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DOI System: overview Norman Paskin International DOI Foundation DOI System: overview Norman Paskin International DOI Foundation

Introduction • Overview: 5 minute animation then: • More information on key points • Introduction • Overview: 5 minute animation then: • More information on key points • Q and A

Who? • DOI = Digital Object Identifier (system) ® • International DOI Foundation (“IDF”) Who? • DOI = Digital Object Identifier (system) ® • International DOI Foundation (“IDF”) – Common operations and governing organisation: www. doi. org • RAs = DOI Registration Agencies – members of IDF offering the DOI system – to customers who wish to assign DOIs – to offer a DOI-based service to users

Status • • • Foundation launched to develop system in 1998. An ISO standard: Status • • • Foundation launched to develop system in 1998. An ISO standard: ISO 26324 Currently used by c. 11, 000 naming authorities (assigners) e. g. 3, 000 STM publishers, science data sets, entertainment industry, EU documents, etc. 87 million DOIs assigned to date Via 9+ RAs (international) DOI services provided by RAs: build on DOI system Initial applications mainly are simple redirection to a URL. More sophisticated functionality available e. g. multiple resolution

Scope • • Digital Identifier of an Object = any entity (thing: physical, digital, Scope • • Digital Identifier of an Object = any entity (thing: physical, digital, or abstract) Resources, parties, licences, etc. Initial focus was documents/media e. g. articles, data sets. Now also moving into parties and licences. Extending to other sectors Digital Identifier = network actionable identifier (“click on it and do something”) • Extensible by design: not intended as a publishing-only solution (digital convergence) • Work with existing tools and data • International: RAs worldwide.

URL DOI What it does URL DOI Managed DOI URL DOI Content DOI URL URL DOI What it does URL DOI Managed DOI URL DOI Content DOI URL DOI directory system DOI URL DOI Content DOI URL URLDOI URL

What it does • provides a resolvable, persistent, interoperable link: • resolvable – standard What it does • provides a resolvable, persistent, interoperable link: • resolvable – standard identifier syntax + network resolution mechanism (Handle System) • persistent – through: – technical infrastructure (registry database, proxy support, etc) – social infrastructure (obligations by Registration Agencies) • interoperable - through a data model (semantic interoperability)

Governance • • International DOI Foundation Provides common infrastructure – – • Deals with Governance • • International DOI Foundation Provides common infrastructure – – • Deals with common issues – – • • Technical: resolution, data model Social: e. g. obligations for persistence, back-up, in event of failure, etc. Standardisation, liaisons, etc. Outreach to new communities “Not for profit” membership federation Registration Agencies are biggest part of membership Elected Board, working groups, meetings No full time staff (outsourced)

RAs and the DOI business model • • RAs are autonomous and independent of RAs and the DOI business model • • RAs are autonomous and independent of each other RAs business model with their customers is decided by the RA RAs obligation to IDF is a licence/operating agreement All RAs share costs of common infrastructure (IDF) All RAs implement standard DOI system RAs can add their own services on top RAs may choose to put DOIs “under the hood” or make a clear link Some RAs are commercial; most are themselves member communities (e. g. Cross. Ref, EIDR, Data. Cite)

Technical infrastructure • • • Handle system: persistent identification in digital networks Data model: Technical infrastructure • • • Handle system: persistent identification in digital networks Data model: principles for interoperability of data in ecommerce systems Both used elsewhere: aim was to not re-invent the wheel Handle: www. handle. net Data Model: indecs. Linked Content Coalition

DOI uses Handle to resolve to data Schematic of a DOI Handle record DOI DOI uses Handle to resolve to data Schematic of a DOI Handle record DOI Data type 10. 123/456 Value(s) Index Data value Suffix 1 http: //acme. com/…. URL Prefix URL 2 http: //a-books. com/…. XML 3 HS_ADMIN XYZ 100 12 acme. admin/jsmith 10011110 Each DOI has one or more Handle values (type: value) Resolution can return all values, or all values of one type

DOI Handle technical infrastructure Beijing (1) Herndon (15) Reston (2) Denver (1) Zurich (1) DOI Handle technical infrastructure Beijing (1) Herndon (15) Reston (2) Denver (1) Zurich (1) Tokyo(1) Hanover (2) Boston (1) Bologna (2) Taipei (1) London - Rackspace Cloud (9) DOI Handle Servers (46 servers in 12 locations) Singapore – Amazon Cloud (9) Corporation for National Research Initiatives

Data model: high level • High level model (from indecs) make People use do Data model: high level • High level model (from indecs) make People use do Content about Deals

Figure 1 COA Meta. Model Data model: in more detail Overview Descriptor Role Agent Figure 1 COA Meta. Model Data model: in more detail Overview Descriptor Role Agent Resource Role Verb Identifier Every Relationship has a Relator Annotation Context Relator Name Category Role Time Place Role Flag Quantity Entity. Types An Entity may have typed relationships with Entities of any kind (including those of its own kind) Attribute. Types An Entity may have Attributes of any kind. (Attributes, which are aa type of Resource, (Attributes, which are type of Resource, may have their own Attributes). Contextual Relationships Non Contextual Relationships (illustrative: any Type of Entity may relate to any other) Attributes (illustrative: any Entity or Attribute may have Attributes of any type)

Data Model – end result • Each DOI has some basic metadata – • Data Model – end result • Each DOI has some basic metadata – • Metadata is held and managed by the RA – • Common model for DOI System More metadata can be added – – • • • All DOIs have this “kernel” Appropriate to an RA or DOI service Some groups of DOIs will have the same metadata terms Extensible to any level needed Can use existing metadata and map it to DOIs with the same service or same metadata can be grouped and managed as a class

Social infrastructure • • • Shared development – e. g. APIs, etc Shared tools Social infrastructure • • • Shared development – e. g. APIs, etc Shared tools e. g. running mirror servers Obligations for persistence: – – • • To customers (within the RA) In event of failure, etc. (beyond the RA) Collaborate Enable shared DOI services where practical – A customer could use more than one DOI service

Standardisation • • ISO 26324: 2012. Through TC 46/SC 9 (“Information and Documentation”) – Standardisation • • ISO 26324: 2012. Through TC 46/SC 9 (“Information and Documentation”) – same as ISBN etc. ISO standard contains basic specification DOI Handbook and procedures has more detail of implementation Other standards: URI (DOI via http proxy) URN

DOI and other identifier schemes • DOI has strong focus on interoperability and on DOI and other identifier schemes • DOI has strong focus on interoperability and on working with existing and new schemes. Can take an existing identifier and make it a DOI: • – – • • Enables re-use of registries, metadata, etc. Must be certain that the existing ID and the DOI refer to the same thing (easiest in deal with an existing registry) Complicated in digital content: • – – • • Use the existing identifier in a DOI suffix; or Define “same as” identifier in the DOI metadata abstractions (e. g. current version or dated version; abstract work or specific edition; etc. ) Not always “same as” Community and proprietary issues See “Identifier Interoperability” fact sheet

Documentation • Website: www. doi. org • • • Quick summary: “Key facts on Documentation • Website: www. doi. org • • • Quick summary: “Key facts on DOI system” factsheet Other Factsheets – more topics in detail: www. doi. org/factsheets. html • DOI Handbook