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KAZAKH NATIONAL TECHNICAL UNIVERSITY AFTER K. I. SATPAEV www. ntu. kz Institutional Evaluation EUA-IEP KAZAKH NATIONAL TECHNICAL UNIVERSITY AFTER K. I. SATPAEV www. ntu. kz Institutional Evaluation EUA-IEP 2010 -2011 December 06, 2010

 «To provide projects of Industrial and Innovative Development of the country with human «To provide projects of Industrial and Innovative Development of the country with human resources with higher education. To provide integration into European zone of higher education. From «State program for Development of Education of the Republic of Kazakhstan for 2011 -2020”

National dimension: Present tendencies • Intensive reforms in education as reforms in other sectors National dimension: Present tendencies • Intensive reforms in education as reforms in other sectors • Growth of university partnership, and collaboration with business and international partners • Growth of integration of educational system into world space due to academic and students’ mobility • Less intensively of reforms in research from reforms in education • Deficit and aging of qualified teachers, researchers, education managers • Out dated infrastructure • High competitiveness

National dimension: demand for engineers • Raise of demand for engineering, research and management National dimension: demand for engineers • Raise of demand for engineering, research and management programs due to rapid development of sectors of economy, launch of Industrial and Innovative Development Program of Kazakhstan • Low number of professionals with international experience, in education, industry • Growth of living standards and mobility of population, raise of demand for better education, raise of financial opportunities to get higher education

National dimension: National system of higher education of Kazakhstan 149 HEIs (9 national, 34 National dimension: National system of higher education of Kazakhstan 149 HEIs (9 national, 34 state, 13 non civil, 92 private, including 13 semi private ) Total number of students all over the country – 595 613 State grant holders - 128 491 or 20% from the total number As anti crisis measure - 11 thousand additional grants for talented youth Total number of teachers all over the country - 37 600 3 cycled higher education system: Bachelor-Master-Doctor (Ph. D) State Classifier of degree programs – 535 • Bachelor programs – 172 • higher special education programs – 4 • Master programs – 180 • Doctor programs – 179.

National dimension: Quality management in HEIs QA Licensing of programs National accreditation (institutional) State National dimension: Quality management in HEIs QA Licensing of programs National accreditation (institutional) State attestation (control of license requirements) International accreditation (institutional and of degree programs)

Kaz. NTU: Then and Now 1934 – foundation of Kaz. NTU (Kazakh Mining and Kaz. NTU: Then and Now 1934 – foundation of Kaz. NTU (Kazakh Mining and Metallurgical Institute) 1960 - Kazakh Polytechnic Institute 2001 – award of a status of National Technical University 2001 – award of the name of K. I. Satpaev 2009 – 75 th anniversary of the University 4

Strategic development of Kaz. NTU after K. I. Satpaev Strategic goal: • National Research Strategic development of Kaz. NTU after K. I. Satpaev Strategic goal: • National Research University by 2020 • Top list in world university rankings

Global dimension: Bologna process in HE 3 priorities: • 3 cycle system (Bachelor degree Global dimension: Bologna process in HE 3 priorities: • 3 cycle system (Bachelor degree programs-Master programs – PHD programs) • Quality assurance • Recognition of qualifications and periods of study

Kaz. NTU: Departments/Faculties Oil and Gas Institute of Geology Mining Institute after O. Baikonurov Kaz. NTU: Departments/Faculties Oil and Gas Institute of Geology Mining Institute after O. Baikonurov Institute of Architecture and Civil Engineering IT Institute of Machine Building Institute of automation and telecommunication Graduate School «Excellence Poly. Tech» Institute of Hi. Tech and Sustainable Development Institute of Military training Institute of Economics and Business Institute of distance learning 5

Kaz. NTU: University management Trustees Board Committee on Internal Quality Control University Alumni Scientific Kaz. NTU: University management Trustees Board Committee on Internal Quality Control University Alumni Scientific and Methodological Council Students Ombudsmen SPE Academic Council SPEG Industry Advisory Board Faculty Councils Disciplinary Board Research and Engineering Council Youth Committee Boards of Chairs Boards on Degree Programs 5

 Kaz. NTU: Achievements • Kaz. NTU is a classic HEI in engineering education Kaz. NTU: Achievements • Kaz. NTU is a classic HEI in engineering education • Kaz. NTU is a significant national and regional provider of engineering graduates • Kaz. NTU is a leading HEI in Engineering Education in KZ- 1 st place in National university ranking in Engineering education www. nac. kz • The highest number of state grant holders in Kaz. NTU in the Republic (more than 70% of students) 9

