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Approaches in Maryland EMS Quality Improvement John New Director, MIEMSS Quality Management Prepared For: Approaches in Maryland EMS Quality Improvement John New Director, MIEMSS Quality Management Prepared For: QA Officer Training Day 2, Session 3 – 9: 00 to 10: 30.

EMS Quality Approaches n n n n Quality Catalyst Overview Brief History of QM EMS Quality Approaches n n n n Quality Catalyst Overview Brief History of QM Essential Parts of Quality Organizations MIEMSS Experience Practical Example Assessing “Quality” Organizations Moving On Copyright 2007 All Rights Reserved

Maryland’s EMS Quality Catalysts for Change A Leadership Guide To Quality Improvement A Leadership Maryland’s EMS Quality Catalysts for Change A Leadership Guide To Quality Improvement A Leadership Guide to Quality Improvement for Emergency Medical Services (EMS) Systems. This publication is distributed by the US. . . www. nhtsa. dot. gov/people/injury/ems/Leaderguide/ - 101 k NHTSA (July 1997) Copyright 2007 All Rights Reserved

Copyright 2007 All Rights Reserved Copyright 2007 All Rights Reserved

Maryland’s EMS Quality Catalysts for Change n “A Leadership Guide to Quality n Title Maryland’s EMS Quality Catalysts for Change n “A Leadership Guide to Quality n Title 30 MIEMSS Regulations (Dec. 1999) Improvement for Emergency Medical Services Systems” – NHTSA (July 1997) n Subtitle 03 EMS Operations n n n Chapter 04 02 Quality Assurance Plan Chapter 04 03 Medical Review Committee Chapter 04 08 Quality Assurance Officer (Oct. 2007) Copyright 2007 All Rights Reserved

Maryland’s EMS Quality Catalysts for Change n “A Leadership Guide to Quality n Title Maryland’s EMS Quality Catalysts for Change n “A Leadership Guide to Quality n Title 30 MIEMSS Regulations (Dec. 1999) Improvement for Emergency Medical Services Systems” – NHTSA (July 1997) n Subtitle 03 EMS Operations n n Chapter 04 02 Quality Assurance Plan Chapter 04 03 Medical Review Committee Chapter 04 08 Quality Assurance Officer (Oct. 2007) Managing For Results (MFR) (June 1997) Copyright 2007 All Rights Reserved

Catalyst Commonalities Leadership’s Role in defining EMS “Quality” n Accountability through Goal Setting and Catalyst Commonalities Leadership’s Role in defining EMS “Quality” n Accountability through Goal Setting and Measurement n A Need to be Proactive towards “Improvement” n Shift from Parochial Interests (silos) to Cooperative Excellence (system) n Copyright 2007 All Rights Reserved

Evolutionary and Blended Focus A Series of Scientific and Humanistic Processes Copyright 2007 All Evolutionary and Blended Focus A Series of Scientific and Humanistic Processes Copyright 2007 All Rights Reserved

Quality Management (QM) Defined n A Process That Integrates: n n n Strategic Planning Quality Management (QM) Defined n A Process That Integrates: n n n Strategic Planning and Leadership Commitment An Empowered Work Force Recognition of Customers, Stakeholders, Processors Data Utilization and Analysis Results Based Management n n Quality Control Quality Improvement Copyright 2007 All Rights Reserved

Performance Model for Moving Maryland Forward The traditional approach: “top - down” Leadership Employees Performance Model for Moving Maryland Forward The traditional approach: “top - down” Leadership Employees Copyright 2007 All Rights Reserved

Performance Model for Moving Maryland Forward Employees The consultant’s perspective: “bottom - up” Leadership Performance Model for Moving Maryland Forward Employees The consultant’s perspective: “bottom - up” Leadership Copyright 2007 All Rights Reserved

Performance Model for Moving Maryland Forward man Hu tegi c Pl Results Process Goals Performance Model for Moving Maryland Forward man Hu tegi c Pl Results Process Goals Objectives Stra Guiding Principles Vision Mission Lea Customer p rshi de rces u eso R Q Customer $ ann ing Info C U S T O M E R rma t ion Customer &A naly sis Copyright 2007 All + Customer Feedback Rights Reserved Learning F O C U S

