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Federalism Federalism

Why Federalism • Issue: create a new central government that would be strong enough Why Federalism • Issue: create a new central government that would be strong enough to meet nation’s need AND preserve the strength of existing States. • Few Framers favored strong central government based on British Model • Yet knew Articles proved too weak to deal with nation’s problems

Why Federalism • Framers were dedicated to concept o limited government 1. Government power Why Federalism • Framers were dedicated to concept o limited government 1. Government power poses threat t individual liberty 2. Exercise of government power must be restrained 3. That to divide government power is to curb it and so prevent abuse

Federalism • System of government with written constitution that divides the power between central/national Federalism • System of government with written constitution that divides the power between central/national and state o provinces government. • Division of power is in Constitution and spelled out in the Bill of Rights – 10 th Amendment “powers not delegated to the : U. S. by the Constitution, nor prohibited by it t the states is RESERVED to the States respectively, or to the people. ”

United States Constitution = • Supreme law of the land…. • US Constitution is United States Constitution = • Supreme law of the land…. • US Constitution is over all levels of government. National Government is over the States. Some delegates feared the central government would National be too powerful. A Govt. federal govt. was created to allow states and local State Government govts to handle their own affairs. Powers of government are divided between a National, state and local governments. Powers of government are shared by all levels. Local Government Federal

United States Constitution = • Supreme law of the land…. • It is above United States Constitution = • Supreme law of the land…. • It is above all levels of government and no act, law or public policy can be in conflict with it. National Government is over the States. Supreme law

Division of Power Division of Power

Powers of the National Government • Exercises delegated powers granted by the Constitution 1. Powers of the National Government • Exercises delegated powers granted by the Constitution 1. Expressed- spelled out, expressly in Constitution, “enumerated powers” • Article I, Sect. 8 collect money (taxes), coin money, regulate foreign and interstate commerce, raise armed forces, declare war, grant patents and copyrights.

Powers of the National Government 2. Implied Powers- not expressed but reasonably suggested • Powers of the National Government 2. Implied Powers- not expressed but reasonably suggested • Article 1, Section 8, Clause 18 “necessary and proper clause” or elastic clause – Regulate labor/management relations, build hydroelectric dams, 42, 000 mile interstate highway system, prohibits racial discrimination discriminatio in restaurants, theater, hotels

Powers of the National Government 3. Inherent Powers-belong to national government because it is Powers of the National Government 3. Inherent Powers-belong to national government because it is a sovereign state – Regulate immigration, deport undocumented aliens, acquire territory, grant diplomatic recognition, protect against rebellion or attem to overthrow the government by force or violen – Inherent powers- not necessary to go to these lengths to find powers in the constitution. The powers exist because the U. S. exists

Inherent Powers Inherent Powers

Powers Denied to the National Gov’t • Power to levy duties on exports • Powers Denied to the National Gov’t • Power to levy duties on exports • Override Bill of Rights – To prohibit freedom of religion, speech, press o assembly, illegal search and seizure, speedy tri and trial by jury • Create Public schools, enact uniform th marriage and divorce laws (14 amendment), set up local governments • Powers denied by federalism itself – Cannot tax states or local governments out of existance

The States • Reserved Powers those powers that the Constitution does not grant to The States • Reserved Powers those powers that the Constitution does not grant to National government BUT does not deny to the States – Forbid marriage under 18 without parental consent – Buy liquor under age of 21 st • ONLY Expressed power of States- 21 amendment – Permit or prohibit gambling – Licensed: doctors, lawyers, teachers

Delegated Concurrent Powers given to national govt Expressed Implied Power to tax Make treaties Delegated Concurrent Powers given to national govt Expressed Implied Power to tax Make treaties Coin money Establish Post Offices Raise a military Declare war Admit new states Build dams Interstate highways Fund NASA Regulate naturalization Establish courts Recognize new countries Copyright/Patents Weights/measurements Prohibit racism Regulate commerce Powers shared by all 3 levels Div of powers Make/enforce laws Maintain courts Collect taxes Borrow money Charter banks Protect welfare of people Call out the militia Reserved Powers given only to the states Provide for education Establish local govts Conduct elections Protect public safety Build state highways Raise a state militia Issue licenses Incorporate businesses Regulate trade in state Regulate drinking age Set speed limit Create counties/cities Decide death penalty Marriage definition Medicinal marijuana

Powers Denied to the States • Cannot enter into any treaty, alliance, or confederation Powers Denied to the States • Cannot enter into any treaty, alliance, or confederation • Print or coin money • Deprive any person life, liberty, o property without due process • Cannot tax any federal agencies o functions of National governmen (Mc. Culloch v. Maryland)

State vs. Fed Govt. • Power can be: – Exclusive- only for Nat’l govt. State vs. Fed Govt. • Power can be: – Exclusive- only for Nat’l govt. • Regulate Interstate commerce and Foreign trade • Declare War – Concurrent- Shared powers that National and State government possess. • Levy taxes, establish courts,

The Supreme Law of the Land • Framers expected conflict between National and State The Supreme Law of the Land • Framers expected conflict between National and State government • Article VI, Sect. 2 Constitution nation’s supreme law of the land – “The Constitution and laws of the Unite States…shall be the supreme Law of the Land. ” – Supremacy Clause- “linchpin of the Constitution” as it joins the federa gov’t into single unit

Theory of Nullification Theory of Nullification

Virginia Kentucky Resolutions Virginia Kentucky Resolutions

Nullification Today? ? ? Nullification Today? ? ?

