System-Wide Information Management SWIM What is SWIM Architectural

System-Wide Information Management (SWIM) What is SWIM Architectural Context Presented to: Eurocontrol/SJU By: Mike Hritz Date: December 2009 Federal Aviation Administration

Program Concept SWIM is an IT infrastructure program that will operate in the background to provide data to authorized users SWIM will: • Implement a Service-Oriented Architecture (SOA) in the NAS • Lower information costs • Increase speed to establish new interfaces • Increase common situational awareness • Increase NAS agility What is SWIM Architectural Context December 2009 Federal Aviation Administration 2

State of the System Business as Usual - More point-to-point unique interfaces - Costly development, test, maintenance, CM - New decisions linked to old data constructs - Cumbersome data access outside the NAS Today ETMS Host WARP IDS/ ERIDS ASDE ATOP ERAM STARS/ ARTS/ TAMR Enterprise Management CIWS FAA Systems S DS SWIM Compliant Non-Government Systems SWIM Compliant Government Systems CA R STA TS/ RS FTI S ITW - Existing point-to-point hardwired NAS - Unique interfaces, custom designs TF MS AIM TD TFM ERAM Inter. Agency CIW TMA WM FM TB SC R LEGEND DOTS SWIM Segment 1 SWIM Future Segment SWIM Adapter What is SWIM Architectural Context December 2009 Federal Aviation Administration 3

SWIM is (Architecturally): § An Information Exchange Mechanism § Application Interfacing Mechanism § An Enterprise Information Governance Mechanism § An Information Assurance Mechanism What is SWIM Architectural Context December 2009 Federal Aviation Administration 4

SWIM Functional Architecture What is SWIM Architectural Context December 2009 Federal Aviation Administration 5

§EMB §Flight Operator §Airport §Stakeholder §Operations §Military §Stakeholder §Operations § §B §E M §Military§Partner) §( § §Trajectory §Management §Separation §Management §Navigation §Processing §Reference §Signal §A/G Communication § § §Facilities §Surveillance §Facilities §Weather §Sensing §Augmentation §Data § §§Represents all ( §flight vehicles §, §including UAS and §spacecraft §) § §Surveillance §Data §Collection §Navigation §Facilities §SOA Core Services §Security §Enterprise Services §Management §Service §Management §Interface §Navigation §Support §E MB §§ §E M § §B §Weather Vendor §Collaboration §Services §Weather §Facilities §Weather §Data §Collection §Short Term §Capacity §Management §Remote System §& Services § §Management §Next. Gen Facilities §Long Term §Capacity §Management §Enterprise Messaging Bus §Flight & State § § §Weather Information §Trajectory §Data Management §Management §Separation §Management §Surveillance Information §Management §Enterprise Messaging Bus §Authorized Clients §System & Services Analysis §, § § §Consumers & §, §Support Systems What is SWIM Architectural Context December 2009 §Data §Acquisition §Support Services §Data §Content §Management §Acquisition §Enterprise Messaging Bus §Service §Delivery §Node(§) §s § §§Local) ( § §Remote §Facilities § §System & § §Flow §System & § §Safety §Trajectory §Services §Contingency §Analysis §Management §Enterprise §Analysis §Wide §Enterprise Messaging Bus §Operations §(National) § § §Aeronautical §Weather §Flight & State § § §Surveillance §Information §Data §Information §Management §Messaging §Services §§rd Party Providers 3§ §Stakeholder §Operations § §E M § §B §NWS §Stakeholder §Operations §ADS §Processing §Dependent §Surveillance Data § §B §E M §Other Gov§Agency §. §Stakeholder §Operations §Transponder §Function §E M § §B §E MB §§ §International ATC §Stakeholder §Operations §Aircraft §EMB §Flight §Management §E M § §B §Stakeholder §Operations §Satellite §Weather §Service §Satellite §Navigation §Service §E M § §B §Airlines §Stakeholder §Operations §Long Term Capacity Management §Enterprise §Governance §SOA §Governance §Run-time §§ §Management §Administrative §Services §Data/Network § § §Support §Services §Provisioning §Management §Training §Support §Prototyping § Voicex § § Data x § § Net §Centric Data §x §- §Enterprise Messaging Bus Federal Aviation Administration 6

Next. Gen 2025 System Interface Description SV-1 p § The Next. Gen 2025 System Interface Description (SV-1 p) depicts interactions among the functional capabilities in the Next. Gen NAS. It is divided into four areas: § Along the top of the diagram are airborne elements, including aircraft (intended to represent all types of consumer flight vehicles) and satellite support systems § Across the middle, just below the airborne elements, are the remote facilities. The green shading of the outer box is intended to indicate that these elements are part of the National Airspace System (NAS) § Along the left side of the diagram are ground-based stakeholders and consumers in boxes shaded sky blue similar to the aircraft box described above § The fourth area is below the remote facilities, and consists of the functions located at Next. Gen facilities, which are major operations centers. They are surrounded by a green box to indicate that they are part of the NAS What is SWIM Architectural Context December 2009 Federal Aviation Administration 7

