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S-72. 3320 Advanced Digital Communication (4 cr) S-72. 3320 Advanced Digital Communication (4 cr)

S. 72 -3320 Advanced Digital Communication (4 cr) u u u Lectures: Timo O. S. 72 -3320 Advanced Digital Communication (4 cr) u u u Lectures: Timo O. Korhonen, tel. 09 451 2351, Edward Mutafungwa, tel 09 451 2318, Naser Tarhuni (ntarhuni @pop. hut. fi ), tel. 09 451 2255 Course assistants: Seppo Saastamoinen (seppo. saastamoinen @hut. fi), tel. 09 451 5417, Naser Tarhuni Study modules: Interlaced theory/Matlab – lectures, Tutorials + Matlab project work Grading: Examination (70%) + Compulsory Matlab project work (30%) Project work guidelines available at course homepage Slides at www. comlab. tkk. fi/studies/3320/lectures 2007 Timo O. Korhonen, HUT Communication Laboratory 2

Practicalities u u References: (no need to buy these, supplementary material distributed later by Practicalities u u References: (no need to buy these, supplementary material distributed later by Edita) – A. B. Carlson: Communication Systems (4 th ed. ) – J. G. Proakis, Digital Communications (4 th ed. ) – L. Ahlin, J. Zander: Principles of Wireless Communications Prerequisites: S-72. 1140 Transmission Methods, (recommended S-72. 1130 Telecommunication Systems) Homepage: http: //www. comlab. hut. fi/studies/3320/ Timetable: – Lectures: Tuesdays 12 -14 S 3, Fridays 10 -12 S 2 – Tutorials: Fridays 14 -16 S 1 Timo O. Korhonen, HUT Communication Laboratory 3

Timetable – spring 2007 u u u u u 30. 1 Spread Spectrum Communications Timetable – spring 2007 u u u u u 30. 1 Spread Spectrum Communications 6. 2. Orthogonal Frequency Division Systems 9. 2. Simulation Studies I + tutorials 13. 2 Fading Multipath Channels 16. 2 Digital Transmission over Fading Channels + tutorials 20. 2 Simulation Studies II 23. 2 Fiber-optic Communications 27. 2 Optical Networking 2. 3 Simulation Studies III + tutorials 9. 3 Exam 9 -12, at hall S 1 Timo O. Korhonen, HUT Communication Laboratory 4

S-72. 3320 Advanced Digital Communication (4 cr) Spread spectrum and Code Division Multiple Access S-72. 3320 Advanced Digital Communication (4 cr) Spread spectrum and Code Division Multiple Access (CDMA) communications

Introduction u In conventional repetition coding, encoding is simple as for instance, for n Introduction u In conventional repetition coding, encoding is simple as for instance, for n = 3, k = 1 code: u In spread spectrum (direct sequence) technique encoding works the same way but you assign a random sequence for “ 1” and “ 0”. For instance u Note that all the bits are just inverted for encoding of “ 0” Code bit rate (chip rate) much larger that bit rate -> bandwidth expansion. The larger the code gain n, the higher quality reception. In synchronous systems (all received codes are synchronous) applied code properties determine interference suppression level and sensitivity of reception. Perfectly orthogonal system is possible (using Walsh codes). Hard capacity limit. In asynchronous systems code gain determines how much of channel interference can be suppressed (jamming margin). Soft capacity limit. u u u Timo O. Korhonen, HUT Communication Laboratory 6

Spread Spectrum (SS) Communications - Agenda Today u u u Basic principles and block Spread Spectrum (SS) Communications - Agenda Today u u u Basic principles and block diagram of spread spectrum communication systems Characteristics Types of SS modulation: principles and circuits – direct sequence (DS) – frequency hopping (FH) Error rates Spreading code sequences; generation and properties – Maximal Length (a linear, cyclic code) – Gold – Walsh Asynchronous CDMA systems Timo O. Korhonen, HUT Communication Laboratory 7

Marketing aspects Capacity Coverage Cost $ For Coverage, CDMA saves wireless carriers from deploying Marketing aspects Capacity Coverage Cost $ For Coverage, CDMA saves wireless carriers from deploying the 400% more cell site that are required by GSM Clarity CDMA with Pure. Voice provides wireline clarity Timo O. Korhonen, HUT Communication Laboratory CDMA’s capacity supports at least 400% more revenue-producing subscribers in the same spectrum when compared to GSM Choice $ A carrier who deploys CDMA instead of GSM will have a lower capital cost Customer satisfaction CDMA offers the choice of simultaneous voice, async and packet data, FAX, and SMS. The Most solid foundation for attracting and retaining subscriber is based on CDMA *From Samsumg’s narrowband CDMA (CDMAOne®) marketing 8

