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Assessment and Planning Agency for Workforce Innovation August 2007 1 Assessment and Planning Agency for Workforce Innovation August 2007 1

What is Assessment? o According to the dictionary, assess means n The act of What is Assessment? o According to the dictionary, assess means n The act of appraising n To determine value n The collection of information 2

Assessment o For the Welfare Transition program, assessments allow staff to make official evaluations Assessment o For the Welfare Transition program, assessments allow staff to make official evaluations based on information collected o Information from assessments are used to n Offer appropriate services n Assign appropriate activities n Develop a plan with the participant to guide him/her towards his/her goals 3

Assessment o An assessment is not just a test, it is an ongoing process Assessment o An assessment is not just a test, it is an ongoing process o Assessments n Are an introduction to the participant n Help staff to learn about the participant n Help the participant to get to know him/herself 4

Assessment n Enable the participant to address needs, barriers and achieve goals n Find Assessment n Enable the participant to address needs, barriers and achieve goals n Find the starting point for plan development n Follow the participant’s progress for meeting goals 5

Assessment o When should program applicants or participants be assessed n The assessment process Assessment o When should program applicants or participants be assessed n The assessment process should begin p With work registration, orientation or career specialist appointment p Each time the case reopens n Before entering certain activities n Before being referred to an employer n Etc. 6

Thinking Points o When does the RWB require participants to complete the initial assessment? Thinking Points o When does the RWB require participants to complete the initial assessment? o What is the region’s initial assessment process? o Are the results reviewed with the participant by a career specialist? o Does the RWB require an assessment or employability review before entering job search, training or being referred to an employer? 7

Initial Assessment o Federal law requires an initial assessment n To be completed within Initial Assessment o Federal law requires an initial assessment n To be completed within 30 days of eligibility determination p The 30 days is based on the date the OSST system creates a To-Do or an alert to the work program p Or the date the driver was run for both mandatory participation and cash receipt* 8

Initial Assessment o The initial assessment is designed by the RWB or program provider Initial Assessment o The initial assessment is designed by the RWB or program provider and must include an assessment of the participant’s (45 CFR 261. 11) n Work history n Employability n Skills 9

Initial Assessment o This information must be used n To offer the right services Initial Assessment o This information must be used n To offer the right services or referrals to other agencies for services n To engage the participant in the right activities n To develop the Individual Responsibility Plan (IRP) n To help guide the participant towards self-sufficiency 10

Initial Assessment o The initial assessment process is developed locally and may include n Initial Assessment o The initial assessment process is developed locally and may include n A series of tests n A form n An interview n Or a combination of all of the above 11

Initial Assessment o Think about which components of the initial assessment in your area Initial Assessment o Think about which components of the initial assessment in your area secures the following information required under federal law? n The participant’s skills n The participant’s prior work experience n The participant’s employability 12

Initial Assessment o Why is it important for us to gather information about the Initial Assessment o Why is it important for us to gather information about the participant’s skills, prior work experience and employability? 13

Skills o Can (s)he read? o Can (s)he run a register? o Can (s)he Skills o Can (s)he read? o Can (s)he run a register? o Can (s)he speak English? o Can (s)he type? o Has (s)he ever used a computer? o Does (s)he know how to answer a multi-line phone? o What do (s)he sound like when (s)he answers the phone? 14

Skills o Are program staff prepared to secure this information n Skills may be Skills o Are program staff prepared to secure this information n Skills may be offered by the participant, or staff may have to dig to get the information o Skills may be found in n Work history n Job duties n Education history n Activities around the home n Volunteer work 15

Why Does It Matter Anyway? o Correctly referring the participant to the correct activity Why Does It Matter Anyway? o Correctly referring the participant to the correct activity directly impacts participation and performance n The participant is referred to an employer for a clerical position n The participant interviews at a school that serves hundreds of customers (parents and children) p The participant does not like children p The participant has never worked a multi-line phone p The participant can only type 10 WPM p The participant has never learned to use a data entry system 16

