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CDSL Welcomes You CDSL Welcomes You

Enhancements in Depository and KRA Enhancements in Depository and KRA

CDSL Group Central Depository Services (India) Limited CDSL Ventures Limited Central Insurance Repository Limited CDSL Group Central Depository Services (India) Limited CDSL Ventures Limited Central Insurance Repository Limited • Depository Services • e-Voting • National Academic Depository • Go Green Services • Authentication Service Agency (ASA) for UIDAI • Wholly owned subsidiary of CDSL • KYC Registration Agency • 1 st and largest KRA with over 12 mn KYCs • Authentication User Agency (AUA) for UIDAI • Promoted by CDSL (51%) and Insurance companies (49%) • Facilitates policyholders to hold insurance policies in electronic form

CDSL Today ! BO Accounts • 9. 2 million • Situated in 23, 000 CDSL Today ! BO Accounts • 9. 2 million • Situated in 23, 000 pin-codes DPs Registered • 575 • Operating from over 11, 000 locations Issuer Companies • 8709 Unique companies • Equity, Debentures, Bonds, Mutual Fund Units, G-Secs, CDs, CPs, etc. Securities under Custody • Volume 18, 950 crore • Value Rs. 14, 05, 300 crore

Current Enhancements Current Enhancements

CDSL - DP Admission *Limited Purpose DP *The minimum net worth requirement for a CDSL - DP Admission *Limited Purpose DP *The minimum net worth requirement for a stock broker to become CDSL DP is Rs. 2 crores *New CDSL DP category 'Limited Depository Participant' *Stock broker having net worth of not less than Rs. 1 crore *Increase net worth to atleast Rs. 2 crores 2 financial years in the next

CDSL SYSTEMS *Single File (Common) Upload for all types of transactions *Single download transaction CDSL SYSTEMS *Single File (Common) Upload for all types of transactions *Single download transaction report (DP 57) for convenient Back office Updation. *CDAS application has been made available as a browser based version to keep pace with the new technology and provide greater flexibility and ease of use. *CDSL has obtained ISO 27001 certification for not only its main site, but also for its DRS from world renowned certifying body DNV. *CDSL has obtained BS 25999 -2: 2007 certification for its Business Continuity Management System

CDSL Process * DP-BO Agreement has been replaced with Rights and Obligation documents * CDSL Process * DP-BO Agreement has been replaced with Rights and Obligation documents * Transfer of securities which are under Inactive or Lock-in * Target demat account is within CDSL * Balances under Pending Demat / Remat / Destat / Restat will also be transferred * Scanning of Delivery Instruction Slips (DIS) * For operational ease, CDSL has provided a facility to DPs to upload scanned images in the System directly * Scanned Images will be stored by CDSL, hence the DP need not store any DIS after upload nor take backup of the same * CDSL will also provide the Pending DIS Scan report so that there is no Non-Compliance by the DP

CDSL – IAPs and Training *NISM (National Institute of Securities Markets) *CDSL is an CDSL – IAPs and Training *NISM (National Institute of Securities Markets) *CDSL is an NISM Accredited CPE Provider for conducting CPE Programmes for NISM Series - VI: Depository Operations Certification Examination (DOCE). *CDSL has conducted 59 NISM DOCE –CPE training programmes across the country and has trained 1398 Officials. *CDSL has been conducting various training programmes across the country to help prepare for NISM VI: DOCE. *Audio visual tutorial has been prepared by CDSL which is uploaded in You. Tube.

CDSL – IAPs and Training *IAPs (Investor awareness programs ) *Conducting IAPs across the CDSL – IAPs and Training *IAPs (Investor awareness programs ) *Conducting IAPs across the country free of cost to Investors *In association with DPs and media *Distribution of booklets i. e. investor guides and Q&A on demat *DP Training *Over 10000 officials of DPs across the country *Over 1200 Compliance Officers & Over 1785 officials of Auditors

Value Additions Value Additions

Easi – Internet Based *Electronic access to securities information *Easi enables demat A/c holders Easi – Internet Based *Electronic access to securities information *Easi enables demat A/c holders (BOs / Brokers) to view the holdings and transactions *Anytime/Anywhere access to the demat account through CDSL’s website www. cdslindia. com *Transaction information for last 7 days *Valuation of their holding *Information on Corporate announcements on a separate tab *BO can add/modify Mobile Number for SMS Alerts *BOs registered for easi/easiest can now freeze /unfreeze their securities at their convenience.