Direct Sequence Spread Spectrum (DS-SS) u This figure shows BPSK-DS transmitter and receiver (multiplication Direct Sequence Spread Spectrum (DS-SS) u This figure shows BPSK-DS transmitter and receiver (multiplication can be realized by RF-mixers) spreading DS-CDMA is used in WCDMA, cdma 2000 and IS-95 systems Timo O. Korhonen, HUT Communication Laboratory 9

Characteristics of Spread Spectrum u u u Bandwidth of the transmitted signal W is Characteristics of Spread Spectrum u u u Bandwidth of the transmitted signal W is much greater than the original message bandwidth (or the signaling rate R) Transmission bandwidth is independent of the message. Applied code is known both to the transmitter and receiver Narrow band signal Wideband signal (data) (transmitted SS signal) Interference and noise immunity of SS system is larger, the larger the processing gain Multiple SS systems can co-exist in the same band (=CDMA). Increased user independence (decreased interference) for (1) higher processing gain and higher (2) code orthogonality Spreading sequence can be very long -> enables low transmitted PSD-> low probability of interception (especially in military communications) Timo O. Korhonen, HUT Communication Laboratory 10

Characteristics of Spread Spectrum (cont. ) u Processing gain ~ sensitivity: u – Large Characteristics of Spread Spectrum (cont. ) u Processing gain ~ sensitivity: u – Large Lc improves noise immunity, but requires a larger transmission bandwidth – Note that DS-spread spectrum is a repetition FEC-coded systems Jamming margin ~ interference tolerance: – Tells the magnitude of additional interference and noise that can be injected to the channel without hazarding system operation. Example: Timo O. Korhonen, HUT Communication Laboratory 11

Characteristics of Spread Spectrum (cont. ) u Spectral efficiency Eeff: Describes how compactly TX Characteristics of Spread Spectrum (cont. ) u Spectral efficiency Eeff: Describes how compactly TX signal fits into the transmission band. For instance for BPSK: u Energy efficiency (reception sensitivity): The value of to obtain a specified error rate (often 10 -9). For BPSK the error rate is u QPSK-modulation can fit twice the data rate of BPSK in the same bandwidth. Therefore it is more energy efficient than BPSK. Timo O. Korhonen, HUT Communication Laboratory 12

Direct sequence (DS) signal random telegraphic wave approximation Waveform (non-periodic) Autocorrelation PSD u Definition: Direct sequence (DS) signal random telegraphic wave approximation Waveform (non-periodic) Autocorrelation PSD u Definition: where c(t) is the code and x(t) is the modulation r(t) can be inspected terms of PSD or autocorrelation by noting that u PSD follows from Wiener-Kinchene theorem: u Timo O. Korhonen, HUT Communication Laboratory 13

DS-CDMA (BPSK) Spectra (tone jamming) u Assume DS - BPSK transmission, with a single DS-CDMA (BPSK) Spectra (tone jamming) u Assume DS - BPSK transmission, with a single tone jammer (jamming power J [W] ). Received signal is u Respective PSD of the received, chip-rate signal is Spreading of jammer power u At the receiver r(t) is multiplied with the local code c(t) (=despreading) data u The received signal and the local code are phase-aligned: Data spectra after phase modulator Timo O. Korhonen, HUT Communication Laboratory 14

Tone Jamming (cont. ) u Despreading spreads the jammer power and despreads the signal Tone Jamming (cont. ) u Despreading spreads the jammer power and despreads the signal power: Timo O. Korhonen, HUT Communication Laboratory 15

Tone Jamming (cont. ) u Filtering (at the BW of the phase modulator) after Tone Jamming (cont. ) u Filtering (at the BW of the phase modulator) after despreading suppresses the jammer power: Timo O. Korhonen, HUT Communication Laboratory 16

Error Rate of BPSK-DS System* u u u DS system is a form of Error Rate of BPSK-DS System* u u u DS system is a form of repetition encoding, therefore code weight w = n (repetition code) and code rate Rc=1/n determine error rate together with Eb/No Assuming that the chips are uncorrelated, prob. of code word error for a binary-block coded BPSK-DS system with code weight w is therefore This can be expressed in terms of processing gain Lc by denoting the average signal and noise power by , respectively, yielding Timo O. Korhonen, HUT Communication Laboratory *For further background, see J. G. Proakis: Digital Communications (IV Ed), Section 13. 2 17

Example: Error Rate of Uncoded Binary BPSK-DS u For uncoded DS w=n (repetition coding), Example: Error Rate of Uncoded Binary BPSK-DS u For uncoded DS w=n (repetition coding), thus u We note that u Therefore, we note that by increasing system processing gain W/R or transmitted signal power Pav, error rate can be improved Timo O. Korhonen, HUT Communication Laboratory and yielding 18

