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New Zealand Helicopter Association Human Failures in Accidents New Zealand Helicopter Association Human Failures in Accidents

A FEW ACCIDENTS… Chernobyl (USSR) 1986 $12 billion US cost to the Soviet economy A FEW ACCIDENTS… Chernobyl (USSR) 1986 $12 billion US cost to the Soviet economy

Exxon Valdez, Alaska (USA) 1989 Oil Spill: 11 million US gallons Exxon Valdez, Alaska (USA) 1989 Oil Spill: 11 million US gallons

Flying Tigers, B 747, (Malaysia) 1989 4 crew killed, aircraft destroyed Flying Tigers, B 747, (Malaysia) 1989 4 crew killed, aircraft destroyed

Deepwater Horizon, Gulf of Mexico (USA) 2010 4. 9 million barrels of oil spilt Deepwater Horizon, Gulf of Mexico (USA) 2010 4. 9 million barrels of oil spilt

Costa Concordia, Guam (USA) 2012 32 people drowned Costa Concordia, Guam (USA) 2012 32 people drowned

Hindenburg, New Jersey (USA) 1937 35 people killed Hindenburg, New Jersey (USA) 1937 35 people killed

Mars Climate Orbiter, Mars (Space) 1998 - 1999 $1 billion spacecraft lost Mars Climate Orbiter, Mars (Space) 1998 - 1999 $1 billion spacecraft lost

Union Carbide Plant, Bhopal, (India) 1984 Approx. 8000 dead Union Carbide Plant, Bhopal, (India) 1984 Approx. 8000 dead

STS Challenger, Florida (USA) 1986 7 astronauts killed STS Challenger, Florida (USA) 1986 7 astronauts killed

ZK-HJN, Lake Manapouri, (New Zealand) 2000 5 dead ZK-HJN, Lake Manapouri, (New Zealand) 2000 5 dead

ZK-SML, Mount Duppa, (New Zealand) 2011 1 dead ZK-SML, Mount Duppa, (New Zealand) 2011 1 dead

RMS Titanic, Atlantic Ocean, 1912 1500 dead RMS Titanic, Atlantic Ocean, 1912 1500 dead

What do these accidents/incidents/disasters have in common ? Human Failures Human Errors What do these accidents/incidents/disasters have in common ? Human Failures Human Errors

HUMAN ERROR HUMAN ERROR

EVEN EXPERTS CAN MAKE ERRORS EVEN EXPERTS CAN MAKE ERRORS

ERRORS AND VIOLATIONS An Error Unintentional deviation from organizational expectations or crew intentions (the ERRORS AND VIOLATIONS An Error Unintentional deviation from organizational expectations or crew intentions (the best people can make the worst errors) A Violation (Intentional Non-compliance)? Intentional deviation from organizational expectations or crew intentions

TYPES OF ERORS Slips – attention failure (omission, reversal, misordering, mistiming) Lapses – memory TYPES OF ERORS Slips – attention failure (omission, reversal, misordering, mistiming) Lapses – memory failure (omitting planned items, place-losing, forgetting intentions) Mistakes Rule based (misapplication of a good rule or application of a bad rule) Knowledge based – inaccurate or incomplete system mental model

TYPES OF ERRORS Slips – attention failure (omission, reversal, misordering, mistiming) Lapses – memory TYPES OF ERRORS Slips – attention failure (omission, reversal, misordering, mistiming) Lapses – memory failure (omitting planned items, place-losing, forgetting intentions) Mistakes Rule based (misapplication of a good rule or application of a bad rule) Knowledge based – inaccurate or incomplete system mental model

WHAT ABOUT VIOLATIONS ? Routine – habitual departures from rules and regulations Situational – WHAT ABOUT VIOLATIONS ? Routine – habitual departures from rules and regulations Situational – deviation from procedures or rules needed to get the job done due to a mismatch between a work situation and available procedures or rules Optimising - individual satisfying other motives (excitement, impressing others, cutting corners…)

WHAT ABOUT THREATS …. An external event or object that a crew has to WHAT ABOUT THREATS …. An external event or object that a crew has to deal with that could become consequential to safety

WHAT TO DO ? Design systems to be error tolerant (system still functions after WHAT TO DO ? Design systems to be error tolerant (system still functions after an error has been made) Design systems to be error proof (design prevents an error being made at all or makes it difficult for an error to be made)

WHAT TO DO ABOUT ERRORS ? Design systems to be error tolerant (system still WHAT TO DO ABOUT ERRORS ? Design systems to be error tolerant (system still functions after an error has been made) Design systems to be error proof (design prevents an error being made at all or makes it difficult for an error to be made) Use other safeguards and defences (checklists) Install computers to prevent human error Train personnel so well that they do not make errors Train personnel to try and avoid making errors and/or detect the errors that have been made and correct them and/or limit the effects of errors that already been made.