What’s In A Name? CQI - Continuous Quality Improvement n TQM - Total Quality What’s In A Name? CQI - Continuous Quality Improvement n TQM - Total Quality Management n TQS - Total Quality Systems n QSI - Quality Systems Improvement n TQ - Total Quality n QI - Quality Improvement n Copyright 2007 All Rights Reserved

Quality Management Is Not Traditional Quality Assurance n Tasked Focused n One Right Way Quality Management Is Not Traditional Quality Assurance n Tasked Focused n One Right Way n Tough On People n Control/Micro Management n Copyright 2007 All Rights Reserved

Why Change Management Philosophy n Internal Reasons for Change n Improve Planning Process Budget Why Change Management Philosophy n Internal Reasons for Change n Improve Planning Process Budget (Show direct/indirect savings) n Resources Assessment (Identify justifiable items) n n Meet Greater Needs of Organization n Increase Productivity n Increase Employee Morale, Recruitment, Retention Copyright 2007 All Rights Reserved

Why Change Management Philosophy n External Reasons for Change n Tighter Fiscal Allotments n Why Change Management Philosophy n External Reasons for Change n Tighter Fiscal Allotments n n Improve Accountability of Given Resources n n Expectation of Tax Cuts not Tax Increases What’s expected is met Market Forces n Competition form Other EMS Services Potential and Actual Patient Expectation Changes n Demographics and Technology n Copyright 2007 All Rights Reserved

Cost of Poor Quality Iceberg Arguments “OBVIOUS” Unsatisfied Complaints Overtime Inspection “LESS OBVIOUS” Job Cost of Poor Quality Iceberg Arguments “OBVIOUS” Unsatisfied Complaints Overtime Inspection “LESS OBVIOUS” Job Burn-out Customer Dissatisfaction Doing a Lot, Finishing Little 5, 35 Day Forms Poor Communication Unnecessary Field Service Rush Development Costs Wasted Effort Workplace Hassles Job-hopping More Meetings Departmental and Other Agency Turf Battles Validation Errors Grievances Absenteeism 11 th Hour Jobs Duplication of Effort Low Morale Retraining Lost Time Equipment Failure Copyright 2007 All Rights Reserved

Historical “Quality” Mind Sets n Capitalistic n n If It’s Not Broke, Don't’ Fix Historical “Quality” Mind Sets n Capitalistic n n If It’s Not Broke, Don't’ Fix It n n n Assumes Quality is a Given (Slow to React to Change) Sign of Stability (or Sign of Stagnation) Monopoly n n Caveat Emptor (Customer is Responsible for Quality) We’re the Only Supplier Around (Is Usually Short Lived) Quality Imperative n Customer’s Expectations (Meet and Exceed) Copyright 2007 All Rights Reserved

Quality Management In Industry n Walter Shewart (1930’s) - Statistical Quality Control n n Quality Management In Industry n Walter Shewart (1930’s) - Statistical Quality Control n n Developed Plan, Do, Check and Act cycle (PDCA) W. Edwards Deming (1950’s) - Humanism n Production Flaws are rooted in system design, not in the commitment of the work force. Copyright 2007 All Rights Reserved

Quality Management In Industry n Joseph Juran (1950’s) - Total Integrating n Stressed inter-dependency Quality Management In Industry n Joseph Juran (1950’s) - Total Integrating n Stressed inter-dependency of entire production process. n Philip Crosby (1970’s) - Quality Is Free n Associated quality with cost or no quality=lost $ Copyright 2007 All Rights Reserved

Industrial Quality Management Distilled “Eventually I was able to distill into a simple set Industrial Quality Management Distilled “Eventually I was able to distill into a simple set of precepts the philosophy Dad had followed in managing the business for 40 years: n Give full consideration to the individual employee. n Spend a lot of time making customers happy. n Go the last mile to do every thing right. ” Thomas J. Watson, Jr. President and son of the founder of IBM Copyright 2007 All Rights Reserved

QM - Scientific Side n Scientific Side (Analytical Approach) • Objective Data vs. Anecdotal QM - Scientific Side n Scientific Side (Analytical Approach) • Objective Data vs. Anecdotal Decision Basis • Understanding of Complex Processes • Quality Control (Determine process gauges) • Quality Improvement (Move beyond existing limits) • AKA - Statistical Quality Control Copyright 2007 All Rights Reserved