Why Does It Matter Anyway? o Will this participant be successful at the worksite Why Does It Matter Anyway? o Will this participant be successful at the worksite or job? o Will the participant accept the job? o If the participant accepts the job, will (s)he remain employed for a long time? o How will the employer feel about receiving an unqualified and inappropriate applicant from the Career Center? 17

Prior Work Experience o The initial assessment must gather information about the participant’s prior Prior Work Experience o The initial assessment must gather information about the participant’s prior work history and experience n Has (s)he ever had a steady job (not “as needed”)? n How long does (s)he usually stay employed? n When is the last time (s)he worked? n Why did (s)he leave? 18

Why Does It Matter Anyway? o Work experience information directly impacts the participant’s ability Why Does It Matter Anyway? o Work experience information directly impacts the participant’s ability to secure a job immediately and keep a job o Work experience can also provide notification of trends regarding work behaviors n Arguing with a supervisor n Being tardy n Being fired n Promotions 19

Why Does It Matter Anyway? o The participant has kept the last three jobs Why Does It Matter Anyway? o The participant has kept the last three jobs for longer than two years o The participant was fired from the last three jobs for insubordination o The participant has not been in the workplace in eight months o Is job search appropriate for this customer? What about training or Work Experience? 20

Why Does It Matter Anyway? o The participant has kept the last three jobs Why Does It Matter Anyway? o The participant has kept the last three jobs for longer than two years n We should review his/her skills to see if (s)he can re-enter the workforce immediately n The individual appears to have a steady work history that may positively impact his/her work search n We should highlight his/her length of employment on applications and resumes 21

Why Does It Matter Anyway? o The participant was fired from the last three Why Does It Matter Anyway? o The participant was fired from the last three jobs for insubordination n The participant may need anger management and employability skills classes prior to a job referral or entry in to a job search program o The participant has not been in the workplace in eight months n The participant may need skills and work experience relevant to the current job market before entering the workplace or prior to entry in a job search program n The participant does not have a current employer for his/her references. A Work Experience supervisor may be a good start 22

Employability o Employability appears to be a very broad topic o There a lot Employability o Employability appears to be a very broad topic o There a lot of items that can “meet” the definition of employability o The local operating procedures must identify those items that are relevant for the region and ensure that information is secured 23

Employability o Can (s)he apply for a job and start today? o Can (s)he Employability o Can (s)he apply for a job and start today? o Can (s)he enter in a job that she will keep? o Can (s)he begin her career? o What barriers are preventing him/her from working? n Need for childcare n Need for transportation assistance n Inability to complete a job application n Inability to provide a current and professional resume n Need for interview skills n Need for interview clothes n Need for skills, license or certification 24

What Does It Matter Anyway? o If we have not properly assessed barriers to What Does It Matter Anyway? o If we have not properly assessed barriers to employment or participation n The participant will not show to his/her appointment or activity n The participant will not complete hours in his/her activity n The participation rate will be impacted negatively n Most importantly, the participant will not reach his/her goals 25

What Does It Matter Anyway? o His/her children get out of school every day What Does It Matter Anyway? o His/her children get out of school every day at 3: 00 PM o (S)he does not have childcare o (S)he leaves her classes early every day to get his/her children o (S)he completes only 25 hours per week o (S)he does not get a satisfactory grade and does not progress to secure a certification 26

Initial Assessment o Does staff know how to use this information to n Develop Initial Assessment o Does staff know how to use this information to n Develop a road map for the participant n Assign activities n Provide supportive services o Remember, we are building a foundation for engagement 27

Using the Initial Assessment o Identify needs o Identify barriers n Issues that would Using the Initial Assessment o Identify needs o Identify barriers n Issues that would prevent the participant from meeting goals n Issues that would prevent the participant from completing steps p Need for childcare p Unreliable transportation p Money for gas or bus pass p No clothing to interview in p Mental health or substance abuse issues 28

Using the Initial Assessment o Services n Transportation n Childcare n Domestic violence counseling/shelter Using the Initial Assessment o Services n Transportation n Childcare n Domestic violence counseling/shelter n Clothing n Counseling/Treatment 29