§EMB §Flight Operator §Airport §Stakeholder §Operations §Military §Stakeholder §Operations § §B §E M §Military§Partner) §( § §Trajectory §Management §Separation §Management §Navigation §Processing §Reference §Signal §A/G Communication § § §Facilities §Surveillance §Facilities §Weather §Sensing §Augmentation §Data § §§Represents all ( §flight vehicles §, §including UAS and §spacecraft §) § §Surveillance §Data §Collection §Navigation §Facilities §SOA Core Services §Security §Enterprise Services §Management §Service §Management §Interface §Navigation §Support §E MB §§ §E M § §B §Weather Vendor §Collaboration §Services §Weather §Facilities §Weather §Data §Collection §Short Term §Capacity §Management §Remote System §& Services § §Management §Next. Gen Facilities §Long Term §Capacity §Management §Enterprise Messaging Bus §Flight & State § § §Weather Information §Trajectory §Data Management §Management §Separation §Management §Surveillance Information §Management §Enterprise Messaging Bus §Authorized Clients §System & Services Analysis §, § § §Consumers & §, §Support Systems What is SWIM Architectural Context December 2009 §Data §Acquisition §Support Services §Data §Content §Management §Acquisition §Enterprise Messaging Bus §Service §Delivery §Node(§) §s § §§Local) ( § §Remote §Facilities § §System & § §Flow §System & § §Safety §Trajectory §Services §Contingency §Analysis §Management §Enterprise §Analysis §Wide §Enterprise Messaging Bus §Operations §(National) § § §Aeronautical §Weather §Flight & State § § §Surveillance §Information §Data §Information §Management §Messaging §Services §§rd Party Providers 3§ §Stakeholder §Operations § §E M § §B §NWS §Stakeholder §Operations §ADS §Processing §Dependent §Surveillance Data § §B §E M §Other Gov§Agency §. §Stakeholder §Operations §Transponder §Function §E M § §B §E MB §§ §International ATC §Stakeholder §Operations §Aircraft §EMB §Flight §Management §E M § §B §Stakeholder §Operations §Satellite §Weather §Service §Satellite §Navigation §Service §E M § §B §Airlines §Stakeholder §Operations §Long Term Capacity Management §Enterprise §Governance §SOA §Governance §Run-time §§ §Management §Administrative §Services §Data/Network § § §Support §Services §Provisioning §Management §Training §Support §Prototyping § Voicex § § Data x § § Net §Centric Data §x §- §Enterprise Messaging Bus Federal Aviation Administration 8

SV-P 2018 What is SWIM Architectural Context December 2009 Federal Aviation Administration 9

Technical Architecture What is SWIM Architectural Context December 2009 Federal Aviation Administration 10

Services Functionality Description SV-4 b § For the purpose of defining a Functionality Description for a Service Oriented NAS Architecture our key priorities are to: § Identify NAS functions § Describe functions as services § Arrange the functions to show decoupling of services § Layer the functions to show abstraction of service types § The clean lines between the layers indicate the decoupling between service types Federal Aviation § Cross cutting Administrative and Governance Administration What is SWIM Architectural Context December 2009 11

Simplified Next. Gen NAS SV-4 Framework Interaction Services Mission Services Support Services (Content Management /Data Acquisition) Data/Network Support Services Administrative Services Provisioning Management SOA Governance Run-time Management Enterprise Governance SOA Core Services Technical Infrastructure Services What is SWIM Architectural Context December 2009 Federal Aviation Administration 12

SWIM Governance Policies Outline • STRATEGIC SOA – – – • SOA/SERVICE DESIGN POLICIES – – – – – • Namespace and Schema Service Interface Design Services Technical and Design Information Security Service Development Process Service Lifecycle Management Services Operations Readiness Service Provisioning Service Consumer RUNTIME AND OPERATIONAL – – What is SWIM Architectural Context December 2009 SOA Technology Acquisition Enterprise Architecture Opportunity Management for SOA Services Interoperability, Reuse and Standards SWIM Enterprise Services Registry/Repository Messaging and Routing Runtime Security Service Management Maintenance and Support Federal Aviation Administration 13

Services Functionality Description SV-4 b (2025) What is SWIM Architectural Context December 2009 Federal Aviation Administration 14

NAS SV-4 SWIM Segment 1 What is SWIM Architectural Context December 2009 Federal Aviation Administration 15

NAS SV-4 SWIM Segment 2 What is SWIM Architectural Context December 2009 Federal Aviation Administration 16

SWIM Evolution via NAS Architecture § Enterprise Services Roadmap § Future Segment Integration § NAS Migration to SOA § NAS Application Integration § 2018 SV-4 What is SWIM Architectural Context December 2009 Federal Aviation Administration 17