QM - Humanistic Side n Customer Focus • Who Are They? • Did We QM - Humanistic Side n Customer Focus • Who Are They? • Did We Meet Their Requirements? • Can We Exceed Their Expectations? • Internal / External Customer Focus • AKA - Participative Management Copyright 2007 All Rights Reserved

QM - Humanistic Side n Hawthorne Experiment • 1924 - 1932 • Western Electric QM - Humanistic Side n Hawthorne Experiment • 1924 - 1932 • Western Electric Plant, Chicago • Relay Assemblers • Controlled Experiment Copyright 2007 All Rights Reserved

QM - Humanistic Side n Hawthorne Experiment Results • Output Increases When: • Improvement QM - Humanistic Side n Hawthorne Experiment Results • Output Increases When: • Improvement in resources • Have trust / cooperation among supervisor and worker • Fear in the workplace is eliminated • Monotony is reduced Copyright 2007 All Rights Reserved

Characteristics of Quality Organizations EMS System Results Continual Improvement Process Management Measurement Total Involvement Characteristics of Quality Organizations EMS System Results Continual Improvement Process Management Measurement Total Involvement Customer Focus & Satisfaction Leadership Total Quality Organizational Mission, Vision, & Principles Copyright 2007 All Rights Reserved

QM - Leadership n Leadership Role • • Establishing Organization’s Quality Plan at All QM - Leadership n Leadership Role • • Establishing Organization’s Quality Plan at All Program Levels Encourage a System of Participative Management Utilize Tools and Methods in Reaching Goals Walk the Walk, Talk the Talk Copyright 2007 All Rights Reserved

QM - Leadership n Leadership By Example Imperial Trans -Antarctic Expedition n 1914, • QM - Leadership n Leadership By Example Imperial Trans -Antarctic Expedition n 1914, • • Cpt. Ernest Shackleton & crew of the Endurance leave for Antarctica 300 miles from land, trapped in ice pack 28 men spend 20 months on ice pack Move or Stay Plan “Gold Watch” Copyright 2007 All Rights Reserved

Environmental Assessment S trengths - internal system pluses W eaknesses - internal system negatives Environmental Assessment S trengths - internal system pluses W eaknesses - internal system negatives O pportunities - external to system pluses T hreats - external to system negatives n Used to establish original Maryland EMS Plan (1998) and subsequent updates (2000, 2004, 2006) Copyright 2007 All Rights Reserved

Maryland EMS Environment (2004) n Strengths n n Comprehensive Statewide System - Designated trauma Maryland EMS Environment (2004) n Strengths n n Comprehensive Statewide System - Designated trauma and specialty centers Human Resources - Well-trained and committed prehospital care providers operating under uniform protocols Communications - Statewide system integrated with local personnel trained to EMD standards Med-Evac System - Operated under Maryland State Police with full state coverage Copyright 2007 All Rights Reserved

Maryland EMS Environment (2004) n Strengths (continued) n Support - Strong legislative and executive Maryland EMS Environment (2004) n Strengths (continued) n Support - Strong legislative and executive support of EMS n Lead Agency - Effective state agency that has established a broad network of communications among provider groups n Quality Assurance/Quality Improvement Established program with access to data Copyright 2007 All Rights Reserved -

Maryland EMS Environment (2004) n Weaknesses n Resource Capacity - Insufficient hospital response to Maryland EMS Environment (2004) n Weaknesses n Resource Capacity - Insufficient hospital response to n Med-Evac System- Reliance on weather dependent n n surges and overused resource Funding - Unresolved financial issues Disaster Training - Insufficient inter-agency training Communication Resources - No statewide EMRC Inter-Agency Communications - Poor communications among fire, police, & EMS in the event of an emergency Copyright 2007 All Rights Reserved

Maryland EMS Environment (2004) n Weaknesses (continued) n Public Awareness - Lack of sufficient Maryland EMS Environment (2004) n Weaknesses (continued) n Public Awareness - Lack of sufficient EMS public n Quality Assurance/ Quality Improvement - n n awareness and prevention measures Insufficient use of data and incomplete post care knowledge Human Resources - Insufficient ALS providers in rural areas Skills Retention - Challenge in maintaining skills within all EMS services (prehospital/clinical) Specialty Patients - More attention to pediatric/geriatric needs Uncompensated Care - High levels Copyright 2007 All Rights Reserved