Kaz. NTU: Achievements • High scientific (65%) and academic potential of teaching staff • Kaz. NTU: Achievements • High scientific (65%) and academic potential of teaching staff • 13 Institutes/Faculties (including Military Training Institute), 55 Chairs • Technological Park, 262 engineering labs, 1027 equipment, 6 research centers • Graduate School (with double diploma programs) • Institutional accreditation of National Accreditation Center of Kazakhstan (www. nac. kz) • International accreditation of 11 engineering programs (ABET www. abet. org ASIIN www. asiin. de Russian Accreditation Center www. ac-raee. ru • QS World University Rankings (601+) – 2009, 2010 9

Kaz. NTU: Achievements • Intensive collaboration with national and transnational companies (more than 350 Kaz. NTU: Achievements • Intensive collaboration with national and transnational companies (more than 350 companies) • Continuous education: Vocational Engineering School (19 engineering programs, bachelor 47 programs, master 40 programs, doctor 20 programs) • e-world : university web-site www. ntu. kz, e- university, information kiosques, educational portal, e-monitoring system of learners, language program Edu. Soft, e-library, e-resources 9

Kaz. NTU: International Accreditation In 2008 Program of National and International Accreditation has been Kaz. NTU: International Accreditation In 2008 Program of National and International Accreditation has been launched 1. 2. GERMANY USA 3. 4. 5. 1. RUSSIA 2. 3. 4. 5. 050702 — Automation and Control 050710 — Material Science and Technology of New Materials 050706 — Geology and Exploration of Minerals 050707 — Mining 050708 — Petroleum Engineering 050709 — Metallurgical Engineering 050704 — Computer Science and Software Engineering 050711 — Geodesy and Mapping 050712 — Mechanical Engineering 050718 — Electrical Engineering 050723 — Technical Physics 10

Kaz. NTU: National Accreditation 10 Kaz. NTU: National Accreditation 10

International Accreditation: EUR-ACE® Label Technical Physics Electrical Engineering Mechanical Engineering Geodesy and Mapping Computing International Accreditation: EUR-ACE® Label Technical Physics Electrical Engineering Mechanical Engineering Geodesy and Mapping Computing and Software Engineering NB: EUR-ACE® Label is recognized in 16 countries of Europe

Kaz. NTU partners – 100 universities of the world Kaz. NTU partners – 100 universities of the world

International membership The university is a member of: • International Association of Universities (www. International membership The university is a member of: • International Association of Universities (www. iau-aiu. net) • European consortium in Erasmus Mundus External Cooperation Window projects; • • American Educational Consortium; International scientific and engineering Center «Solar Energy» ; • University partnership programs of Association of Russian Engineering universities; • Kaz. NTU is a member of Network of Universities of Shanghai Organization of Cooperation (SOC) in the field of Ecology, Nanotechnology, IT & Energy • Chevron University Partnership program member

University Industry Partnership (350 companies) 15 University Industry Partnership (350 companies) 15

Joint International Education: «Dual Diploma programs» • American University Girne (Cyprus); • Network of Joint International Education: «Dual Diploma programs» • American University Girne (Cyprus); • Network of Grand Ecoles (Engineering Education) “n+i” consisting of 70 universities(France); • National Polytechnic Institute (France); • University of Henri Poincare «Nanci-1» (France); • Colorado School of Mines (USA); • Adam Mitsckevich University, Poznan (Poland); • Aberdeen University (England); • Technical University of Applied Sciences Wildau (Germany); • Institute of Production Technique and Automation Fraunhofer (Germany); • Segued University(Hungary); • Moscow Institute of Steel and Alloy • Moscow Power Engineering Institute and many other Russian Universities

Academic and Students’ Mobility In 2010 – 120 staff: • 53 research programs • Academic and Students’ Mobility In 2010 – 120 staff: • 53 research programs • 60 participation in international conferences, round tables, seminars, trainings; • 40 bachelor and Master students - Erasmus Mundus program, «Bolashak» Presidential scholarship; • 15 students in France: Mining School of Paris, High School of Paris, University of Henri Poincare; • 7 Master program graduates - METU (Turkey, Ankara) Participated in: International contest of «St. Goben» (France), International contest in Lublanye (Slovenia), All Russian Contest of diploma projects in Material Science (Moscow), SPE Moscow division workshop «Role of young specialists in Oil and Gas Industry» , (Russia), contest of diploma work of students in Architecture in Saratov (Russia) and others