Code Generation for DS-SS chip interval DS modulator maximal length (ML) polar spreading code Code Generation for DS-SS chip interval DS modulator maximal length (ML) polar spreading code Spreading sequence period ML code generator delay elements (D-flip-flops) -> Timo O. Korhonen, HUT Communication Laboratory XOR - circuit - code determined by feedback taps - code rate determined by clock rate 19

Some Cyclic Block Codes u u u (n, 1) Repetition codes. High coding gain, Some Cyclic Block Codes u u u (n, 1) Repetition codes. High coding gain, but low rate. (n, k) Hamming codes. Minimum distance always 3. Thus can detect 2 errors and correct one error. n=2 m-1, k = n - m, Maximum-length codes. For every integer there exists a maximum length code (n, k) with n = 2 k - 1, dmin = 2 k-1. Hamming codes are duals 1 of maximal codes. Perfect autocorrelation. BCH-codes. For every integer there exists a code with n = 2 m-1, and where t is the error correction capability (n, k) Reed-Solomon (RS) codes. Works with k symbols that consist of m bits that are encoded to yield code words of n symbols. For these codes and Nowadays BCH and RS are very popular due to large dmin, large number of codes, and easy generation. RS codes tolerate also burst errors. 1 Dot Timo O. Korhonen, HUT Communication Laboratory product of code and its dual yields all-zero code 20

Maximal Length Codes autocorrelation N: number of chips in the code power spectral density Maximal Length Codes autocorrelation N: number of chips in the code power spectral density Timo O. Korhonen, HUT Communication Laboratory 21

Maximal Length Codes (cont. ) u u u Have very good autocorrelation but cross Maximal Length Codes (cont. ) u u u Have very good autocorrelation but cross correlation not granted Are linear, cyclic block codes - generated by feedbacked shift registers Number of available codes* depends on number of shift register stages: 5 stages->6 codes, 10 stages ->60 codes, 25 stages ->1. 3 x 106 codes u Code generator design based on tables showing tap feedbacks in shift register arrangement (next page): Timo O. Korhonen, HUT Communication Laboratory 22 *For the formula see: Peterson, Ziemer: “Introduction to Spread Spectrum Communication”, p. 121

Design of Maximal Length Generators by a Table Entry u Feedback connections can be Design of Maximal Length Generators by a Table Entry u Feedback connections can be written directly from the table: Timo O. Korhonen, HUT Communication Laboratory 23

Other Spreading Codes u Walsh codes: Orthogonal, used in synchronous systems, also in WCDMA Other Spreading Codes u Walsh codes: Orthogonal, used in synchronous systems, also in WCDMA downlink Generation recursively: u All rows and columns of the matrix are orthogonal: u Gold codes: Generated by summing preferred pairs of maximal length codes. Have a guarantee 3 -level crosscorrelation: For N-length code there exists N + 2 codes in a code family and u u (n: number of stages in the shift register) u u Walsh and Gold codes are used especially in multiple access systems Gold codes are used in asynchronous communications because their crosscorrelation is quite good as formulated above Timo O. Korhonen, HUT Communication Laboratory 24

Frequency Hopping Transmitter and Receiver u In FH-SS hopping frequencies are determined by the Frequency Hopping Transmitter and Receiver u In FH-SS hopping frequencies are determined by the code and the message (bits) are usually non-coherently FSK-modulated u This method is applied in Blue. Tooth® Timo O. Korhonen, HUT Communication Laboratory 25

Frequency Hopping Spread Spectrum (FH-SS) (example: transmission of two symbols/chip) 4 -level FSK modulation Frequency Hopping Spread Spectrum (FH-SS) (example: transmission of two symbols/chip) 4 -level FSK modulation Hopped frequency slot determined by hopping code Timo O. Korhonen, HUT Communication Laboratory 26

Error Rate in Frequency Hopping u u If there are multiple hops/symbol (symbol is Error Rate in Frequency Hopping u u If there are multiple hops/symbol (symbol is distributed to different frequencies) we have a fast-hopping system. If there is a single hop/symbol (or below (multiple symbols/frequency)), we have a slowhopping system. For slow-hopping non-coherent FSK-system, binary error rate is and the respective symbol error rate is (hard-decisions) u A fast-hopping FSK system is a diversity-gain system. Assuming noncoherent, square-law combining of respective output signals from matched filters yields the binary error rate (with L hops/symbol) (For further details, see J. G. Proakis: Digital Communications (IV Ed), Section 13. 3) Timo O. Korhonen, HUT Communication Laboratory 27