Easiest- Internet based *Electronic access to securities information and execution of secured transactions *All Easiest- Internet based *Electronic access to securities information and execution of secured transactions *All the benefits of easi are available *BO/CM can enter debit/credit instructions on the internet. *Easiest has two types of facility a) Trusted A/c b) Account of choice *BOs using Easiest can now transfer securities to any 4 pre-notified accounts including CM a/c. *BOs can use their existing Class 2 digital signature for using Easiest- Account of choice.

TRUST - Mobile Based *TRUST -TRansactions Using Secured Texting *Mobile Application for Payin which TRUST - Mobile Based *TRUST -TRansactions Using Secured Texting *Mobile Application for Payin which the BO can use anywhere/anytime. *BO can confirm instructions for trades done on a stock exchange by sending an SMS using any Android mobile phone *BO can also confirm using GPRS based version of TRUST for Android, i. Phone, Blackberry and Windows based mobile devices *TRUST application has now been hosted on Google Play Store for Android Users.

e-Voting * CDSL’s e-Voting System enables investors to cast their votes pertaining to company e-Voting * CDSL’s e-Voting System enables investors to cast their votes pertaining to company resolutions through www. evotingindia. com * e-Voting can be used for AGMs, EGMs, Postal Ballots and any other meeting * 3345 companies have signed e-Voting Agreement & 2923 companies have Used CDSL’s e-Voting Platform * Automated system which records votes and gives results instantaneously. * Corporate and MF can now use CDSL’s e-Voting Platform * Single Sign-on to enable online customers to vote

CVL KRA * CDSL Ventures Limited (CVL) is the first and largest KRA with CVL KRA * CDSL Ventures Limited (CVL) is the first and largest KRA with over 1. 2 crore KYC and 3152 Intermediaries registered * Intermediary can check in CVL KRA, the KYC status of a customer across all KRAs * CVL - KRA Interoperability enables intermediary to download KYC data available in other KRA * Registered Users of Intermediaries can get the Investors KYC status using SMS. User can also download the data using SMS facility. ABCDE 1234 F KYC REGISTERED

*CDSL –Other Updates *Statement Dispatch: * Dispatch of transaction cum holding statements on behalf *CDSL –Other Updates *Statement Dispatch: * Dispatch of transaction cum holding statements on behalf of Depository Participants * Personalised Billing/Ledger of the client can be dispatched. *Database of Distinctive Number (DNs) * Maintained by Depository to facilitate capital reconciliation * Facility for DN database inquiry through ‘CDAS’ for DPs * Participants are required to check the correctness of the ISINs based on DNs before entering the demat request

Future Enhancements Future Enhancements

*E-KYC (electronic, paper-less KYC experience to Aadhar holders) will be soon available through CVL. *E-KYC (electronic, paper-less KYC experience to Aadhar holders) will be soon available through CVL. *Approx 71 crore Aadhar cards have been issued *KYC details available in Aadhar can be downloaded by the intermediary using two Options: * OTP Authentication * Biometric Authentication

Single Demat account Bank FDs Corporate FDs Pension Products Demat A/c (Equity, Debt, MF) Single Demat account Bank FDs Corporate FDs Pension Products Demat A/c (Equity, Debt, MF) Postal Saving Schemes Insurance

Consolidated A/c Statement (CAS) *Investors will be able to view their entire investments in Consolidated A/c Statement (CAS) *Investors will be able to view their entire investments in Mutual Funds and Securities held in demat A/c in a single Consolidated Account Statement sent by the Depository

Single KYC for all financial products *Single KYC can be used across all segments Single KYC for all financial products *Single KYC can be used across all segments of the Financial Markets. *Uniform KYC norms will encourage Investors to participate in Indian capital markets.

Thank You Thank You