation Graph Uniform Interface Layered System Client Server Virtual Machine Replicated Repository LCS Stateless Code-On-Demand Cache REST waka: A replacement for HTTP November 2002 8

REST Process View $ $ $ § § $ $ Layered Client-Server Uniform Interface REST Process View $ $ $ § § $ $ Layered Client-Server Uniform Interface (like Pipe and Filter) Stateless, Cacheable Communication Optional Code-on-Demand waka: A replacement for HTTP November 2002 9

REST Uniform Interface § Pictures are not sufficient § We must define constraints that REST Uniform Interface § Pictures are not sufficient § We must define constraints that enforce a uniform interface § Five primary interface constraints § Resource is unit of identification § Resource is manipulated through exchange of representations § Resource-generic interaction semantics § Self-descriptive messaging § Hypermedia is engine of application state waka: A replacement for HTTP November 2002 10

Hypertext Transfer Protocol § The role of HTTP in Web Architecture § § § Hypertext Transfer Protocol § The role of HTTP in Web Architecture § § § Extend uniform interface across the net Minimize user-perceived latency Enable layered processing Enable caching Enable extension and evolution § Already survived a decade of evolution § 1991 -93: § 1993 -97: § 1996 -now: waka: A replacement for HTTP/0. 9 [Berners-Lee] HTTP/1. 0 [RFC 1945] HTTP/1. 1 [RFC 2068/2616] November 2002 11

HTTP Message Syntax GET /Test/hello. html HTTP/1. 1rn Host: kiwi. ics. uci. edu: 8080rn HTTP Message Syntax GET /Test/hello. html HTTP/1. 1rn Host: kiwi. ics. uci. edu: 8080rn Accept: text/html, text/*, */*rn User-Agent: GET/7 libwww-perl/5. 40rn HTTP/1. 1 200 OKrn Date: Thu, 09 Mar 2000 15: 40: 09 GMTrn Server: Apache/1. 3. 12rn Content-Type: text/htmlrn Content-Language: enrn Transfer-Encoding: chunkedrn Etag: “a 797 cd-465 af”rn Cache-control: max-age=3600rn Vary: Accept-Languagern 4090rn … waka: A replacement for HTTP November 2002 12

HTTP Current Problems § HTTP/1. 1 was limited by pre-existing syntax § § Overhead HTTP Current Problems § HTTP/1. 1 was limited by pre-existing syntax § § Overhead of MIME-style message syntax Head-of-line blocking on interactions Metadata unable to come after data Server can’t send unsolicited responses § Messages are not fully self-descriptive § Extensions don’t indicate scope, mandatory/optional § Response messages don’t indicate request § Low-power and bandwidth-sensitive devices § More severely impacted than desktop browsers § Typical solution: impose a gateway § device-specific, proprietary protocol § loss of fidelity in communication due to evolution § fails when devices roam across networks waka: A replacement for HTTP November 2002 13

It’s time for a new standard § A new protocol standard could solve HTTP’s It’s time for a new standard § A new protocol standard could solve HTTP’s current problems in a generic way § However, building consensus around a new protocol isn't easy § How do we differentiate from existing protocols, particularly those that are supposedly generic? § How do we decide among conflicting design alternatives for a new protocol? § How do we design such that the protocol can be deployed in a heterogeneous environment? § I use the REST architectural style as a guide waka: A replacement for HTTP November 2002 14

Waka § A new protocol designed to match efficiency of REST architectural style § Waka § A new protocol designed to match efficiency of REST architectural style § Why “waka”? § Mäori word (pronounced “wah-kah”) for the outrigger canoes used to travel safely on the Pacific Ocean, across hundreds of islands, to Aotearoa (New Zealand) § One of the few four-letter words suitable for a protocol name § Deployable within an HTTP connection § via the HTTP/1. 1 Upgrade header field § defined mapping to HTTP/1. 1 for proxies waka: A replacement for HTTP November 2002 15