Using the Initial Assessment o Identify skills and strengths n Include this information on Using the Initial Assessment o Identify skills and strengths n Include this information on a resume n Include this information on applications n Use this information to connect to possible career opportunities p Match participants to employers 30

Using the Initial Assessment n Use this information to encourage further training n Use Using the Initial Assessment n Use this information to encourage further training n Use this information to encourage work experience activities 31

Using the Initial Assessment o Identify goals n Employment goals n Goals for earnings Using the Initial Assessment o Identify goals n Employment goals n Goals for earnings n Help the customer identify what (s)he wants p Home p Car p Money for holidays and birthdays 32

Using the Initial Assessment o What does the participant want? n Help him/her connect Using the Initial Assessment o What does the participant want? n Help him/her connect the career path to securing what (s)he wants n Help him/her understand that (s)he can get what (s)he want by working with our program n Help him/her plan a path towards career goals 33

Using the Initial Assessment o Assign appropriate activities n Connect the participant to an Using the Initial Assessment o Assign appropriate activities n Connect the participant to an activity that will help him/her reach his/her goals p Connecting the participant to an activity that helps him/her achieve career goals will directly impact his/her participation n n This is called “buy-in” Ensure the activities are appropriate based on skills, employability needs, etc. 34

What is an IRP? 35 What is an IRP? 35

What is an IRP? o Individual Responsibility Plan (IRP) is designed with the participant What is an IRP? o Individual Responsibility Plan (IRP) is designed with the participant n To be a road map to reach goals n To be a road map to reach wants n To document the participant’s weekly requirements n To document accountability on a regular basis 36

What is an IRP? o The IRP can be a broad map showing each What is an IRP? o The IRP can be a broad map showing each major milestone towards the goal, but the IRP must also show n The activities the participant is engaged in p Hours the participant is required to complete each week for each activity p Expected completion dates for each activity and each step n These completion dates may be interim dates for turning in documentation or meeting with staff 37

What is an IRP? o We recommend using the steps to self- sufficiency to What is an IRP? o We recommend using the steps to self- sufficiency to document what the customer has agreed to do in a set period of time o We can immediately hold the participant accountable for each success and failure o The participant can see each requirement and how it moves him/her towards her goals 38

What is an IRP? o IRP n A complete IRP must be signed by What is an IRP? o IRP n A complete IRP must be signed by both parties within 30 days of becoming eligible n The complete signed IRP must include p Services provided to the participant to overcome barriers to employment p Steps the participant has to take to participate in the program p Activities, training and alternative activities the participant is engaged in to reach self-sufficiency p Number of hours assigned to each work and alternative activity p Expected completion dates for each work or alternative activity 39

What is an IRP? o The complete IRP must be developed with the participant What is an IRP? o The complete IRP must be developed with the participant o The complete IRP must be agreed on and signed by both parties o How often should the IRP be updated? 40

How Often Should the IRP be Updated? o The entire IRP should be updated How Often Should the IRP be Updated? o The entire IRP should be updated when the participant changes an activity or has another change regarding barriers, goals or life circumstances o However, the step to self-sufficiency, may be updated more frequently n Clear, written requirements that connect the participant to his/her wants, goals and path to self-sufficiency will lead to increased participation 41

Steps to Self-Sufficiency o The “steps to self-sufficiency” is a critical component of the Steps to Self-Sufficiency o The “steps to self-sufficiency” is a critical component of the IRP o Based on research and monitoring, the steps should be clear and concise requirements for the participant n Provides written documentation of participation requirements n Use the steps to hold the participant accountable for successes and failures 42

Steps to Self-Sufficiency o General steps versus specific steps n Participants need to learn Steps to Self-Sufficiency o General steps versus specific steps n Participants need to learn the major benchmarks that demonstrate they are moving towards their goals n Participants also need to know what to do on a daily basis to reach the major benchmarks 43

Frequent Statement o “My participant knows what to do. We talked about it at Frequent Statement o “My participant knows what to do. We talked about it at his/her appointment” n That is great. We should discuss with participants their activities and how it helps them reach their goals n All of our lives are busy. Many of our participants are dealing with daily “drama” n A written set of requirements reduces the likelihood of miscommunication and provides a notice or reminder to the participant 44

