SDR Framework to Enhance MEx E John D

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SDR Framework to Enhance MEx. E John D. Ralston Vice Chairman, SDR Forum Vice President, Intellectual Property and Licensing, Morphics Technology, Inc. MEx. E Presentation: 29 March 2000, London, UK 1

Outline · Enhancing MEx. E with SDR · SDR Benefits and Deployment Roadmap · Overview of SDR Forum Structure and Activities · Current SDR Software Download Framework · SDR Framework to Enhance MEx. E Presentation: 29 March 2000, London, UK 2

SDR Enhancements to MEx. E TS SDR enhancements: • Radio-specific S/W • Security/regulatory aspects • Download protocol elements MEx. E Service Environment MS SDR MEx. E Scope of MEx. E TS MEx. E Presentation: 29 March 2000, London, UK 3

Targets for Reconfigurability 1. Services, security 2. Applications 3. Data Rate 4. Channel Bandwidth 5. Quality/Security of Service 6. Position (smart antenna, GPS) 7. Frequency (band) 8. Air Interface (mode) 5 $$ $$$$ 3 “Wireless Data Pipe” 8 6 7 1 2 Handset 8 7 4 Reconfigurability is critical in order to economically and securely utilize wireless spectrum and infrastructure for wideband data services. MEx. E Presentation: 29 March 2000, London, UK 1 2 Base station 4

What is SDR? · An efficient solution for introducing wireless devices and services that can be enhanced using software upgrades. · A key to providing consumers with a wide variety of services built around wireless Internet access. MEx. E Presentation: 29 March 2000, London, UK 6

SDR Benefits 1. Reduce time to market. 2. Reduce the number of product platforms to develop and support. 3. Introduce product and service architectures that can be systematically scaled to higher data rates and user densities. 4. Enable over-the-air product upgrades, service upgrades, and bug fixes. 5. Differentiate and customize value-added products and services. 6. Offer access to advanced digital services and seamless roaming on any wireless technology. MEx. E Presentation: 29 March 2000, London, UK 7

SDR Adoption Timelines Infrastructure: <2001 Initial limited use by commercial cellular infrastructure manufacturers and military/ aerospace equipment manufacturers 2001… Increased commercial, civil, and military use, driven by the development and initial deployment of third generation commercial wireless systems and the need for multiservice capabilities in civil and military markets 2005… Widespread adoption by most manufacturers as core platform User Terminals: <2001 Many R&D efforts worldwide, little commercial usage 2001… Initial usage to meet growing demand for multimode, multiband product platforms for 1 G and 2 G commercial wireless market, as well as civil and military markets 2003… Increased usage to add 3 G commercial wireless capabilities 2005… Widespread adoption and movement to SDR as baseline design Other Products: <2001 Fielded applications in various radio/ wireless products 2001… Increased usage in wireless and non-wireless products as SDR technology matures 2005… Potential for widespread utilization in products receiving/transmitting in 100 MHz range MEx. E Presentation: 29 March 2000, London, UK 8

The SDR Forum · Open, non-profit corporation created in 1996, to develop technical specifications and standards requirements that meet the diverse requirements for commercial wireless, defense, and civil government applications of SDR · International membership and alliances, over 70 organizations: - service providers/ network operators - equipment manufacturers (infrastructure and user terminals) - component manufacturers - hardware and software developers - regulatory agencies - academic and research organizations · Permanent staff established March 2000 to support growing level of participation from predominantly commercial members MEx. E Presentation: 29 March 2000, London, UK 10

SDR Forum Corporate Members Include: · · · · · Agilent Technologies Bell. South Cellular Boeing Conexant Ericsson Harris Corp. ITT Kyocera LG Lucent Mercury Computer Mitsubishi Motorola NEC Nokia Nortel NTT · · · · Omron Orange PCS Qualcomm Raytheon Rockwell Samsung SHARP Siemens SBC Sonera Sony STMicroelectronics Toshiba USWest Visteon · … 8 startup companies MEx. E Presentation: 29 March 2000, London, UK 11

SDR Forum Organizational Structure Steering Committee Permanent Staff Operations Committee Technical Committee Markets Committee Regulatory Committee Handheld/Download Working Group Base Station Working Group Mobile Working Group Antenna Working Group Security Working Group MEx. E Presentation: 29 March 2000, London, UK 12