Enterprise Services Roadmap (1 of 4) CY 2009 2010 2011 2012 2013 2014 Enterprise Governance SWIM Segmt. 1 SWIM Segment 1 Design-Time Registry COI/Governance Processes/Procedures IID 297 293 2015 2016 SWIM Segmt. 2 2017 2018 2019 2020 2021 2022 2023 2024 2025 SWIM Segmt. 3 SWIM Segment 2 Enterprise Metadata Repository SWIM Segment 2 Enterprise Messaging Bus 588 SWIM Segment 3 Enterprise Governance Internal Policy Enforcement (IPE) Administrative Services SWIM Segment 3 Administrative Services FID 295 586 FID 57 Certified Software Management (CSM) for COTS Software TBFM/IES SWIM Segment 3 Interaction Services En Route Automation Next. Gen Mid-Term WP En Route Automation Next. Gen Far-Term WP TFDM 2 IARD IID 355 356 WARP RAMP IARD 79 IID 86 FID 346 CATMT WP 4 FID 89 What is SWIM Architectural Context December 2009 Next. Gen WX Processor WP 1 Next. Gen WX Processor WP 2 Federal Aviation Administration 18

Enterprise Services Roadmap (2 of 4) CY 2009 2010 2011 2012 2013 SWIM Segmt. 1 Support Services 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 SWIM Segmt. 3 SWIM Segmt. 2 FID 89 WARP RAMP IARD 79 2014 Next. Gen Net Enabled Weather (NNEW) WP 2 Next. Gen Net Enabled Weather (NNEW) WP 1 FID 89 IID 86 373 RMLS/SWIM Interface 376 RMLS Next. Gen Mid-Term Work Package RMLS Next. Gen Far-Term Work Package AIM Modernization Segment 1 FID 121 FID 2 AIM Modernization Segment 2 ASIAS Phase 1 417 IARD 405 FID 128 Enterprise Surveillance Broadcast Services IID 406 SIM ASIAS Phase 2 FID 102 FID 130 277 Enterprise Enhanced Wide Area Network Services SWIM SERVICE CONTAINER 29 SOA Core Services AIM Modernization Segment 3 FID 122 IID 59 IARD 585 294 293 IID 297 SWIM Segment 2 Enterprise Messaging Bus Collaboration Tools Service Management Tools Design-Time Registry Metadata Repository FID 295 588 Intrusion Detection & Response (ID&R) Internal Policy Enforcement (IPE) FID 522 300 What is SWIM Architectural Context December 2009 SWIM Segment 3 Enterprise SOA Identity & Key Management (IK&M) Federal Aviation Administration 19

Enterprise Services Roadmap (3 of 4) CY 2009 2010 2011 2012 2013 2014 SWIM Segmt. 1 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 SWIM Segmt. 3 SWIM Segmt. 2 38 Enterprise Wide Area Network Services 183 165 Enterprise Enhanced Wide Area Network Services FID 74 NADIN MSN FID 350 FTI-2 NEXCOM Segments 1 and 2 FID 499 NVS Technical Infrastructure Services FID 158 353 FID 304 DATACOMM Segments 1, 2, 3 IID 406 FID 102 IID 77 IARD 407 SIM 511 FID 104 Next. Gen Surveillance and Weather Radar Capability IID 78 IARD 405 FID 105 SBAS (WAAS) L 5 588 589 IARD ESb What is SWIM Architectural Context December 2009 IID ESc Internal Policy Enforcement (IPE) FID 295 IID 297 Next. Gen backup Surveillance Capability Enterprise Boundary Protection (EBP) FID ESd Enterprise Level Time & Frequency Solution Federal Aviation Administration 20

Enterprise Services Roadmap (4 of 4) CY 2009 2010 2011 2012 2013 2014 SWIM Segmt. 1 Enterprise Mission Services FID 107 FID 195 FID 102 FID 440 2018 2019 2020 2021 2022 2023 2024 2025 SWIM Segmt. 3 En Route Automation Next. Gen Far-Term WP TAMR Phase 3 FID 46 TFDM 2 TFDM 1 TBFM FID TBFM/IES 57 CATMT WP 1 CRD CATMT WP 3 354 FID 125 IARD IID 355 356 FID 346 CATMT WP 4 AFSM IID 368 IARD 79 2017 Post ERAM R 3 En Route Automation Work Package Next. Gen Mid-Term WP FID 102 43 IID 45 2016 SWIM Segmt. 2 FID 31 ERAM Program Baseline 2015 IID 86 IID 177 FID 208 373 What is SWIM Architectural Context December 2009 Flight Service Evolution EIS Next. Gen WX Processor WP 1 FID 89 IARD 33 Flight Services Evolution Integrated Enterprise Solution FID 206 376 Next. Gen WX Processor WP 2 Security Integrated Tool Set – Work Package RMLS/SWIM Interface RMLS Next. Gen Mid-Term Work Package RMLS Next. Gen Far-Term Work Package Federal Aviation Administration 21

NAS SV-4 b 2018 What is SWIM Architectural Context December 2009 Federal Aviation Administration 22

Enterprise Architecture Website nasea. faa. gov What is SWIM Architectural Context December 2009 Federal Aviation Administration 23