Academic programs for 2007 -2010 105 licenses: bachelor degree programs – 46; master degree Academic programs for 2007 -2010 105 licenses: bachelor degree programs – 46; master degree programs – 40; doctoral programs Ph. D – 20 Bachelor Master Ph. D

Admission for 2007 -2010 Bachelor Vocational school Grant Total Feepaying Total Grant Admission for 2007 -2010 Bachelor Vocational school Grant Total Feepaying Total Grant

Master and doctor numbers for 2007 -2010 Doctors Masters Academic years Experimental curriculum Licensed Master and doctor numbers for 2007 -2010 Doctors Masters Academic years Experimental curriculum Licensed number enrolled Admitted grant feepaying 2007/08 5 - 2008/09 5 - 2009/10 1 15 25 - Total 6 15 35 Grant Feepaying Admission raised for 8, 4 times (feepaying students)

Students’ number for 2007 -2010 Students number with grant Feepaying students Part-time students Total Students’ number for 2007 -2010 Students number with grant Feepaying students Part-time students Total

Students’ survey for 2007 -2010 Comparative index of students achievements from 2008 -2010 Fall Students’ survey for 2007 -2010 Comparative index of students achievements from 2008 -2010 Fall spring year year Average score at enrollment Grant Feepaying year

Students’ Drop out for 2007 -2010 Number of students deprived of scholarships Number of Students’ Drop out for 2007 -2010 Number of students deprived of scholarships Number of students deprived of state grants Number of students

Graduate and employment Academic year graduates Graduates with honors 2007 – 2008 5366* 999 Graduate and employment Academic year graduates Graduates with honors 2007 – 2008 5366* 999 2008 – 2009 3563 489 2009 – 2010 3006 477 Note: * joint graduation of 5 year engineers and 4 year bachelor Employment

E-university • • Wireless Internet Wi-Fi; Internet speed - 10 MB/sec; E-resources “Elsevier”, etc; E-university • • Wireless Internet Wi-Fi; Internet speed - 10 MB/sec; E-resources “Elsevier”, etc; E-records of attendance, interim and final on line tests Web site pages: «Virtual conference» ; «e-dormitory» ; University scientific journal «Kaz. NTU Vestnik» ; Virtual historical and mineralogical museums; E-System «Classrooms» ;

Research: Kazakh - Korean Center of IT and Communication Technologies Premises – 17 000 Research: Kazakh - Korean Center of IT and Communication Technologies Premises – 17 000 m³ Total acres – 3678 m² Classrooms – 906 m ² 12 computer labs equipped with multimedia. Lecture recording Hall 3 D modeling Lab

Research: Kazakh-French Center for Power and Electrical Engineering and technical services of automated systems Research: Kazakh-French Center for Power and Electrical Engineering and technical services of automated systems The project based on Agreement on Cooperation signed by President of the Republic of Kazakhstan, N. A. Nazarbayev and President of the Republic of France N. Sarkozy dated October 6, 2009 in Astana. Opening ceremony – December 08, 2010 Total investment –more than 1 mln 250 euros

Research: National Laboratory of Space and IT (supercomputer) Priorities: • Computing of remote sensing Research: National Laboratory of Space and IT (supercomputer) Priorities: • Computing of remote sensing data • Projecting of communications of Space assignation • Modeling of physical processes in close range Space • Modeling of pass ability of radio waves in ionosphere; • Modeling of atmospheric processes • Modeling of solar terrestrial relations; • Solving mathematical problems of high complexity

Kaz. NTU: Engineering Laboratories • Technological Business Incubator • Technopark • Educational and research Kaz. NTU: Engineering Laboratories • Technological Business Incubator • Technopark • Educational and research complex «Nano. Integra» on research in Nanomaterials and Nanotechnologies • National Laboratory on IT and Space technologies: Supercomputer at 10, 5 TFLOPS, memory 2, 5 ТБ, 280 processors, additional network – Gigabit Ethernet. • National Engineering Laboratory in Metallurgical and Oil and Gas Engineering • 262 engineering laboratories based on degree programs 19