SDR Forum Standards Process Member Inputs Identify User Needs Industry Inputs SDO Considers Input in Standards Activities Identify Technical Concerns and Standards Needs Does SDO exist for Concern and Need? Y SDRF Delivers “Standards Recommendation” Document SDO Develops and Releases Standards to Industry SDRF Releases “Standards Recommendation” to Industry MEx. E Presentation: 29 March 2000, London, UK SDO=Standards Development Organization N SDRF Y seeks SDO to accept ownership N SDRF Develops “Standards Recommendation” 13

SDR Forum Domains SDR Forum work to date has recognized 3 major domains: • Base Station – Fixed, multichannel, high power • Mobile – Vehicular, dynamic networking • Handheld – Small, light weight, very portable, battery operated, radiation constraints MEx. E Presentation: 29 March 2000, London, UK 14

SDR Mobile Architecture • Modular hardware and software • Open H/W and S/W interfaces defined by SDRF APIs • Hardware reconfigurability and software programmability I Antenna C I RF C I Baseband C I Optional Link Processor H/W C Voice I INFOSEC C Data MSG Process & I/O Multimedia Flow Control Routing Network C C C Control Source: SDR Forum Technical Report 2. 1, November 1999 MEx. E Presentation: 29 March 2000, London, UK 15

SDR Handheld Framework • H/W and S/W implementations defined by manufacturers • Hardware reconfigurability and software programmability • SDR Forum focus on download protocol, messaging and capability exchange, and security/ regulatory aspects MEx. E Presentation: 29 March 2000, London, UK 16

SDR Software Download Issues • Regulatory • Type approval • HW/SW compatibility • Authentication • Integrity of downloaded code • Network Interoperability • Security/ Fraud/ Encryption SDR software download encompasses all of the issues encountered by MEx. E in defining mobile client/server systems, e. g. for e-commerce MEx. E Presentation: 29 March 2000, London, UK 17

Regulatory Activities • SDR Forum prepared White Paper on SDR commercialization roadmap for FCC, SDR Forum delegation presented recommendations to FCC Commissioners and Chairman in Washington DC, 11/99. • FCC Notice of Inquiry (NOI) on SDR released 3/17/2000, accompanied by joint FCC/ SDR Forum press conference. • “Through this inquiry, we seek input to help evaluate the current state of SDR technology, and to determine what changes to the Commission’s rules are necessary to facilitate deployment of this technology”. • In addition to FCC, active participation in SDR Forum from European, and Asian regulators. • FCC will also support SDR Forum in definition and implementation of commercial SDR experimental testbeds. MEx. E Presentation: 29 March 2000, London, UK 18

SDR Regulatory Issues • SDR requires equipment authorization agencies to certify combinations of hardware and software for compliance with relevant rules. • Such authorization can be carried out using same approach as used in today’s hardware testing, so long as software can be “sealed” to prevent tampering during the download process. • Approved hardware would then check “seal” to verify its authenticity before installing the software and allowing it to reconfigure any of the hardware elements in the user’s device. • Electronic encryption techniques already being assessed (i. e. by MEx. E) for mobile e-commerce transactions and other secure mobile services are expected to be robust enough to provide the necessary security. MEx. E Presentation: 29 March 2000, London, UK 19

Handheld/Download Working Group • Chapter 6 of SDRF Technical Report (TR 2. 1, 11/99) contains work on: – Download protocol – Download messaging and capability exchange – Regulatory implications – Security implications – Relationship to MEx. E Presentation: 29 March 2000, London, UK 21

Downloaded Software Categories 1. High-level communications applications (MEx. E) and computing 2. Download protocol entities for modification or changing of the air-interface or the bearer service 3. Low-level signal processing algorithms for modification or changing of the communication physical layer processing MEx. E Presentation: 29 March 2000, London, UK 22

Downloadable Software Content · Higher level software to be interpreted or compiled (i. e. Java applets) · Software agents (i. e. client services) · Other software objects (i. e. MP 3 players) · Radio-specific images (i. e. patches, upgrades, SDR) MEx. E Presentation: 29 March 2000, London, UK 23

Downloadable Code Object Header • • object ID (incl. Mfr) interface(s) capabilities version implementation hash value image translation options Content • higher level software to be interpreted or compiled • software agents • other software objects • radio-specific images MEx. E Presentation: 29 March 2000, London, UK 24