What do these accidents/incidents/disasters have in common ? Human Failures Human Errors Non-technical Skill What do these accidents/incidents/disasters have in common ? Human Failures Human Errors Non-technical Skill Failures

N. T. S. – OUR SKILL BASE Company Personnel Technical Skills Non Technical Skills N. T. S. – OUR SKILL BASE Company Personnel Technical Skills Non Technical Skills

FAILURES AND ACCIDENTS Non-Technical Skills Failure Timeline 70% of accidents due to NTS failures FAILURES AND ACCIDENTS Non-Technical Skills Failure Timeline 70% of accidents due to NTS failures Accident

N. T. S. CORE ELEMENTS DECISION MAKING Automation Issues: SITUATIONAL AWARENESS Mode Confusion Information N. T. S. CORE ELEMENTS DECISION MAKING Automation Issues: SITUATIONAL AWARENESS Mode Confusion Information acquisition and processing Mode Error such as… Workload management Leadership and managerial skills Threat and error management Stress and stress management Selecting incorrect mode, Misreading a display, Missing mode transitions, Assuming it is turned on, Not understanding logic Cultural factors Communication Training ? Fatigue and fatigue management Basic Skills ? Automation

IN THE BEGINNING… IN THE BEGINNING…

THEN… THEN…

A QUANTUM LEAP ? … A QUANTUM LEAP ? …

NOW… LOTS OF AUTOMATION NOW… LOTS OF AUTOMATION

THEN… THEN…

NOW… NOW…

N. T. S. CORE ELEMENTS DECISION MAKING SITUATIONAL AWARENESS Information acquisition and processing Workload N. T. S. CORE ELEMENTS DECISION MAKING SITUATIONAL AWARENESS Information acquisition and processing Workload management Leadership and managerial skills Threat and error management Stress and stress management Cultural factors Communication Fatigue and fatigue management Automation

NZ Helicopter Occurrences 2000 - 2013 NZ Helicopter Occurrences 2000 - 2013

ACCIDENTS AND PAX NUMBERS 30 HULL LOSSES PER MILLION DEPARTURES GROWTH IN TRILLIONS OF ACCIDENTS AND PAX NUMBERS 30 HULL LOSSES PER MILLION DEPARTURES GROWTH IN TRILLIONS OF RPK 25 20 3. 5 15 3. 0 2. 5 10 2. 0 1. 5 5 1. 0 0. 5 0 Boeing ICAO 1960 1965 1970 1975 1980 1985 1990 1995 2000 2005

TECHNICAL FAILURES v NON-TECHNICAL SKILL FAILURES TRENDS IN ATTRIBUTED ACCIDENT CAUSES 100 NON-TECHNICAL SKILL TECHNICAL FAILURES v NON-TECHNICAL SKILL FAILURES TRENDS IN ATTRIBUTED ACCIDENT CAUSES 100 NON-TECHNICAL SKILL FAILURES HUMAN PERFORMANCE 80 TECHNILOGICAL FAILURES 60 40 20 0 1960 Hollnagel 1965 1970 1975 1980 1985 1990 1995 2000 2005

Landmark Accidents Landmark Accidents

LANDMARK ACCIDENTS: TENERIFE 1977 LANDMARK ACCIDENTS: TENERIFE 1977

LANDMARK ACCIDENTS: Kegworth 1989 LANDMARK ACCIDENTS: Kegworth 1989

LANDMARK ACCIDENTS: Valujet 1996 LANDMARK ACCIDENTS: Valujet 1996

LANDMARK ACCIDENTS: Chicago 1979 LANDMARK ACCIDENTS: Chicago 1979

Who should undergo NTS training ? Flight Crew Cabin Crew Maintenance Engineers Other Operational Who should undergo NTS training ? Flight Crew Cabin Crew Maintenance Engineers Other Operational Safety Critical Personnel Management Link your NTS training program to your SMS

NTS TRAINING BENEFITS Understand personal limitations Improve awareness, knowledge and skills Change attitudes, modify NTS TRAINING BENEFITS Understand personal limitations Improve awareness, knowledge and skills Change attitudes, modify behaviours Improve cross-functional collaboration Develop adaptive capacity (personally and organisationally) Improve SAFETY and efficiency

SOME SOBERING NUMBERS (2013) Passenger Numbers: 3. 1 billion Airline Fatalities: 265 29 accidents SOME SOBERING NUMBERS (2013) Passenger Numbers: 3. 1 billion Airline Fatalities: 265 29 accidents Road Fatalities: 1. 24 million USD $580 billion Medical Fatalities: 3. 5 million Source: Ascend /Aviation Safety Network/Flight Safety Foundation 32, 500, 000 flights 223, 000 procedures

New Zealand Helicopter Association Thanks for your time Contact: Glen Eastlake, Queenstown, New Zealand New Zealand Helicopter Association Thanks for your time Contact: Glen Eastlake, Queenstown, New Zealand 0274 963 141 glen. eastlake@safeware. com. au