Research Research

Research Publications and books Publications abroad Manuals Publications in CIS Abstracts abroad Abstracts in Research Publications and books Publications abroad Manuals Publications in CIS Abstracts abroad Abstracts in CIS Publications in RK Abstracts in RK Years Manuals in CIS Abstracts in CIS Publications in RK Abstracts in RK 24 32 89 431 493 Publications abroad Abstracts abroad Publications 10 2007 23 2008 17 12 50 46 101 374 240 2009 17 6 20 36 112 447 558 Total 57 28 94 114 302 1252 1291

Human resources 2007 – 2008 – 2009 – 2010 teachers (full time) 1457 1339 Human resources 2007 – 2008 – 2009 – 2010 teachers (full time) 1457 1339 1288 doctor of sciences 146 147 candidates of sciences masters doctors Ph. D Scientific degree (%) Administartive staff Service staff Technical staff 482 0 0 43, 1 370 410 540 489 16 4 47, 2 321 368 490 510 88 5 51, 4 314 357 490 2 7 2 6 4 17 16 24 4 53 14 21 4 47 26 68 8 123 Awards for 2007– 2010 • state awards • awards of the Ministry of Education & Science • awards of other Ministries • Kaz. NTU awards • awards of public bodies total Number of awarded 223 University have: academicians of National Academy of Sciences - 8; members of International Academy of Engineering - 5; members of National Engineering Academy - 12; members of National Academy of Natural Sciences - 17; members of national Academy of sciences of Higher School - 7;

Kaz. NTU: Social programs • Graduate employment – 87% • 189 fee paying bachelor Kaz. NTU: Social programs • Graduate employment – 87% • 189 fee paying bachelor students, 14 fee paying master students (with discount from 10 to 100% for tuition) • 100 orphan students of the university are supplied with money, food, clothes, accommodation for free • Invalid students are provided with food coupons • 250 students have compensation for accommodation rent • Dormitory fee – 643 KZT (4, 5$ US) 25

International cooperation for 2009/2010 • International Graduate School “Excellence Polyteсh» . • Shanghai University International cooperation for 2009/2010 • International Graduate School “Excellence Polyteсh» . • Shanghai University Assoication in the areas of: Ecology, Nanothechnology, IT- technology • Participation in Tempus, Erasmus Mundus programs • Kazakh-French Educational Center for Training and Retarining of teaching staff in Energy Engineering in collaboration with Miniostry of Education of France, company «Schneider Electrics» (France); • Chevron, Stumberger, Agip - sponsorship 12 mln US $

International students for 2007 -2010 Beginning of academic year End of academic year International students for 2007 -2010 Beginning of academic year End of academic year

International partners for 2007 -2010 Number of International Partners International partners for 2007 -2010 Number of International Partners

Students’ Life Social-political events Cultural events Sport events Total Percent of participation Students’ Life Social-political events Cultural events Sport events Total Percent of participation

Students’ Life • • • Dormitory fee – 600 -1000 KZT per month (4 Students’ Life • • • Dormitory fee – 600 -1000 KZT per month (4 -6 euro) 250 students - compensations for apartment rent Students’ Ombudsmen Students’ Alliance SPE, SPEG 4 master in sports of international class, 30 masters in sport, 42 - candidates in master in sports, 100 winners of international and republican competitions • 255 winners of debate tournaments, festivals

Social support program for students & staff Number of fee paying students with privileges Social support program for students & staff Number of fee paying students with privileges Social category 2008 -2009 2009 -2010 orphans Students invalids and students’ parents invalids Students from big families and needy families Bright students Talented youth sportsmen Students from ecologically bad zones 15 21 20 25 43 10 11 28 2 31 54 16 19 5 staff Staff children Total number of students Master students 6 39 175 14 7 43 220 30 Grand total 189 250

Financial Sustainability University income academic year State funding Population Scholarship for transport Research Total Financial Sustainability University income academic year State funding Population Scholarship for transport Research Total Raise of income rate for 34%, including: • funding of research - 372%, • state grants – 30% academic year

Financial Sustainability Dynamics of salaries for 2007 -2010 Teaching staff Managerial Services Technical staff Financial Sustainability Dynamics of salaries for 2007 -2010 Teaching staff Managerial Services Technical staff Vocational school Average salary

Infrastructure Development Building of 9 floor dormitory Building of health and study complex Infrastructure Development Building of 9 floor dormitory Building of health and study complex

Students campus building on the area of 20 hectare of Alatau district Students campus building on the area of 20 hectare of Alatau district