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Lecture 4 18 Oct. , 2005 Cognitive Grammar Helena Gao 1 Lecture 4 18 Oct. , 2005 Cognitive Grammar Helena Gao 1

Required readings: n Langacker, R. (l 998). Conceptualization, symbolization and grammar. In M. Tomasello(ed. Required readings: n Langacker, R. (l 998). Conceptualization, symbolization and grammar. In M. Tomasello(ed. ) The New Psychology of Language. Lawrence Erlbaum Associates, Publishes. pp. 1 -39 n Hsieh, Hsin-I. (2005 to appear). Toward a Global Grammar of Chinese, Language And Linguistics Monograph Series Number W-3, 1 -17. Papers In Honor Of Professor William S-Y. Wang On His Seventieth Birthday. Recommended readings: n Pinker, S. (1994). The Language Instinct. New York: Morrow. Chapter 4: How language works. pp. 83 -125; Chapter 10: Language organs and grammar genes. pp. 297 -331 n Goldberg, A. E. (2004). But do we need Universal Grammar? Comment on Lidz et al. (2003) Cognition 94. 77 -84 n Fillmore, C. , Kay, P. , & O’Connor, M. C. (2003). Regularity and Idiomaticity in Grammatical Constructions: The Case of Let Alone. In M. Tomasello (ed. ), The new psychology of language: Cognitive and functional approaches to language structure, Vol. 2. NJ, US: Lawrence Erlbaum Associates, Publishers. pp. 243 -270 2

Cognitive approaches to grammar n Theories of grammar that relate grammar to mental processes Cognitive approaches to grammar n Theories of grammar that relate grammar to mental processes and structures in human cognition. (Wikipedia Encyclopedia by Sergei Starostin, 1953 -2005) n Noam Chomsky and his fellow generative grammarians n n n Grammar is an autonomous mental faculty It is governed by mental processes operating on mental representations of different kinds of symbols that apply only within this faculty. Proponents of cognitive linguistics n n n Grammar is not an autonomous mental faculty with processes of its own, but it is intertwined with all other cognitive processes and structures. The basic claim is that grammar is conceptualization. Some of theories that fall within this paradigm n e, . g. , construction grammar, cognitive grammar, and word grammar. 3

Cognitive approaches to grammar Guiding Principles n The symbolic thesis: n The basic unit Cognitive approaches to grammar Guiding Principles n The symbolic thesis: n The basic unit of a grammar is a form-meaning pairing termed variously a symbolic assembly in Langacker’s Cognitive Grammar or a construction in a construction grammar. 4

A symbolic unit The relationship between semantic, phonological and symbolic units 5 A symbolic unit The relationship between semantic, phonological and symbolic units 5

Cognitive approaches to grammar Guiding Principles n The usage-based thesis: n There is an Cognitive approaches to grammar Guiding Principles n The usage-based thesis: n There is an intimate relationship between the grammar (defined as the mental repository of symbolic units), and language use. 6

The Cognitive Model of Grammar (Langacker 1987: 77) 7 The Cognitive Model of Grammar (Langacker 1987: 77) 7

Distinct Cognitive Approaches to the Study of Grammar n ‘Inventory-based’ theories Cognitive Grammar n Distinct Cognitive Approaches to the Study of Grammar n ‘Inventory-based’ theories Cognitive Grammar n Construction Grammar n n Fillmore and Key’s Construction Grammar n Goldberg’s Construction Grammar n Embodied Construction Grammar n Radical Construction Grammar n ‘Grammatical subsystem-based’ theories The theory of Conceptual Structuring Systems n Grammaticalisation Theory n 8

Inventory-based approaches to grammar - An overview of distinct cognitive linguistic theories of grammar Inventory-based approaches to grammar - An overview of distinct cognitive linguistic theories of grammar 9

10 10

Characteristics of the Cognitive Approach to Grammar n The ultimate aim of a cognitive Characteristics of the Cognitive Approach to Grammar n The ultimate aim of a cognitive approach is to model speaker knowledge in ways which are consistent with the two key commitments which underlie the cognitive linguistics enterprise. 11

n Generalisation Commitment n a commitment to the characterisation of general principles which are n Generalisation Commitment n a commitment to the characterisation of general principles which are responsible for all aspects of human language n Categorisation, polysemy, metaphor n Cognitive Commitment n a commitment to providing a characterisation of general principles for language which accords with what is known about the mind and brain from other disciplines. n Attention, categorization, metaphor 12

The Generalization Commitment q Lexicology: e. g. , Over n n n q e. The Generalization Commitment q Lexicology: e. g. , Over n n n q e. She has a strange power over me [‘control’] Morphology: e. g. , Agentive –er Suffix n n q a. The picture is over the sofa [‘above’] b. The picture is over the hole [‘covering’] c. The ball is over the wall [‘on-the-other-side-of’] d. The government handed over power [‘transfer’] a. teacher b. villager c. toaster d. best-seller Syntax: e. g. , Ditransitive construction n Subject Verb Object 1 Object 2 13