Steps to Self-Sufficiency o General n Get GED n Get a job n Keep Steps to Self-Sufficiency o General n Get GED n Get a job n Keep working n Complete 40 hours per week n Turn in proof of participation o This is a goal and major benchmark for success, but how does (s)he get a GED? n n n Where does (s)he take classes? How does (s)he register? When are timesheets due? o What steps does (s)he need to take to get a job? 45

Steps to Self-Sufficiency o General n Get GED n Get a job n to Steps to Self-Sufficiency o General n Get GED n Get a job n to do to complete 40 hours each week Keep working n o What does the participant have Complete 40 hours per week n Turn in proof of participation n What if classes are only 15 hours and (s)he completes unsupervised job search because (s)he was not directed to attend a program? Did (s)he really fail to comply? Or, did we fail to communicate what we really wanted? 46

Steps to Self-Sufficiency o Be careful n Do not assume that the participant understands Steps to Self-Sufficiency o Be careful n Do not assume that the participant understands exactly what is required n Do not assume the participant will remember what (s)he is required to do 47

Just Remember o Our participants are not concerned with the participation rate o (S)he Just Remember o Our participants are not concerned with the participation rate o (S)he is focused on his/her wants, needs and goals o We need to provide clear direction regarding participation o We need to connect their activities with their goals 48

Steps to Self-Sufficiency o General-get a GED p Documents the first step with the Steps to Self-Sufficiency o General-get a GED p Documents the first step with the participant p Provides a clear deadline to secure a schedule p p Provides the number of hours required for each week Provides a requirement to start class and secure signed time sheets o Specific n Sign up for GED classes at “XX school” on June 1, 2007 n Bring in GED schedule and instructors names for 15 hours per week on June 15, 2007 n Attend GED classes 15 hours per week based on schedule and have time sheet signed by the teacher daily 49

Steps to Self-Sufficiency o Steps to self-sufficiency should be n Simple n Clear n Steps to Self-Sufficiency o Steps to self-sufficiency should be n Simple n Clear n Concise o Steps should include n What the participant is supposed to do for a specific period of time p Activities p Deadlines n Return appointment n When documentation is due 50

Steps to Self-Sufficiency o Why are we now training for specific steps to self-sufficiency Steps to Self-Sufficiency o Why are we now training for specific steps to self-sufficiency n Monitoring results clearly showed p Customers were unclear of daily requirements p Customers did not connect daily requirements to general weekly participation requirements (complete 40 hours per week) p Requirements the participant was sanctioned for could not be established during audit 51

Steps to Self-Sufficiency o Allows for staff to hold participant accountable in writing o Steps to Self-Sufficiency o Allows for staff to hold participant accountable in writing o Requires the steps to be updated on a frequent basis o The RWB may opt to use the system or a locally developed form 52

System Break o Let’s review what we need to enter in OSST o Let’s System Break o Let’s review what we need to enter in OSST o Let’s review how to use OSST o Lets review some examples 53

Needs and Barriers We need to enter “needs and barriers”. Needs and barriers provide Needs and Barriers We need to enter “needs and barriers”. Needs and barriers provide very important Information. Even if the region has a locally developed IRP, please enter needs and barriers in OSST. 54

Employment Goals If the RWB uses the system IRP, please enter employment goals. 55 Employment Goals If the RWB uses the system IRP, please enter employment goals. 55

Steps to Self-Sufficiency Enter steps to selfsufficiency if the RWB uses the system tool. Steps to Self-Sufficiency Enter steps to selfsufficiency if the RWB uses the system tool. 56

Steps to Self-Sufficiency o The user can enter n What the participant is required Steps to Self-Sufficiency o The user can enter n What the participant is required to do each day n The number of hours the participant is required to engage in these activities n The date the participant is expected to complete the activities, return documentation and return for a staff appointment 57

