Registration Management Committee (RMC) Body Of Knowledge for OP Assessors Will Tate Triumph Aerostructures - Vought Aircraft Division Company Confidential OP Assessor Workshop San Diego, CA January 20, 2011
Registration Management Committee (RMC) Body of Knowledge • Purpose of the training module: – Training on the criteria and processes that OP assessors will be implementing when performing oversight on behalf of the AAQG/RMC • Objective: – Provide OP assessors with knowledge and tools to perform effective oversight of ABs, CBs, AABs and TPABs. San Diego, CA January 20, 2011
Registration Management Committee (RMC) Documents comprising BOK • • • AS 9104 -1 & AS 9014 AQMS Standards AS 9100/9110/9120 AS 9104 -2 AS 9104 -3 ISO 19011 ISO 17021 ISO 17024 IAF Mandatory Documents San Diego, CA January 20, 2011
Registration Management Committee (RMC) Additional relevant documents • • • “Official ISO 9001 Interpretations” ISO 9001 Auditing Practices Group papers Accreditation Auditing Practices Group • • • AB specific documents IAQG Supplemental Rules Doc – SR 001 IAQG Resolutions log papers San Diego, CA January 20, 2011
Registration Management Committee (RMC) Where to obtain the documents • All AS documents and ISO standards are copyrighted • AS documents can be purchased from www. sae. org • ISO Standards can be purchased from several places, such as the ASQ website, ANSI webstore or www. iso. ch • The IAF Mandatory documents can be downloaded for free from www. iaf. nu • OP Assessors MUST bring the relevant documents to the assessments San Diego, CA January 20, 2011
Registration Management Committee (RMC) Links to the available documents. • • • IAF Mandatory documents IAQG Resolutions log ANAB Accreditation Manual, MA 6000 ISO Auditing Practices Group Accreditation Auditing Practices Group Supplemental Rules Document SR 001 San Diego, CA January 20, 2011
Registration Management Committee (RMC) Remember • It is the OEM’s responsibility to gain access to these standards; standards are not provided by the AB or CB. • OP Assessors must read and familiarize themselves with the applicable parts of the Standards prior to the oversight assessments. San Diego, CA January 20, 2011
Registration Management Committee (RMC) Applicability AQMS ISO Stds 17021 ISO 17011 ISO 17024 AS 9104 AS 9014 AS 9104 -2 AS 9104 -3 AB X X CB X X AAB X X X TPCB X X X San Diego, CA January 20, 2011 X X ISO 19011 IAF Docs X X
Registration Management Committee (RMC) CB Office Assessment Body of Knowledge San Diego, CA January 20, 2011
Registration Management Committee (RMC) CB Office Assessment • Gather objective evidence that the CB is competent and conforms to the relevant standard(s) and other requirements for accreditation. ISO 17011 (7. 7. 2) • OP Assessor to Focus on AS specific elements as they relate to: – Impartiality - ISO 17021 (5. 2) – Management - ISO 17021 (5, 6, 7) – Inclusion of AS in internal audits & management review- ISO 17021, AS 9104 – Review AS complaints - ISO 17021, AS 9104 – Effective closure of previously issued aerospace related findings – File Review San Diego, CA January 20, 2011
Registration Management Committee (RMC) CB Office Assessment • Main activity by OP Assessor – File Review – Registration, surveillance, re-certification process - ISO 17021 (9) – Competency (qualifications) of audit team - AS 9104 (7, 8. 1), AS 9104 -3, ISO 17021 (7) – Citation of findings (by CB) – AS 9104 (8. 3), ISO 17021 (9) – Appropriate resolution of findings – AS 9104 (8. 3), ISO 17021 (9) – Reporting – AS 9104 (8. 4), ISO 17021 (9) – Certification decisions (including competency of reviewers) – AS 9104 (8. 6), ISO 17021 (7, 9) – OASIS – AS 9104 – Multi-site – AS 9104 (8. 2. 3), IAF Guidance to Guide 62 (Annex 3) – Competency of staff – AS 9104, ISO 17021 (7) San Diego, CA January 20, 2011
Registration Management Committee (RMC) CB Office Assessment • A critical aspect is the audit time • OPMT assessors must understand IAF Mandatory Document 5 and the auditor-days estimation process San Diego, CA January 20, 2011
Registration Management Committee (RMC) Audit Time Determination process: AS 9100 B • Take the ISO time (from IAF MD) • Add AS time (from 9104, next slide) • Key – CB’s justification for the audit time. – CB is required to have documented justification for any time (plus or minus) the table. San Diego, CA January 20, 2011
Registration Management Committee (RMC) Additional time per AS 9104 San Diego, CA January 20, 2011
Registration Management Committee (RMC) Audit Time Determination process: AS 91 XX: 2009 • Surveillance Transition – 50% of initial audit day from IAF MD-5 – Add 100% of initial audit day from AS 9104 table 2 • Recertification Transition – – – 80% of initial audit day from IAF MD-5 Add 100% of initial audit days from AS 9104 table 2. CB is required to have documented justification for any time (plus or minus) the table. • CB to determine any additional audit days required to assess to AS 91 XX: 2009 • CB must have documented justification for audit days San Diego, CA January 20, 2011
Registration Management Committee (RMC) “Upgrade audits” San Diego, CA January 20, 2011
Registration Management Committee (RMC) Another critical issue – Multi-site • • • AS 9104, paragraph 8. 2. 3 IAQG Resolution # 76 Changing with the rewrite of AS 9104 San Diego, CA January 20, 2011
Registration Management Committee (RMC) CB Witness Assessment Body of Knowledge San Diego, CA January 20, 2011
Registration Management Committee (RMC) CB Witness Assessment • Silently gather objective evidence that the CB is competent and conforms to the relevant standard(s) and other requirements for accreditation. ISO 17011 (7. 7. 2) San Diego, CA January 20, 2011
Registration Management Committee (RMC) CB Witness Assessment Focus on: • Opening and closing meeting (and team caucuses) ISO 17021 (9) • Audit days and audit efficiency, effectiveness AS 9104 (8. 2), ISO 19011 (6. 5), IAF Guidance to Guide 62, Annex 2 • CB’s audit team’s competency to perform audit • Including knowledge of standards, industry, regulatory requirements and interpretations • Including CB’s process for assigning audit team AS 9104 (7, 8), AS 9104 - 3, ISO 17021 (7) • Certificate accuracy ISO 17021 (8) San Diego, CA January 20, 2011
Registration Management Committee (RMC) CB Witness Assessment KEY Focus: • Audit depth and trails to the AQMS Standard (e. g. AS 9100) AQMS (e. g. AS 9100) AS 9104 (8), ISO 19011 (6. 5), IAF Guidance to Guide 62 San Diego, CA January 20, 2011
Registration Management Committee (RMC) For AB, AAB & TPAB Oversight see Presentation Attached San Diego, CA January 20, 2011
Registration Management Committee (RMC) Burning questions San Diego, CA January 20, 2011
Скачать презентацию Registration Management Committee RMC Body Of Knowledge for
6d5d09730edef688058d4d43ec2e3ab1.ppt