The Cognitive Commitment q Attention The boy kicks over the vase [ACTIVE] n The The Cognitive Commitment q Attention The boy kicks over the vase [ACTIVE] n The vase is kicked over [PASSIVE] n The vase smashes into bits [SUBJECT-VERBCOMPLEMENT] n The vase is in bits [SUBJECT-COPULACOMPLEMENT] n 14

Basic Concepts of Langacker’s Cognitive Grammar: An Overview n 1) Attention: “…attention is intrinsically Basic Concepts of Langacker’s Cognitive Grammar: An Overview n 1) Attention: “…attention is intrinsically associated with the intensity or energy level of cognitive processes, which translates experientially into greater prominence or salience” (Langacker, 1987: 115) 15

Focal adjustments: n Linguistic expressions relate to conceived situations or “scenes” n The concepts Focal adjustments: n Linguistic expressions relate to conceived situations or “scenes” n The concepts employed to structure conceived situations can vary along three parameters: selection, perspective and abstraction. n n Such variation is termed focal adjustment By choosing particular focal adjustments and hence organising a scene in a particular way, through language, the speaker or hearer provides a particular construal of the scene in question 16

The relationship between focal adjustments and construal 17 The relationship between focal adjustments and construal 17

Selection: Focal adjustments of selection determine which aspects of a scene are being dealt Selection: Focal adjustments of selection determine which aspects of a scene are being dealt with: n i) Conceptual Domains: a body of knowledge within our conceptual system that contains and organizes related ideas and experiences 18

Basic conceptual domains (Langacker, 1987) Basic Domain n SPACE n COLOUR n PITCH n Basic conceptual domains (Langacker, 1987) Basic Domain n SPACE n COLOUR n PITCH n TEMPERATURE n PRESSURE n PAIN n ODOUR n TIME n EMOTION Pre-conceptual Basis n Vision, touch, kinaesthesia n Vision n Hearing n Touch, somesthesia n Touch, kinaesthesia, somesthesia n Touch, somesthesia n Smell n Temporal awareness n Affective system 19

Examples n a. The tree is quite close to the garage [spatial] n n Examples n a. The tree is quite close to the garage [spatial] n n b. It’s already close to Christmas [temporal] n c. The paint is close to the blue we want for the dining room [colour] n d. Steve and his sister are very close [emotion] 20

n ii) Profiling: the conceptualisation designated by a linguistic utterance constitutes its profile, a n ii) Profiling: the conceptualisation designated by a linguistic utterance constitutes its profile, a focal point. However, a particular focal point is always prominent with respect to a particular context. This constitutes profile/base organisation. 21

n a) Open class subsystem n n e. g. , Profile-base organisation for elbow n a) Open class subsystem n n e. g. , Profile-base organisation for elbow b) Closed class subsystem n John hit the ball n The ball was hit 22

Perspective: Perspective relates to the position from which a scene is viewed, with consequences Perspective: Perspective relates to the position from which a scene is viewed, with consequences fro the relative prominence of its participants n i) Trajector and landmark: In an action chain, trajector (TR)/Landmark (LM) n n Organisation relates to the participants in a profiled relationship. While the TR constitutes the focal participant, the landmark constitutes the secondary. 23

a. The boy hit the ball [active] n b. The ball was hit by a. The boy hit the ball [active] n b. The ball was hit by the boy [passive] n n “boy” “ball” TR-LM organisation relates to subject/object distinction. 24

An instance of the more general phenomenon of figure-ground organisation: ii) Viewpoint: The perspective An instance of the more general phenomenon of figure-ground organisation: ii) Viewpoint: The perspective and orientation taken on a scene provides a different way of construing it, e. g. , from the perspective of the agent or patient as in active/passive distinction 25

Abstraction: Abstraction relates to the degree of specificity at which a scene is portrayed. Abstraction: Abstraction relates to the degree of specificity at which a scene is portrayed. a. The basketball player is tall n b. The basketball player is over six feet tall n c. The basketball player is about six feet five inches tall n d. The basketball player is exactly six feet five and one half inches tall n 26

Some concepts in Langacker’s cognitive grammar (1991) n “Force-dynamics” “Active zone” n “energy flow”, Some concepts in Langacker’s cognitive grammar (1991) n “Force-dynamics” “Active zone” n “energy flow”, n “energy source” n “energy sink” n 27

Examples in Chinese- the verb da Gao, 2001: 27 28 Examples in Chinese- the verb da Gao, 2001: 27 28

Gao, 2001: 27 29 Gao, 2001: 27 29

Gao, 2001: 27 30 Gao, 2001: 27 30

Gao, 2001: 31 31 Gao, 2001: 31 31

Gao, 2001: 181 32 Gao, 2001: 181 32

Gao, 2001: 181 33 Gao, 2001: 181 33

Gao, 2001: 181 34 Gao, 2001: 181 34

Different Scenarios of da qiu 35 Different Scenarios of da qiu 35

Physical Contact and Social Interaction Gao, 2001: 131 36 Physical Contact and Social Interaction Gao, 2001: 131 36

Gao, 2001: 131 37 Gao, 2001: 131 37

n Human cognitive system is built up on the basis of a whole complex n Human cognitive system is built up on the basis of a whole complex structure but on the surface level of linguistic structures details are backgrounded or visualized only in the brain but not explicitly expressed in speech. (Gao, 2001: 27) 38