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DOCUMENT #: GSC 14 -PLEN-013 R 2 FOR: Presentation SOURCE: TIA/ANSI/NIST AGENDA ITEM: PLEN DOCUMENT #: GSC 14 -PLEN-013 R 2 FOR: Presentation SOURCE: TIA/ANSI/NIST AGENDA ITEM: PLEN Agenda 7 NNT Smart Grid CONTACT(S): David Su, TIA DEL, NIST TIA/ANSI Presentation on New and Novel Topic (NNT) Agenda Item 7 “Smart Grid” David Su

Smart Grid Interoperability Standards David Su, NIST On Behalf of TIA and ANSI and Smart Grid Interoperability Standards David Su, NIST On Behalf of TIA and ANSI and for George W. Arnold, Eng. Sc. D. National Coordinator for Smart Grid Interoperability National Institute of Standards and Technology

U. S. Initiative on Smart Grid • Energy Independence and Security Act (EISA) of U. S. Initiative on Smart Grid • Energy Independence and Security Act (EISA) of 2007 initiated work to develop the Smart Grid Interoperability Framework • In cooperation with the Do. E, NEMA, IEEE, GWAC, and other stakeholders, the National Institute of Standards and Technology (NIST) has “primary responsibility to coordinate development of a framework that includes protocols and model standards for information management to achieve interoperability of smart grid devices and systems …”

The Need for Standards is Urgent Example: Smart Meters • $40 - $50 billion The Need for Standards is Urgent Example: Smart Meters • $40 - $50 billion dollar deployment nationwide • Underway now • Rapid technology evolution • Absence of firm standards • 4 Source: Congressional Research Service Report

NIST Three Phase Plan PHASE 1 Identify an initial set of existing consensus standards NIST Three Phase Plan PHASE 1 Identify an initial set of existing consensus standards and develop a roadmap to fill gaps PHASE 2 Establish public/private Standards Panel to provide ongoing recommendations for new/revised standards PHASE 3 Testing and Certification Framework 2009 March 2010 September 5

We Need A Standards Roadmap • • Capabilities Priorities Reference Model Standards Release Plan We Need A Standards Roadmap • • Capabilities Priorities Reference Model Standards Release Plan Responsibilities Governance Testing and Certification 6

Smart Grid Conceptual Model Source: NIST/EPRI Architecture Task Group 7 Smart Grid Conceptual Model Source: NIST/EPRI Architecture Task Group 7

Information Network Architecture Operation Market Service Provider Nationwide Network A Generation Customer Transmission Distribution Information Network Architecture Operation Market Service Provider Nationwide Network A Generation Customer Transmission Distribution … Generation … Distribution Station … … Transmission Station Customer Premise … Network B Customer Transmission Distribution … Generation Distribution Station … … Transmission Station Customer Premise

End of Phase 1: September 2009 Smart Grid Interoperability Standards Framework Release 1. 0 End of Phase 1: September 2009 Smart Grid Interoperability Standards Framework Release 1. 0 9

Phase 2: Standards Panel • Launch Smart Grid Interoperability Standards Panel by Year End Phase 2: Standards Panel • Launch Smart Grid Interoperability Standards Panel by Year End 2009 • Representation from all stakeholder groups • Administered by private-sector organization • RFP in May 2009 • Functions: – – 10 Evolve Roadmap Ongoing coordination Recommend new or revised standards for NIST framework Monitor implementation

Next Steps: Plan to Fill Gaps • NIST to organized a workshop to be Next Steps: Plan to Fill Gaps • NIST to organized a workshop to be held on August 3 -4 – focus on SDO roles/responsibilities to fill gaps • NIST Roadmap to be published mid-September • SDOs are anticipated to expedite the work on identified standards gaps.

A Once In A Lifetime Opportunity! 12 A Once In A Lifetime Opportunity! 12

The Smart Grid Supplemental Slides 13 The Smart Grid Supplemental Slides 13

Example: Plug-in Hybrid Electric Vehicle – Grid Interface Coordination is required among several standards Example: Plug-in Hybrid Electric Vehicle – Grid Interface Coordination is required among several standards bodies IEEE (National Electric Safety Code) ANSI/NEMA C 12 (Meter) NFPA (National Electric Code) SAE J 2847 (communication) UL (Enclosures) SAE J 1772 (connector) IEEE 1547 (distributed energy interconnection) Additional standards will be needed for: communications/Information protocols for charge management, power injection management, operations and maintenance, metering, roaming. 14

Roadmap Focus Areas • FERC-identified priority applications: – – Demand Response Wide-Area Situational Awareness Roadmap Focus Areas • FERC-identified priority applications: – – Demand Response Wide-Area Situational Awareness Electric Storage Electric Transportation • Additional priority applications: – Advanced Metering Infrastructure – Distribution Grid, including Distributed Energy Resource Integration • Cross-cutting priorities – Cybersecurity – A GSC High Interest Subject area – Data networking 15

EPRI Report: Key Gaps and Issues • Over 80 candidate existing standards identified • EPRI Report: Key Gaps and Issues • Over 80 candidate existing standards identified • 70 Standards gaps and issues identified • Some key items: – Need for smart meter software upgradeability standard – Understanding RF interference issues for unlicensed band communications – Pricing information model – Open access protocol for energy usage information – Interface to grid for energy storage (in IEEE 1547) – Standard demand response signals – … 16

Standard Following the April 28 -29 Smart Grid Interoperability workshop, NIST deemed that sufficient Standard Following the April 28 -29 Smart Grid Interoperability workshop, NIST deemed that sufficient consensus has been achieved on 16 initial standards On May 18, NIST announced intention to identify these standards in the interoperability framework following 30 day comment period. NIST’s announcement recognized that some of these standards will require further development and many additional standards will be needed. NIST will identify additional standards for inclusion on a rolling basis AMI-SEC System Security Requirements Advanced metering infrastructure (AMI) and Smart Grid end-to-end security ANSI C 12. 19/MC 1219 Revenue metering information model BACnet ANSI ASHRAE 135 -2008/ISO 16484 -5 Building automation DNP 3 Substation and feeder device automation IEC 60870 -6 / TASE. 2 Inter-control center communications IEC 61850 Substation automation and protection IEC 61968/61970 Application level energy management system interfaces IEC 62351 Parts 1 -8 Information security for power system control operations IEEE C 37. 118 Phasor measurement unit (PMU) communications IEEE 1547 Release 1. 0 Standards Identified for NIST Interoperability Framework Application Physical and electrical interconnections between utility and distributed generation (DG) IEEE 1686 -2007 Security for intelligent electronic devices (IEDs) NERC CIP 002 -009 Cyber security standards for the bulk power system NIST Special Publication (SP) 800 -53, NIST SP 800 -82 Cyber security standards and guidelines for federal information systems, including those for the bulk power system Open Automated Demand Response (Open ADR) Price responsive and direct load control Open. HAN Home Area Network device communication, measurement, and control Zig. Bee/Home. Plug Smart Energy Profile 17 Home Area Network (HAN) Device Communications and Information Model