Maryland EMS Environment (2004) n Opportunities Funding - In response to terrorism n Research Maryland EMS Environment (2004) n Opportunities Funding - In response to terrorism n Research - Comprehensive system with unique n characteristics Public Perception - Positive image of EMS services n Successful Models - Use trauma system template to n n n improve other health care delivery components Technology - Combine telemedicine methods with existing communications system to improve prehospital triage Interagency Collaboration - Build upon strong specialty ctr. relationships to develop/improve other collaborative efforts Copyright 2007 All Rights Reserved

Maryland EMS Environment (2004) n Threats n Fiscal - Increased uninsured population / uncompensated Maryland EMS Environment (2004) n Threats n Fiscal - Increased uninsured population / uncompensated care n Human Resources - Recruitment and retention of all n Patient Care - Increase in barriers to definitive patient n Special Interest - Needs prioritized based upon n Trauma System - Financial issues concerning regional healthcare provider types care parochial or territorial interests and state trauma system Copyright 2007 All Rights Reserved

QM - At MIEMSS Mission n Philosophy n Structure n Trivialized Summary n Tools QM - At MIEMSS Mission n Philosophy n Structure n Trivialized Summary n Tools Overview n Results n Copyright 2007 All Rights Reserved

MIEMSS Mission Statement As the lead emergency medical services (EMS) agency, MIEMSS will provide MIEMSS Mission Statement As the lead emergency medical services (EMS) agency, MIEMSS will provide the leadership, direction, expertise, and coordination of resources to continuously improve the efficient and effective provision of EMS throughout the state of Maryland. This includes all phases of emergency care: prevention, out of hospital, hospital and rehabilitation. n n n Resource rather than a regulator Embrace the QM philosophy Comprehensive - statewide and continuum of care Copyright 2007 All Rights Reserved

Philosophy Implementation Question 1. What’s the difference between QM and other management types? Others Philosophy Implementation Question 1. What’s the difference between QM and other management types? Others can stress “Bad Apples” for poor performances n QM attempts to understand failure from a system point of view. n n n Document the process Measure the system feature (timeliness, access, etc. ) Make improvement recommendation(s) Implement best improvement(s) Measure it again Copyright 2007 All Rights Reserved

Philosophy Implementation Question 2. So, I’m not responsible for my mistakes now - right? Philosophy Implementation Question 2. So, I’m not responsible for my mistakes now - right? This is not unconditional surrender to the work force n All employees accept responsibility for: n n n Quality training (Leadership first, real time application) Quality methods understanding and use (Apply the science) Support one and other (Feelings of uneasiness/fear of failure) Leave your ego’s at the door (This is not a lynching) Copyright 2007 All Rights Reserved

Philosophy Implementation Question 3. Isn’t this really Quality Assurance we’re talking about? Traditional QA Philosophy Implementation Question 3. Isn’t this really Quality Assurance we’re talking about? Traditional QA is based on reaction to failure and can tend to focus on punitive results. n Quality Control gets us a “stable process” n Quality Improvement moves us beyond stable and provides gains along key features. n n Effectiveness Efficiency Timeliness Copyright 2007 All Rights Reserved

Maryland EMS Quality Leadership Council § Link MIEMSS Programs with EMS Community § Established Maryland EMS Quality Leadership Council § Link MIEMSS Programs with EMS Community § Established Confidentiality Agreements/Data Inventory § Initiate QI Teams – Establish System “Gauges” for: § § § § MIEMSS Administration Medical Aeromedical Pediatric Trauma Prehospital Education & Training Regional/Jurisdictional Councils Copyright 2007 All Rights Reserved

Maryland EMS Quality Leadership Council Relationships EMS Board Maryland EMS QLC SEMSAC Chair: R. Maryland EMS Quality Leadership Council Relationships EMS Board Maryland EMS QLC SEMSAC Chair: R. Bass Staff: J. New Research: (C. Handley) IT: “Vacant” Legal: S. Sette Focus Area: MIEMSS (Adm. ) QIC Chair: Staff: (Vacant) Pediatric QIC Trauma QIC (A. Walker) (M. Meyers) (M. Beachley) (C. Wright-Johnson) Medical QIC (R. Alcorta) (R. Schaefer) Education Aeromedical (Prehospital) QIC (Vacant) Copyright 2007 All Rights Reserved (D. Floccare) Regional/ Jurisdict. QIC (B. Adams) (M. Warner)