Steps to Self-Sufficiency o The staff member (user) can n Enter the text of Steps to Self-Sufficiency o The staff member (user) can n Enter the text of the steps to self-sufficiency n Order the steps to self-sufficiency by numbering them p The system will only print the steps that are numbered (once saved) n The system will enter a case note with the text of the numbered steps to self-sufficiency once the steps are printed 58

To add a step to selfsufficiency, select the “Add” tab on the bottom of To add a step to selfsufficiency, select the “Add” tab on the bottom of the Alternative Plan screen 59

Enter the text of the steps. Ensure the steps are short, clear and simple. Enter the text of the steps. Ensure the steps are short, clear and simple. Do not number the step. Select “Save” after each step is entered 60

Because we have not numbered the steps (s)he are not in any specific order. Because we have not numbered the steps (s)he are not in any specific order. This is the display on the Plan Development screen. 61

To number the steps, select the “IRP Wizard” link on the left menu. 62 To number the steps, select the “IRP Wizard” link on the left menu. 62

This page allows you to select the elements that will be included on the This page allows you to select the elements that will be included on the printed IRP. For a complete IRP, select all required elements to display. If you are just updating the steps to selfsufficiency, the you can simply select the last checkbox. 63

Number the steps. Use the numbers to place them in the appropriate order. Select Number the steps. Use the numbers to place them in the appropriate order. Select “Save”. The system will refresh the page and put the steps in order based on the numbering. 64

To print the document, select “View to Print. ” 65 To print the document, select “View to Print. ” 65

Only the numbered steps will display. The participant and the staff member must sign Only the numbered steps will display. The participant and the staff member must sign the IRP to demonstrate agreement. When the participant returns, the staff member can pull this signed IRP out of the file and update the document by checking “Yes” or “No” under the completed column. This process shows the participant that (s)he will be held accountable at each appointment. 66

To update the steps to self-sufficiency, first enter the new steps. Select the Add To update the steps to self-sufficiency, first enter the new steps. Select the Add tab at the bottom of the screen. 67

Once the new steps are saved, the steps will appear under the “History of Once the new steps are saved, the steps will appear under the “History of Steps to Self-Sufficiency”. 68

The user can also change the status of the steps to display the steps The user can also change the status of the steps to display the steps as closed by selecting the Open link. 69

Select Closed under the Status dropdown. Enter a completion date. If it is not Select Closed under the Status dropdown. Enter a completion date. If it is not completed, the staff can leave it open and check “not completed” on the previously printed document. If it is not completed but closed, the user can still enter a completion date. To put the steps in order, select the “IRP Wizard” icon on the left hand menu. 70

If no other component is being updated, simply select the last checkbox, Steps to If no other component is being updated, simply select the last checkbox, Steps to Self Sufficiency. Select “Continue”. 71

The display shows that the steps have been completed, each on 7/6/2007. The status The display shows that the steps have been completed, each on 7/6/2007. The status of the first three steps is “closed”. The steps can be renumbered to display only the new steps deleting the numbers from the old steps and numbering the new steps. 72

This display shows that the old steps can be renumbered. Select “Save” so the This display shows that the old steps can be renumbered. Select “Save” so the OSST system will retain the order of the steps. 73

This display shows the steps have been renumbered and reordered once the screen refreshed. This display shows the steps have been renumbered and reordered once the screen refreshed. The old steps were moved to the bottom of the list. Select “View to Print” to print the new steps. The customer will need to sign the updated document to demonstrate agreement with his/her plan. 74

Only the numbered steps will display on the printed document. Once again, the staff Only the numbered steps will display on the printed document. Once again, the staff member can pull out the signed IRP at the next appointment to update the “Completed” column. 75

If you have any questions, comments or concerns, please contact the Welfare Transition Team If you have any questions, comments or concerns, please contact the Welfare Transition Team through the Agency for Workforce Innovation’s Call Center 1 -866 -352 -2345 An equal opportunity employer/program. Auxiliary aids and services are available upon request to individuals with disabilities. All voice telephone numbers on this document may be reached by persons using TTY/TDD equipment via the Florida Relay Service at 711. 76