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PEACE OPERATIONS Measures of Effectiveness & End-State Criteria LTC (Ret. ) Esko Rautiainen Center PEACE OPERATIONS Measures of Effectiveness & End-State Criteria LTC (Ret. ) Esko Rautiainen Center of Excellence

Measures of Effectiveness & End-State Criteria Objectives: u Examine the development of MOEs for Measures of Effectiveness & End-State Criteria Objectives: u Examine the development of MOEs for complex humanitarian emergencies and peace operations u Identify u some potential MOEs Define interrelationship between MOEs, and end -states Center of Excellence

Measures of Effectiveness & End-State Primary Use: Evaluate whether mission is succeeding or failing Measures of Effectiveness & End-State Primary Use: Evaluate whether mission is succeeding or failing Secondary Use: u Establishes planning partnerships u Brings together organizations that need to support each other u Establish a common approach u Minimizes confusion & risk u Provides end-point or trend analysis Center of Excellence

MOEs in Modern Complex Emergencies u Operations demand unprecedented interagency planning, coordination & cooperation MOEs in Modern Complex Emergencies u Operations demand unprecedented interagency planning, coordination & cooperation u Events may demand coordinated MOEs u Every agency will have different MOEs and endstate u Contingencies abound that may adjust MOEs Center of Excellence

Measures of Effectiveness & End-State HOW DO WE START THE PROCESS? Center of Excellence Measures of Effectiveness & End-State HOW DO WE START THE PROCESS? Center of Excellence

Measures of Effectiveness & End-State Examine the possible “end state or country conditions at Measures of Effectiveness & End-State Examine the possible “end state or country conditions at exit” using seven categories. u u u u Political Resolution Demilitarization Basic Needs Public Security Governance Economy Civil Society Center of Excellence

End-State Sustainable Security The capacity of a society to solve it’s own problems peacefully End-State Sustainable Security The capacity of a society to solve it’s own problems peacefully without an external administrative or military presence A common conceptual approach and a common standard of sustainable security will greatly assist the determination of an end state. Pauline Baker & Angeli Weller Center of Excellence

Measures of Effectiveness MOEs will need to be developed: u For transition points applicable Measures of Effectiveness MOEs will need to be developed: u For transition points applicable to each components u For the point where sustainable security is reached *Note: the two may not be the same Center of Excellence

Measures of Effectiveness & End-State • Political Resolution • Demilitarization • Basic Needs • Measures of Effectiveness & End-State • Political Resolution • Demilitarization • Basic Needs • Public Security • Governance • Economy • Civil Society Will need to establish MOEs for the sustainable security point for each of these elements Center of Excellence

Analysis Ø MOE & End-State Done before the conflict – Approaches for preventive diplomacy Analysis Ø MOE & End-State Done before the conflict – Approaches for preventive diplomacy – Provides the best overall perspective Ø During a conflict – Define limits of external operations – Work with local and other intervening agencies – Prepare exit strategies Ø After containment of a conflict – Plan transition strategies – Link political framework with plan to rebuild Center of Excellence

MOE & End-State Who Evaluates u. Professional Soldiers – security, indigenous armies u. Humanitarians MOE & End-State Who Evaluates u. Professional Soldiers – security, indigenous armies u. Humanitarians – basic needs u. External Police – professionalism, competence, level of training & autonomy u. International Judges and Lawyers – local judicial system, standards, training & requirements support u. Public Administration Specialists – the civil service, medical services, elections Center of Excellence

MOE & End-State Some Suggested MOE Examples % Target population resettled (refugees) u % MOE & End-State Some Suggested MOE Examples % Target population resettled (refugees) u % of aid reaching delivery sites u Response time (delivery of relief to target site) u # of weapons collected, withdrawn (security) u Reduction of violent incidents (security) u # of police trained and operating (justice) u % Decrease in crude mortality (medical) u Center of Excellence

MOE & End-State Some Suggested MOE Examples u% Decrease in case fatality rates (medical) MOE & End-State Some Suggested MOE Examples u% Decrease in case fatality rates (medical) u. Rate of return to pre-disaster acceptable conditions – infrastructure u. Efficiency and effectiveness of government – sound budget? – Needs assessment? Center of Excellence

Broad MOE Categories Who does what? Center of Excellence Broad MOE Categories Who does what? Center of Excellence

Measures of Effectiveness Medical Health Decline in mortality and morbidity • Medical support teams Measures of Effectiveness Medical Health Decline in mortality and morbidity • Medical support teams • NGOs - (MSF, M du Monde, UN Agencies) • Government aid agencies • Military - in emergencies Center of Excellence

Measures of Effectiveness Ø Reduction in levels of violence/threats Ø Reduction of arms flows, Measures of Effectiveness Ø Reduction in levels of violence/threats Ø Reduction of arms flows, disarmament Ø Security • Military / Security Forces • Civilian Police • Special Operations Forces Center of Excellence

Measures of Effectiveness Public Health Infrastructure • All Political / Diplomatic appointees • Civil Measures of Effectiveness Public Health Infrastructure • All Political / Diplomatic appointees • Civil Affairs • UN Agencies • NGOs/IOs Center of Excellence

Measures of Effectiveness Public Communication • Host Nation • Civil Affairs/PSYOPS • NGOs/IOs Center Measures of Effectiveness Public Communication • Host Nation • Civil Affairs/PSYOPS • NGOs/IOs Center of Excellence

End-States/Exit Strategies Center of Excellence End-States/Exit Strategies Center of Excellence

Definition of Exit Strategy “. . the planned transition to the host nation(s) of Definition of Exit Strategy “. . the planned transition to the host nation(s) of all functions performed on its (their) behalf by peace operations forces” Benson and Thrash: Parameters. 1996 Center of Excellence

Exit Strategies in Complex Emergencies • No information on how to develop an exit Exit Strategies in Complex Emergencies • No information on how to develop an exit strategy • Transition to other forces/agencies not supported by lessons learned • There will be many transitions • Little or no time to plan exit strategies Center of Excellence

TRANSITIONS MILITARY (Example only) MILITARY OPERATIONS CRISIS SUPPORT OPERATIONS STABILIZATION CIVILIAN POLITICAL LIFE SAVING TRANSITIONS MILITARY (Example only) MILITARY OPERATIONS CRISIS SUPPORT OPERATIONS STABILIZATION CIVILIAN POLITICAL LIFE SAVING LIFE SUPPORT ECONOMIC & SOCIAL Center of Excellence

Developing Exit Strategies in Complex Emergencies • Develop coordinated civil-military exit strategies • Transition Developing Exit Strategies in Complex Emergencies • Develop coordinated civil-military exit strategies • Transition (military end-state) dependent on “level of comfort/safety” of civilian agencies • Identify and seek requirements/confirmation to validate end-state Center of Excellence

Making Exit Strategies Work • Visualize operation from start-to-finish • Recognize characteristics, responsibilities, limitations Making Exit Strategies Work • Visualize operation from start-to-finish • Recognize characteristics, responsibilities, limitations of civil-military partners • Use MOEs and critical pathways as management tools Center of Excellence

Measures of Effectiveness & End-State Criteria Questions ? Center of Excellence Measures of Effectiveness & End-State Criteria Questions ? Center of Excellence