DS and FH compared u u u FH is applicable in environments where there DS and FH compared u u u FH is applicable in environments where there exist tone jammers that can be overcame by avoiding hopping on those frequencies DS is applicable for multiple access because it allows statistical multiplexing (resource reallocation) to other users (power control) FH applies usually non-coherent modulation due to carrier synchronization difficulties -> modulation method degrades performance Both methods were first used in military communications, – FH can be advantageous because the hopping span can be very large (makes eavesdropping difficult) – DS can be advantageous because spectral density can be much smaller than background noise density (transmission is unnoticed) FH is an avoidance system: does not suffer near-far effect! By using hybrid systems some benefits can be combined: The system can have a low probability of interception and negligible near-far effect at the same time. (Differentially coherent modulation is applicable) Timo O. Korhonen, HUT Communication Laboratory 28

Multiple access: FDMA, TDMA and CDMA • FDMA, TDMA and CDMA yield conceptually the Multiple access: FDMA, TDMA and CDMA • FDMA, TDMA and CDMA yield conceptually the same capacity • However, in wireless communications CDMA has improved capacity due to • statistical multiplexing • graceful degradation • Performance can still be improved by adaptive antennas, multiuser detection, FEC, MIMO, relays, and multi-rate encoding Timo O. Korhonen, HUT Communication Laboratory 29

FDMA, TDMA and CDMA compared u u u TDMA and FDMA principle: – TDMA FDMA, TDMA and CDMA compared u u u TDMA and FDMA principle: – TDMA allocates a time instant for a user – FDMA allocates a frequency band for a user – CDMA allocates a code for user CDMA-system can be synchronous or asynchronous: – Synchronous CDMA difficult to apply in multipath channels that destroy code orthogonality – Therefore, in wireless CDMA-systems as in IS-95, cdma 2000, WCDMA and IEEE 802. 11 users are asynchronous Code classification: – Orthogonal, as Walsh-codes for orthogonal or near-orthogonal systems – Near-orthogonal and non-orthogonal codes: t Gold-codes, for asynchronous systems t Maximal length codes for asynchronous systems Timo O. Korhonen, HUT Communication Laboratory 30

Example of DS multiple access waveforms channel-> polar sig. -> detecting A. . . Example of DS multiple access waveforms channel-> polar sig. -> detecting A. . . -> Timo O. Korhonen, HUT Communication Laboratory 31

Capacity of a cellular CDMA system u u u Consider uplink (MS->BS) Each user Capacity of a cellular CDMA system u u u Consider uplink (MS->BS) Each user transmits Gaussian noise (SS-signal) whose deterministic characteristics are stored in RX and TX Reception and transmission are simple multiplications Perfect power control: each user’s power at the BS the same Each user receives multiple copies of power Pr that is other user’s interference power, therefore each user receives the interference power (1) where U is the number of equal power users Timo O. Korhonen, HUT Communication Laboratory 32

Capacity of a cellular CDMA system (cont. ) u u Each user applies a Capacity of a cellular CDMA system (cont. ) u u Each user applies a demodulator/decoder characterized by a certain reception sensitivity Eb/Io (3 - 9 d. B depending on channel coding, channel, modulation method etc. ) Each user is exposed to the interference power density (assumed to be (2) produced by other users only) where BT is the spreading (and RX) bandwidth Received signal energy / bit at the signaling rate R is (3) Combining (1)-(3) yields the number of users (4) u This can still be increased by using voice activity coefficient Gv = 2. 67 (only about 37% of speech time effectively used), directional antennas, for instance for a 3 -way antenna GA = 2. 5. Timo O. Korhonen, HUT Communication Laboratory 33

Capacity of a cellular CDMA system (cont. ) u In cellular system neighboring cells Capacity of a cellular CDMA system (cont. ) u In cellular system neighboring cells introduce interference that decreases capacity. It has been found out experimentally that this reduces the number of users by the factor u Hence asynchronous CDMA system capacity can be approximated by yielding with the given values Gv=2. 67, GA=2. 4, 1+f = 1. 6, u Assuming efficient error correction algorithms, dual diversity antennas, and RAKE receiver, it is possible to obtain Eb/Io=6 d. B = 4, and then This is of order of magnitude larger value than with the conventional (GSM; TDMA) systems! Timo O. Korhonen, HUT Communication Laboratory 34

Lessons Learned u u u You understand what is meant by code gain, jamming Lessons Learned u u u You understand what is meant by code gain, jamming margin, and spectral efficiency and what is their meaning in SS systems You understand how spreading and despreading works You understand the basic principles of DS and FH systems and know their error rates by using BPSK and FSK modulations (if required, formulas will be given in exam) You know the bases of code selection for SS system. (What kind of codes can be applied in SS systems and when they should be applied. ) You understand how the capacity of asynchronous CDMA system can be determined Timo O. Korhonen, HUT Communication Laboratory 35