MIEMSS QM View (trivialized) 1% 1% 1% 94% Plan (Structure for Getting There) Knowledge MIEMSS QM View (trivialized) 1% 1% 1% 94% Plan (Structure for Getting There) Knowledge (Teams, Tools and Methods) Commitment (Leadership and Employee Buy In) Communication (Intra and Inter Agency) Recognition (Mission, Customers, Consumers) Respect (For job, for co-workers) Common Sense (How would you like to be serviced? ) 100% Customer, Employee, and Manager Satisfaction Copyright 2007 All Rights Reserved

Quality Improvement Tools n n n n QI Teams (Group of process knowledge experts) Quality Improvement Tools n n n n QI Teams (Group of process knowledge experts) Team Leader, Facilitator, Timer, Recorder Team Charter and By-Laws (What you do/how you do it) Brainstorm (Get Ideas/Problems Out Into The Open) Process Flow Diagrams (Document Process Complexity) Fishbone Diagrams (Identify Cause) Histograms (Measure Impact of Cause/Results) Run Charts (Measure Feature Over Time) Copyright 2007 All Rights Reserved

MIEMSS MAIS Timeliness Part 1 n Increase MAIS Information Access Time n Report the MIEMSS MAIS Timeliness Part 1 n Increase MAIS Information Access Time n Report the time interval between runsheet completion in the field and time when data is finally loaded into the central database at MIEMSS. Copyright 2007 All Rights Reserved

MIEMSS MAIS Timeliness Part 2 n Measure the number of forms scanned per month MIEMSS MAIS Timeliness Part 2 n Measure the number of forms scanned per month by MIEMSS MIS Department. n Report the volume of forms submitted by month. Copyright 2007 All Rights Reserved

MIEMSS MAIS Timeliness Part 3 n n Examine variation by Jurisdiction Brainstorm cause(s) for MIEMSS MAIS Timeliness Part 3 n n Examine variation by Jurisdiction Brainstorm cause(s) for delays and make recommendations for improvement. Standardize forms submission regionally n Inform Non MIEMSS processors of delays. n Eliminate pre-sorting by MIEMSS staff through Optical Scanning and archiving n n Measure again Copyright 2007 All Rights Reserved

MIEMSS MAIS Timeliness Part 4 n Check Your Results n Maintain a Run Chart MIEMSS MAIS Timeliness Part 4 n Check Your Results n Maintain a Run Chart of Process Measure. Copyright 2007 All Rights Reserved

Crucial Steps to Success (Baldrige Model) n Get Leadership to Buy-In n n Not Crucial Steps to Success (Baldrige Model) n Get Leadership to Buy-In n n Not just approval, but to be trained, to use QM Develop Strategic Quality Plan Long/Short term organizational objectives n Identify ways to achieve those objectives n Measure effectiveness n n Ensure Customer and Stakeholder Satisfaction n External and internal organizational satisfaction Copyright 2007 All Rights Reserved

Crucial Steps to Success (Baldrige Model) n Utilize Information and Analyses n n Provide Crucial Steps to Success (Baldrige Model) n Utilize Information and Analyses n n Provide Human Resource Development n n Develop full potential of work force Understand Improve Processes n n Use valid data to “manage by fact” Ensure good relationships across all process owners Focus on System Results n Assess quality results and the organization’s success at achieving quality improvement Copyright 2007 All Rights Reserved

Implementation Steps To Consider n n n Initiate Quality Council (charter, rules) Identify key Implementation Steps To Consider n n n Initiate Quality Council (charter, rules) Identify key process(es), key indicator(s). Plan quality improvement strategies Measure Initiate improvements Measure again Customer Q Customer $ Copyright 2007 All Rights Reserved Customer

When Are We There? “The Race For Quality Has No Finish Line” David T. When Are We There? “The Race For Quality Has No Finish Line” David T. Kearns – Former Chairman of XEROX (Winner of the Malcolm Baldrige National Quality Award) Copyright 2007 All Rights Reserved

Conclusion n Questions n Comments Department of Quality Management n Thank Copyright 2007 All Conclusion n Questions n Comments Department of Quality Management n Thank Copyright 2007 All Rights Reserved You!