SDRF Download Protocol 1. Initiation: download request initiated by user terminal or source device/server 2. Mutual authentication: between download source device and user terminal 3. Capability exchange: to ensure terminal can accept, install, run downloaded code 4. Download acceptance exchange: source provides information on certification/type approval of code, download procedures/schedules, installation procedures, billing and licensing options, etc. 5. S/W download, integrity test: in-line integrity testing, retransmission requests 6. S/W installation: may be initiated by user terminal or source device 7. In-situ testing: test vectors downloaded with program code 8. Non-repudiation exchange: confirm successful installation and activation 9. Activation and billing MEx. E Presentation: 29 March 2000, London, UK 25

SDRF Download API Model · SDRF Download API forms the interface across which all programmable functionality of the terminal is defined. · Applies to both functional definition at time of manufacture, or in the field by an authorized user. Download Server Download API Terminal MEx. E Presentation: 29 March 2000, London, UK 26

Three-Tier SDR API Model SDR Forum Technical Report defines the following 3 -tier API model: · Tier 1: Functional (messaging) – key to SDR framework Describes messages, associated parameters, and expected responses required to initiate and effect S/W download from source to user · Tier 2: Transport Describes protocol used for download of code, including scheduling, error detection/ correction, fail/ retry mechanism, etc. · Tier 3: Physical Defines physical interface between download source/ server and user terminal Ongoing development of detailed message syntax, data structures, passed parameters, status information, capability/ configuration table structure and content. MEx. E Presentation: 29 March 2000, London, UK 27

Software Download Scenarios Software download scenarios under development to determine SDR Forum framework: · Implications on API designs, including capability exchange features · Regulatory implications, including network integrity, security, billing, and licensing/type approval issues · Implications on new standards (e. g. 3 G cellular) and modifications to existing standards to accommodate software download MEx. E Presentation: 29 March 2000, London, UK 28

SDR Software Download Methods · Distribution via SIM-card or other removable media · From local or remote host server, via modem and fixed network · From CD-ROM or Internet/Intranet, via a PC · From a kiosk or street-side terminal · From a variety of devices via Bluetooth · From a point-of-sales terminal in a retail outlet or service center · Over-the-air reconfiguration from a server via wireless link · Download/transfer between user terminals · Broadcast downloads · Via MEx. E? MEx. E Presentation: 29 March 2000, London, UK 29

Proposed SDR Enhancements to MEx. E · Enhance MEx. E to identify SDR Forum radio-specific software · Examine MEx. E security framework to encompass SDR-specific regulatory issues, and enhance if necessary · SDRF/ MEx. E collaboration on download protocol development: messaging and capability exchange MEx. E Presentation: 29 March 2000, London, UK 31

SDR Radio-Specific S/W in MEx. E Repository (Java sandbox) Download + Verification Using MEx. E Applet “New radio S/W arrived” Header: • Capability • Regulatory SDR Framework Additional Certification Network • SDR Forum • Manufacturer • Regulator • Manufacturer How to install Server Gateway Handset Manufacturer Specific INSTALL MEx. E Presentation: 29 March 2000, London, UK 32

Extend MEx. E Security Framework Administrator (Mo. U, treaty body, …put up for tender? ) MEx. E entities Root netwk operator certificate Service provider certificate Root manufactr certificate Software supplier certificate Root TTP 1 certificate Root TTP 2 certificate Financial institution certificate International certification agency National authority 1 certificate Regulator 1 certificate Test house 1 certificate National authority 2 certificate Regulator 2 certificate Test house 2 certificate Manufacturers MEx. E Presentation: 29 March 2000, London, UK 33

www. sdrforum. org • dates/locations for upcoming meetings • info on ordering technical reports/market studies • public documents, white papers, etc. • membership information • minutes from past meetings • copies of conference presentations by Forum members • …and more MEx. E Presentation: 29 March 2000, London, UK 34

SDR Forum General Meetings - 2000 • Jan 31 -Feb 3 Orlando, Florida • April 11 -13 Seoul, Korea • June 19 -22 Seattle, Washington • Sept 11 -14 Paris, France (joint MEx. E/SDRF meeting? ) • Nov 13 -16 Phoenix, Arizona MEx. E Presentation: 29 March 2000, London, UK 35

Acknowledgements · · · Alcatel Bell. South Boeing Bosch Ericsson Intel Lucent Mitsubishi Electric Morphics Motorola Nokia · · · NTT Omron Orange PCS Quick. Silver Samsung Siemens Roke Manor Sonera Sony Thomson CSF Visteon Virginia Tech MEx. E Presentation: 29 March 2000, London, UK 36