The Nation’s Obligations to the States • Ensure each State has a republican govt. The Nation’s Obligations to the States • Ensure each State has a republican govt. or representative gov’t – Article IV, Section 4 – Luther v. Borden, 1849 • Protect States against foreign invasion & domestic violence

Constitution Requires National Govt. to • Provide assistance if State needs help with internal Constitution Requires National Govt. to • Provide assistance if State needs help with internal disorder • Respect territorial integrity of State – It can’t create new State without permission of original State – Article V A state cannot be deprived representation in the Senate without its own consent

Admitting New States • Only Congress has the power to admit new States to Admitting New States • Only Congress has the power to admit new States to the Union – Congress has admitted 37 states – Vermont, Kentucky, Tennessee, Maine, and W. Virginia created by existing states – Texas was independent Republic – California admitted after ceded by Mexico – Other 30 only after longer period of time

Territorial Expansion Territorial Expansion

Admission Procedure • The Area first asks Congress for admission • Enabling Act-Directing the Admission Procedure • The Area first asks Congress for admission • Enabling Act-Directing the people of the territory to frame a proposed Stat Constitution • Constitution voted on & submitted to Congress • Act of Admission Congress by • President signs act

Hawaii and Alaska in 1959 Hawaii and Alaska in 1959

Cooperative Federalism • The National Government provides financial assistance to States – Grants-in-Aid – Cooperative Federalism • The National Government provides financial assistance to States – Grants-in-Aid – Federal Grants – Block Grants – Revenue Sharing – Categorical Grants

Cooperative Federalism Cooperative Federalism

Grants-in-Aid • Grant of federal money to States – Many of these governments are Grants-in-Aid • Grant of federal money to States – Many of these governments are strapped for funds for everyday functions – Land for public schools, colleges, roads and canals, flood control work, militias – New Deal in 1930 s (Great Depression) • More than 500 in operation today – Educ. , Mass transit, highways, health care, onthe-job training – $275 billion or 25% of State an local spending

Revenue Sharing • Federal monetary aid 1972 -1987 • Congress gave an annual share Revenue Sharing • Federal monetary aid 1972 -1987 • Congress gave an annual share of federal revenue to States and Local governments • Virtually no strings attached to mone • Popular and strongly supported but opposed by Reagan Admin. – Feel victim to deficient ridden National Gov’t

Categorical Grants • Most common • Specified purpose • Strings: – Use for specified Categorical Grants • Most common • Specified purpose • Strings: – Use for specified purposes – States make contribution – Agency to manage grant – Obey Federal guidelines

Education Grants Education Grants

Block Grants • More broad purposes – Health care, social services, and an welfare Block Grants • More broad purposes – Health care, social services, and an welfare • Fewer strings- States have greater freedom in spending

Project Grants • Applied for and given to state localities, private agencies – Dept. Project Grants • Applied for and given to state localities, private agencies – Dept. of Health and Human Service – Research on cancer, diabetes, neurological disease, job training and employment programs

Assistance • States provide service to National Govt. : – Administering/paying for national elections Assistance • States provide service to National Govt. : – Administering/paying for national elections – Assisting in federal law enforcement efforts (FBI) – Naturalization process

Interstate Relations • State cannot : – enter into treaties, alliances & confederations • Interstate Relations • State cannot : – enter into treaties, alliances & confederations • States can : – form interstate compacts between themselves & with foreign states • New York and New Jersey form Port Authority (1921)

Interstate Relations • Constitution requires each State to respect the validity o – laws, Interstate Relations • Constitution requires each State to respect the validity o – laws, official records, & court actions of other States in civil matters – Full Faith & Credit Clause – 2 exceptions (criminal matters, not all divorces)

Interstate Relations • Extradition Each State must return fugitives to justice from State from Interstate Relations • Extradition Each State must return fugitives to justice from State from which they fled – Sometimes contested by governors • Kentucky v. Dennison 1861 - word , “shall” had to read as “may”

Interstate Relations • Privileges & Immunities – No State can draw unreasonable distinctions between Interstate Relations • Privileges & Immunities – No State can draw unreasonable distinctions between residents – Each state must recognize the righ of any American to travel in or become resident of that State – Allow to use courts, make contract buy, own rent or sell property, marry within its borders