New Request Semantics § RENDER method § display/print/speak this representation § MONITOR method § New Request Semantics § RENDER method § display/print/speak this representation § MONITOR method § notify me when resource state changes § Authoring methods (DAV simplified) § elimination of non-resource identifiers § reintroduction of PATCH § Request control data § request identifier § transaction identifier § relative priority waka: A replacement for HTTP November 2002 16

New Response Semantics § Self-descriptive binding to the request § Echo of request id, New Response Semantics § Self-descriptive binding to the request § Echo of request id, method, target URI § Cache key explicitly described § Caches no longer need to save request fields § Caches don’t have to guess about Vary info § Enables asynchronous transport § Response indicates authoritative or not § Semantics formerly in status code § Unsolicited Responses § Cache invalidation messages § Multicast event notices waka: A replacement for HTTP November 2002 17

Waka Syntax § Uniform syntax § Regardless of message type, direction § Padding allowed Waka Syntax § Uniform syntax § Regardless of message type, direction § Padding allowed for 32/64 bit alignment § Self-descriptive § § Explicit typing for message structure, fields Indication of mandate and scope of fields Association of metadata (control, resource, rep. ) Premature termination of request or response § Efficient and Extensible § § Tokens for all standard elements A URI reference can be used in place of any token Macros (client-defined syntax short-hand) Interleaved data and metadata delivery waka: A replacement for HTTP November 2002 18

A work just beginning waka § Has not yet been fully specified § Has A work just beginning waka § Has not yet been fully specified § Has not yet been implemented § Has not yet been deployed § Will eventually be proposed as ASF project § Will eventually be submitted to IETF § Will have its progress tracked: http: //www. apache. org/~fielding/waka/ waka: A replacement for HTTP November 2002 19

waka: A replacement for HTTP November 2002 waka: A replacement for HTTP November 2002

Web Architecture § Understanding the Web’s Success § Design Notes of Tim Berners-Lee § Web Architecture § Understanding the Web’s Success § Design Notes of Tim Berners-Lee § Representational State Transfer (REST) § W 3 C Technical Architecture Group § Goals § Document existing design principles § Identify methods for evaluating § existing identifiers, formats, protocols § proposals for new features § proposals for new interaction styles § Define new design principles waka: A replacement for HTTP November 2002 21

Principled Architecture Design § Iterating over: § Analyze system § Focus on one phase Principled Architecture Design § Iterating over: § Analyze system § Focus on one phase of operation § Choose a level of abstraction § Identify components, connectors, data § Establish requirements § What must be true across phase of operation § Select design principles § Principles motivate architectural constraint § Constrain the architecture § Constraints induce architectural properties waka: A replacement for HTTP November 2002 22

Example Requirements § Web as a system must exist at the operational scale of Example Requirements § Web as a system must exist at the operational scale of entire societies § no "on" or "off" switch § system must evolve while in use § Change is inevitable § requires planning for evolution § Spans multiple organizations § changes cannot be deployed all at once § requires gradual and fragmented change waka: A replacement for HTTP November 2002 23

Example Principles § Information hiding § a component's visibility into the implementation of another Example Principles § Information hiding § a component's visibility into the implementation of another component should be limited to what is necessary to interoperate with its interface § prevents unintended assumptions about component behavior that may not hold true in the future § applied to improve property of evolvability -independent evolution of technology over time § Separation of concerns § a component that performs two or more separate activities is better implemented as two or more components if doing so increases cohesion and reduces coupling § applied to improve properties of simplicity and evolvability waka: A replacement for HTTP November 2002 24

Example Constraint § Orthogonal protocols deserve orthogonal specifications § If one protocol uses another Example Constraint § Orthogonal protocols deserve orthogonal specifications § If one protocol uses another as data, it must not restrict the content of that data other than as defined by that protocol, including future compatible revisions of that protocol. § A specification that defines two orthogonal protocols (including data formats) must be split into two specifications, since otherwise the independent evolution of those protocols will be hindered. § Result is simpler protocols § able to evolve independently over time § enables system to continue operation through gradual and fragmented change waka: A replacement for HTTP November 2002 25